TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-05-00009-CR
Christian Potts, Appellant
v.
The State of Texas, Appellee
FROM THE DISTRICT COURT OF BURNET COUNTY, 33RD JUDICIAL DISTRICT NO. 30840, HONORABLE GUILFORD L. JONES, III, JUDGE PRESIDING
MEMORANDUM OPINION
Christian Potts1 was convicted of aggravated assault by threat of Officer Mike Martin
and aggravated assault of Officer Paul Nelson. See Tex. Pen. Code Ann. § 22.02 (West Supp. 2005).
In his first and second issues, Christian contends that the district court erred in refusing his request
for a jury instruction on the lesser included offenses of deadly conduct and resisting arrest for the
aggravated assault by threat against Officer Martin. In his third issue, Christian contends that the
district court erred in refusing his request for an instruction on the lesser included offense of resisting
arrest against Officer Nelson. Because we conclude that Christian was not entitled to jury
instructions on the lesser included offenses, we hold that the district court did not abuse its discretion
in refusing Christian’s requests, and we affirm the district court’s judgment.
1 For ease of reference, we will refer to Christian Potts as “Christian.” We will refer to Christian’s mother as “Mrs. Potts” and Christian’s brother as “Bart.” BACKGROUND
On June 23, 2003, Officer Mike Martin was dispatched to Christian’s residence to
respond to a disturbance. Officer Martin arrived at the residence in uniform and testified that he
heard yelling coming from inside the house. When he approached, Mrs. Potts was standing in the
yard and told Officer Martin that her son Christian was inside, that he had a weapon, and that he was
“high on something.” When Officer Martin looked inside, he observed Christian and his brother
Bart struggling; Bart was trying to get a rifle away from Christian. While holding the rifle, Christian
shouted, “I’ll kill that . . . Mike Martin.” Bart feared that his brother, who had twice attempted
suicide, might display the gun to force the police to shoot him. Officer Martin then joined Bart in
trying to wrestle the gun away from Christian. During the struggle, Christian pointed the gun at
Officer Martin and yelled obscenities at him. Officer Martin testified that Christian again threatened
to kill him and head-butted him several times during the fray.
Officers Heidi Hagen, Paul Nelson, and Tammy Baker arrived to assist Officer
Martin. Officer Hagen testified that Christian bit her hand and caused her other injuries by pushing
her down a stairwell. Eventually, through the combined efforts of the officers and Bart, Officer
Martin was able to wrest the gun away from Christian. He handed it over to Officer Baker, who
removed it from the house and secured it in the trunk of her patrol car. Christian continued yelling
and flaying at the officers. When Officer Nelson tried to handcuff him, Christian forcefully kicked
the officer in the knee. As a result of the incident, Officer Nelson required surgery and ongoing
physical therapy. At the time of trial, he had not regained full use of his knee.
2 Christian was indicted on two counts of aggravated assault on a public servant for
threatening Officer Martin with a deadly weapon and for causing serious bodily injury to Officer
Nelson. See Tex. Pen. Code Ann. § 22.02. Prior to trial, defense counsel presented a motion for a
psychiatric examination to evaluate Christian’s competency to stand trial, and the court ordered a
psychiatric examination.
Christian was evaluated by Dr. William J. Privitera, who indicated on February 12,
2004, that Christian was in need of treatment and was not competent at that time to assist in his own
defense at trial. Dr. Privitera also indicated that Christian would likely become competent to assist
in his defense if he received adequate treatment. On April 2, 2004, without a hearing, the trial court
granted a defense motion to permit Christian to enter a rehabilitation center. Trial convened eight
months later, and no further inquiry into Christian’s competence is reflected in the record.
At trial, defense counsel argued that Christian’s mental problems rendered him
incapable of forming the requisite intent to commit aggravated assault on a public servant. The
defense’s strategy was to characterize Christian’s history of mental problems as a “state of mind
defense,” distinguishable from an insanity defense. The only evidence of Christian’s mental illness
was Dr. Privitera’s report. The report was admitted for the court’s consideration only in a hearing
about defense counsel’s questions for Dr. Privitera.
Outside the presence of the jury, the court heard arguments regarding Christian’s state
of mind. The court ruled that the defense was not allowed to ask witnesses any questions that might
suggest that Christian was out of control because of a mental illness or defect. The court also heard
arguments about admitting Dr. Privitera’s report and the defense’s questions for him. The court
3 ruled that neither the report nor Dr. Privitera’s testimony about Christian’s mental state was
admissible.
At the conclusion of the guilt/innocence phase of the trial, Christian requested
instructions on the lesser-included offenses of reckless2 conduct and resisting arrest. The court
denied these requests. The jury found Christian guilty of two counts of aggravated assault of a public
servant.
DISCUSSION
In three issues, Christian insists that the trial court erred in refusing to instruct the jury
on lesser included offenses. In the first count of aggravated assault against Officer Martin, Christian
argues that he was entitled to instructions on the lesser included offenses of resisting arrest and
reckless conduct. In the second count of aggravated assault against Officer Nelson, Christian argues
that he was entitled to an instruction on the lesser included offense of resisting arrest.
The trial judge has the legal duty to prepare a proper jury charge that distinctly sets
forth the law applicable to the case. Tex. Code Crim. Proc. Ann. art. 36.14 (West 2003). We review
the trial court’s denial of a jury instruction for an abuse of discretion. See Threadgill v. State, 146
S.W.3d 654, 666 (Tex. Crim. App. 2004). In determining whether a defendant is entitled to a lesser
included offense instruction, the reviewing court must apply a two-part test. Rousseau v. State, 855
S.W.2d 666, 672 (Tex. Crim. App. 1993). First, the lesser included offense must be included within
2 The legislature changed the name of the offense of reckless conduct to deadly conduct in 1993. See Tex. Pen. Code Ann. § 20.05 (West 2003). The change was effective September 1, 1994. Act of May 29, 1993, 73d Leg., R.S., ch. 900, § 1.01, 1993 Tex. Gen. Laws 3586, 3623-24.
4 the proof necessary to establish the offense charged. Id. at 673. Second, some evidence must exist
in the record that would permit a jury to find that if the defendant is guilty, he is guilty only of the
lesser offense. Id. A lesser included offense is determined by looking at (1) the elements of the
offense actually charged, (2) the statutory elements of the offense sought as a lesser included offense,
and (3) the proof presented at trial to show the elements of the charged offense. Jacob v. State, 892
S.W.2d 905, 907-08 (Tex. Crim. App. 1995). Determining whether an offense is a lesser included
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TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-05-00009-CR
Christian Potts, Appellant
v.
The State of Texas, Appellee
FROM THE DISTRICT COURT OF BURNET COUNTY, 33RD JUDICIAL DISTRICT NO. 30840, HONORABLE GUILFORD L. JONES, III, JUDGE PRESIDING
MEMORANDUM OPINION
Christian Potts1 was convicted of aggravated assault by threat of Officer Mike Martin
and aggravated assault of Officer Paul Nelson. See Tex. Pen. Code Ann. § 22.02 (West Supp. 2005).
In his first and second issues, Christian contends that the district court erred in refusing his request
for a jury instruction on the lesser included offenses of deadly conduct and resisting arrest for the
aggravated assault by threat against Officer Martin. In his third issue, Christian contends that the
district court erred in refusing his request for an instruction on the lesser included offense of resisting
arrest against Officer Nelson. Because we conclude that Christian was not entitled to jury
instructions on the lesser included offenses, we hold that the district court did not abuse its discretion
in refusing Christian’s requests, and we affirm the district court’s judgment.
1 For ease of reference, we will refer to Christian Potts as “Christian.” We will refer to Christian’s mother as “Mrs. Potts” and Christian’s brother as “Bart.” BACKGROUND
On June 23, 2003, Officer Mike Martin was dispatched to Christian’s residence to
respond to a disturbance. Officer Martin arrived at the residence in uniform and testified that he
heard yelling coming from inside the house. When he approached, Mrs. Potts was standing in the
yard and told Officer Martin that her son Christian was inside, that he had a weapon, and that he was
“high on something.” When Officer Martin looked inside, he observed Christian and his brother
Bart struggling; Bart was trying to get a rifle away from Christian. While holding the rifle, Christian
shouted, “I’ll kill that . . . Mike Martin.” Bart feared that his brother, who had twice attempted
suicide, might display the gun to force the police to shoot him. Officer Martin then joined Bart in
trying to wrestle the gun away from Christian. During the struggle, Christian pointed the gun at
Officer Martin and yelled obscenities at him. Officer Martin testified that Christian again threatened
to kill him and head-butted him several times during the fray.
Officers Heidi Hagen, Paul Nelson, and Tammy Baker arrived to assist Officer
Martin. Officer Hagen testified that Christian bit her hand and caused her other injuries by pushing
her down a stairwell. Eventually, through the combined efforts of the officers and Bart, Officer
Martin was able to wrest the gun away from Christian. He handed it over to Officer Baker, who
removed it from the house and secured it in the trunk of her patrol car. Christian continued yelling
and flaying at the officers. When Officer Nelson tried to handcuff him, Christian forcefully kicked
the officer in the knee. As a result of the incident, Officer Nelson required surgery and ongoing
physical therapy. At the time of trial, he had not regained full use of his knee.
2 Christian was indicted on two counts of aggravated assault on a public servant for
threatening Officer Martin with a deadly weapon and for causing serious bodily injury to Officer
Nelson. See Tex. Pen. Code Ann. § 22.02. Prior to trial, defense counsel presented a motion for a
psychiatric examination to evaluate Christian’s competency to stand trial, and the court ordered a
psychiatric examination.
Christian was evaluated by Dr. William J. Privitera, who indicated on February 12,
2004, that Christian was in need of treatment and was not competent at that time to assist in his own
defense at trial. Dr. Privitera also indicated that Christian would likely become competent to assist
in his defense if he received adequate treatment. On April 2, 2004, without a hearing, the trial court
granted a defense motion to permit Christian to enter a rehabilitation center. Trial convened eight
months later, and no further inquiry into Christian’s competence is reflected in the record.
At trial, defense counsel argued that Christian’s mental problems rendered him
incapable of forming the requisite intent to commit aggravated assault on a public servant. The
defense’s strategy was to characterize Christian’s history of mental problems as a “state of mind
defense,” distinguishable from an insanity defense. The only evidence of Christian’s mental illness
was Dr. Privitera’s report. The report was admitted for the court’s consideration only in a hearing
about defense counsel’s questions for Dr. Privitera.
Outside the presence of the jury, the court heard arguments regarding Christian’s state
of mind. The court ruled that the defense was not allowed to ask witnesses any questions that might
suggest that Christian was out of control because of a mental illness or defect. The court also heard
arguments about admitting Dr. Privitera’s report and the defense’s questions for him. The court
3 ruled that neither the report nor Dr. Privitera’s testimony about Christian’s mental state was
admissible.
At the conclusion of the guilt/innocence phase of the trial, Christian requested
instructions on the lesser-included offenses of reckless2 conduct and resisting arrest. The court
denied these requests. The jury found Christian guilty of two counts of aggravated assault of a public
servant.
DISCUSSION
In three issues, Christian insists that the trial court erred in refusing to instruct the jury
on lesser included offenses. In the first count of aggravated assault against Officer Martin, Christian
argues that he was entitled to instructions on the lesser included offenses of resisting arrest and
reckless conduct. In the second count of aggravated assault against Officer Nelson, Christian argues
that he was entitled to an instruction on the lesser included offense of resisting arrest.
The trial judge has the legal duty to prepare a proper jury charge that distinctly sets
forth the law applicable to the case. Tex. Code Crim. Proc. Ann. art. 36.14 (West 2003). We review
the trial court’s denial of a jury instruction for an abuse of discretion. See Threadgill v. State, 146
S.W.3d 654, 666 (Tex. Crim. App. 2004). In determining whether a defendant is entitled to a lesser
included offense instruction, the reviewing court must apply a two-part test. Rousseau v. State, 855
S.W.2d 666, 672 (Tex. Crim. App. 1993). First, the lesser included offense must be included within
2 The legislature changed the name of the offense of reckless conduct to deadly conduct in 1993. See Tex. Pen. Code Ann. § 20.05 (West 2003). The change was effective September 1, 1994. Act of May 29, 1993, 73d Leg., R.S., ch. 900, § 1.01, 1993 Tex. Gen. Laws 3586, 3623-24.
4 the proof necessary to establish the offense charged. Id. at 673. Second, some evidence must exist
in the record that would permit a jury to find that if the defendant is guilty, he is guilty only of the
lesser offense. Id. A lesser included offense is determined by looking at (1) the elements of the
offense actually charged, (2) the statutory elements of the offense sought as a lesser included offense,
and (3) the proof presented at trial to show the elements of the charged offense. Jacob v. State, 892
S.W.2d 905, 907-08 (Tex. Crim. App. 1995). Determining whether an offense is a lesser included
offense of the charged offense requires a case-by-case analysis. See Bartholomew v. State, 871
S.W.2d 210, 212 (Tex. Crim. App. 1994). To warrant a jury instruction on the lesser included
offense, the evidence must establish the lesser included offense as a valid, rational alternative to the
charged offense. Wesbrook v. State, 29 S.W.3d 103, 113 (Tex. Crim. App. 2000). There must be
some evidence to permit a rational jury to find that appellant is guilty only of the lesser offense and
not of the greater one. Lofton v. State, 45 S.W.3d 649, 653 (Tex. Crim. App. 2001).
Deadly Conduct Against Officer Martin
In his first issue, Christian contends that he was entitled to a jury instruction on deadly
conduct for the aggravated assault against Officer Martin. However, the State argues that felony
deadly conduct is not a lesser included offense of aggravated assault by threat, because more facts
are required to prove felony deadly conduct than aggravated assault by threat. See Tex. Code Crim.
Proc. Ann. art. 37.09(1) (West 2003); see Rogers v. State, 38 S.W.3d 725, 728 (Tex.
App.—Texarkana 2001, pet. ref’d). To prove felony deadly conduct, the State must not only prove
that a weapon was exhibited but also that it was fired. Tex. Pen. Code Ann. § 22.05(b) (West 2003).
In the first count of aggravated assault against Officer Martin, nothing in the record indicates that
5 Christian discharged his weapon. With regard to felony deadly conduct, the first prong of the
Rousseau test was not met. See 855 S.W.2d at 673. Accordingly, we need not address the second
prong.
The State concedes that misdemeanor deadly conduct does meet the first prong of the
Rousseau test. See Tex. Pen. Code Ann. § 22.05(a), (c). The second prong of the Rousseau test
requires that some evidence must exist in the record that would permit a jury rationally to find that
if the defendant is guilty, he is guilty only of the lesser offense. Rousseau, 855 S.W.2d at 673. For
the purpose of determining whether a lesser included instruction is appropriate, it is not enough that
the evidence would support a conviction for the lesser included offense if that were the only offense
the jury was authorized to convict upon. The record must also reflect a rational basis for the jury to
reject conviction of the greater offense. Donoho v. State, 39 S.W.3d 324, 330 (Tex. App.—Fort
Worth 2001, pet. ref’d.).
In the first count of aggravated assault on Officer Martin, there is no evidence in the
record that would permit a jury rationally to find that if Christian is guilty, he is guilty only of the
lesser included offense of misdemeanor deadly conduct. A person commits misdemeanor deadly
conduct if he recklessly engages in conduct that places another in imminent danger of serious bodily
injury. Tex. Pen. Code Ann. § 22.05(a). Recklessness and danger are presumed if the actor
knowingly points a gun at or in the direction of another person. See id. § 22.05(c). Misdemeanor
deadly conduct is not devoid of a mens rea requirement. Rather, to be found guilty of the offense
of misdemeanor deadly conduct, recklessness is required. Christian argued that the jury could have
inferred from his witnesses’ references to his mental problems that he was incapable of forming any
6 intent. Christian did not present any evidence to suggest that he was capable of consciously
disregarding the risks associated with pointing a firearm at a police officer but otherwise incapable
of intentionally or knowingly threatening an officer with serious bodily injury. Accordingly, if the
jury believed that Christian was incapable of forming any intent whatsoever, then the jury would
have had to find him innocent of both aggravated assault and the lesser included offense of
misdemeanor deadly conduct.
Moreover, there is no evidence in the record that indicates that Christian was acting
in any way other than intentionally. While holding the gun, Christian shouted that he was going to
kill Mike Martin. There is no evidence pointing to recklessness that would enable a jury to find that
Christian is guilty of only misdemeanor deadly conduct. See Lofton, 45 S.W.3d at 652-53. With
regard to misdemeanor deadly conduct, the second prong of the Rousseau test was not met. We hold
that the trial court did not abuse its discretion in denying Christian’s request for an instruction on the
lesser included offense of deadly conduct for the aggravated assault against Officer Martin.
Resisting Arrest Against Officer Martin
In his second issue, Christian contends that he was entitled to an instruction on the
lesser included offense of resisting arrest in count one alleging the aggravated assault against Officer
Martin. To meet the first prong of Rousseau, Christian must demonstrate that resisting arrest is a
lesser included offense of aggravated assault by threat. See Ford v. State, 38 S.W.3d 836, 843 (Tex.
App.—Houston [14th Dist.] 2001, pet. ref’d). Resisting arrest requires the use of force against a
police officer while he is trying to make an arrest. See Tex. Pen. Code Ann. § 38.03(a) (West 2003).
Aggravated assault by threat requires that the offender use or exhibit a deadly weapon while
7 intentionally or knowingly threatening another with imminent bodily injury. See Tex. Pen. Code
Ann. §§ 22.01(a)(2), .02(a)(2) (West Supp. 2005). The elements of the two crimes are different. To
prove resisting arrest, the State must prove that there was a use of force. To prove aggravated assault
by threat, the State must prove that there was a threat of force. While holding a gun, Christian said
that he was going to shoot Officer Martin. This is a threat. Since proof of resisting arrest requires
proving different elements than those required for aggravated assault by threat, resisting arrest is not
a lesser included offense of aggravated assault by threat. See Rousseau, 855 S.W.2d at 673. Because
the first prong of the Rousseau test was not met, we need not discuss the second prong. We hold that
the trial court did not abuse its discretion in denying Christian’s request for an instruction on the
lesser included offense of resisting arrest for the aggravated assault against Officer Martin.
Resisting Arrest Against Officer Nelson
In his third issue, Christian contends that the trial court impermissibly denied a jury
instruction on the lesser included offense of resisting arrest against Officer Nelson. The State does
not dispute that in this case, resisting arrest could be a lesser included offense of aggravated assault
as charged. However, the State challenges the assertion that resisting arrest satisfies the second
prong of Rousseau. As with the assault against Officer Martin, there is no evidence in the record that
would permit a rational jury to find that if the defendant is guilty, he is only guilty of resisting arrest.
There is no evidence in the record indicating that Christian was intending merely to prevent his own
arrest. Rather, the evidence clearly points to Christian’s intent to injure those around him, including
Officer Nelson. We hold that the trial court did not abuse its discretion in denying Christian’s
8 request for an instruction on resisting arrest as a lesser included offense of aggravated assault against
Officer Nelson.
CONCLUSION
Because the trial court did not abuse its discretion in denying Christian’s request for
lesser included instructions on deadly conduct and resisting arrest, we affirm the trial court’s
judgment.
___________________________________________
Bea Ann Smith, Justice
Before Justices B. A. Smith, Patterson and Puryear
Affirmed
Filed: March 17, 2006
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