Choosing Justice Initiative v. Board of Professional Responsibility of the Supreme Court of Tennessee

CourtDistrict Court, M.D. Tennessee
DecidedNovember 6, 2020
Docket3:20-cv-00745
StatusUnknown

This text of Choosing Justice Initiative v. Board of Professional Responsibility of the Supreme Court of Tennessee (Choosing Justice Initiative v. Board of Professional Responsibility of the Supreme Court of Tennessee) is published on Counsel Stack Legal Research, covering District Court, M.D. Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Choosing Justice Initiative v. Board of Professional Responsibility of the Supreme Court of Tennessee, (M.D. Tenn. 2020).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF TENNESSEE NASHVILLE DIVISION

CHOOSING JUSTICE INITIATIVE, ) and CAROL DAWN DEANER, ) ) Plaintiffs, ) NO. 3:20-cv-00745 ) v. ) JUDGE CAMPBELL ) FLOYD FLIPPIN et al., ) ) Defendants. )

MEMORANDUM

Before the Court is Plaintiff’s Second Motion for a Preliminary Injunction (Doc. No. 25) and Defendants’ Motion to Dismiss the Second Amended Complaint. (Doc. No. 31). Defendants filed a response to the motion for preliminary injunction. (Doc. No. 30). Plaintiffs consolidated the reply in support of the motion for preliminary injunction and response to the motion to dismiss. (Doc. No. 36). Defendants filed a reply. (Doc. No. 36). Both motions are fully briefed. I. BACKGROUND Plaintiff Carol Dawn Deaner, a former public defender, founded the Choosing Justice Initiative (“CJI”) in 2018. One of the goals of CJI is to “improve the quality of indigent defense representation in Tennessee by changing how attorneys are appointed to represent poor people.” (Am. Compl., Doc. No. 22 at ¶ 2). Plaintiffs claim that the current system in which judges appoint defense counsel for indigent defendants makes it “nearly impossible” for defendants who have a constitutionally ineffective court-appointed lawyer to obtain a new lawyer without outside help. (Id. at 4). Plaintiffs seek to provide this outside help, in part, by speaking with defendants who are dissatisfied with their court-appointed representation, identifying attorneys available to provide “constitutionally adequate and effective representation,” and seeking to have the newly identified attorneys appointed in place of the existing court-appointed counsel. (Id. at ¶¶ 3-6). In September 2019, Plaintiffs were contacted by a criminal defendant who was dissatisfied with his appointed representation. The defendant, whose cases were in Tennessee criminal court before Judge Cheryl A. Blackburn, retained CJI to represent him pro bono. (Id. at ¶¶ 27, 34). CJI’s

representation was limited to assisting the defendant with a motion to substitute counsel. (Id. at ¶ 34). Ms. Deaner filed two motions in the defendant’s criminal cases. (Id. at ¶ 35). The first was a motion for leave to enter a limited notice of appearance. (Id.). The second was a motion for appointment of substitute counsel. (Id.). On November 13, 2019, Judge Blackburn held a hearing at which she denied Ms. Deaner’s motion for leave to enter a limited notice of appearance and ordered her “not to talk to any criminal defendant in this court unless you get permission from the attorney.”1 (Id. at ¶ 40, 44; see also, Doc. No. 18-2 at PageID# 267-68). Judge Blackburn also issued a written opinion stating the basis for her order and clarifying that Ms. Deaner was ordered not to “talk to any represented defendant

in this Court unless she obtains permission from their current counsel as required by [Rule of Professional Conduct] 4.2, so as to not interfere with attorney-client relationship [sic].” (Doc. No. 18-2 at PageID # 225; see also Am. Compl., Doc. No. 22 at ¶ 44). Judge Blackburn thereafter filed a referral against Ms. Deaner with the Tennessee Board of Professional Responsibility of the Supreme Court of Tennessee (“Board”). (Doc. No. 22 at ¶

1 After Ms. Deaner filed the two motions, the defendant’s appointed attorney moved to withdraw, claiming that his ability to effectively represent the defendant had been undermined by Ms. Deaner discussing the quality of his representation with the defendant. (Doc. No. 18-2 at PageID# 242-43). Judge Blackburn granted the motion to withdraw and appointed a new attorney to represent the defendant. (Id. at PageID# 244-46). 47; Doc. No. 18-2). She sent the Board the filings and hearing transcripts related to Ms. Deaner’s motions and directed attention to the written order that “summarizes [her] concerns.” (See J. Blackburn Letter to the Board of Professional Responsibility (Nov. 25, 2019), Doc. No. 18-2 at 1). Among the “concerns” raised were that Ms. Deaner was without standing to file motions in the criminal case, made “numerous disparaging allegations against court-appointed counsel’s

representation” in an open forum, distributed misleading information regarding the ability of indigent defendants to choose court-appointed counsel, interfered with the trial court’s authority to appoint counsel, and communicated with and filed a notice of appearance on behalf of a represented party without authorization of his existing counsel implicating Tennessee Rule of Professional Conduct 4.2, Tenn. Sup. Ct. R. 8, RPC 4.2.2 (Doc. No. 18-2 at PageID# 204-225). On December 4, 2019, the Board’s chief disciplinary counsel notified Ms. Deaner of the disciplinary complaint filed by Judge Blackburn. (Doc. No. 22 at ¶ 48). On December 17, 2019, Ms. Deaner was notified that a second similar complaint had been filed by the defendant’s original court-appointed attorney and another attorney. (Id. at ¶ 49). On January 9, 2020, Ms. Deaner

responded to the complaints, arguing, among other things, that she did not violate Rule 4.2 because when she communicated with the defendant she was not representing another party in that matter. (Id.).

2 Judge Blackburn explicitly declined to make any findings as to whether Ms. Deaner violated any ethical obligations. (Doc. No. 18-2 at PageID# 205, 213, 225).

RPC 4.2 states: “In representing a client, a lawyer shall not communicate about the subject of representation with a person the lawyer knows to be representing by another lawyer in the matter, unless the lawyer has the consent of the other lawyer or is authorized to do so by law or a court order.” Tenn. Sup. Ct. R. 8, RPC 4.2. On July 10, 2020, the Board of Professional Responsibility issued a notice of “diversion,” which stated: Prior to the filing of this disciplinary complaint, you established and operated Choice Lawyer Project (hereinafter, “CLP”), a Tennessee public benefit corporation. While acting on behalf of CLP, you communicated with a represented criminal defendant without the permission of his counsel in violation of RPC 4.2. You subsequently filed a pleading on behalf of the same defendant even though his attorney was still counsel of record. As you were not counsel for the defendant, you lacked standing to file the pleading and thereby pursued a legal objective without any substantive basis in fact or law in violation of RPC 3.1. In mitigation, your conduct caused no harm to the defendant, their counsel, or to the proceedings. You also have no prior discipline in twenty-four (24) years of practice. (Doc. No. 18-4). The chief disciplinary counsel of the Board stated that the complaint against her would be dismissed upon completion of three hours of ethics continuing legal education. (Id.). She added, “This offer of diversion is in recognition of your lack of prior discipline within the past five years and in hopes that resolution in this manner will cause you to avoid such violations in the future.” (Id.). On August 11, 2020, Ms. Deaner declined the Board’s offer of diversion. (Doc. No. 22 at ¶ 56). She argued that the conduct does not violate RPC 4.2 and that if RPC 4.2 is interpreted to bar her conduct, it is unconstitutional as applied to her and any lawyer who engages in similar conduct. (Id.). Ms. Deaner wrote that she hopes “the Board will conclude that my conduct did not violate RPC 4.2 or 3.1, and that RPC 4.2 protects the right of every person in need of representation – including represented indigent criminal defendants – to seek and obtain freely the advice of other disinterested attorneys.” (Doc. No. 18-5). Upon rejection of the offer of diversion, the matter was returned to the Board for further proceedings under Tenn. Sup. Ct. R. 9.

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