Charles L. Breedlove Brenda Breedlove v. Eric K. Shinseki

24 Vet. App. 7, 2010 U.S. Vet. App. LEXIS 1447, 2010 WL 3153952
CourtUnited States Court of Appeals for Veterans Claims
DecidedAugust 10, 2010
Docket08-3059
StatusPublished
Cited by34 cases

This text of 24 Vet. App. 7 (Charles L. Breedlove Brenda Breedlove v. Eric K. Shinseki) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Charles L. Breedlove Brenda Breedlove v. Eric K. Shinseki, 24 Vet. App. 7, 2010 U.S. Vet. App. LEXIS 1447, 2010 WL 3153952 (Cal. 2010).

Opinions

ORDER

PER CURIAM:

Pending before the Court is the appellant’s appeal of a September 9, 2008, Board of Veterans’ Appeals (Board) decision that denied his claim for entitlement to compensation under 38 U.S.C. § 1151 for injuries resulting from a door malfunction at a VA hospital. On May 18, 2009, during the pendency of this appeal, but before briefing had begun, the appellant died. The merits of this case are not currently before the panel. The issue we address is whether 38 U.S.C. § 5121A, recently enacted in 2008, applies to this appeal or otherwise forms a basis for allowing the substitution of the veteran’s spouse to carry on this appeal. On January 26, 2010, the Court heard oral argument.

For the reasons discussed below, we hold that 38 U.S.C. § 5121A is not directly applicable to this Court. The enactment by Congress of 38 U.S.C. § 5121A nonetheless alters the underpinnings of this Court’s jurisprudence on substitution and creates a potential “zone of no substitution” for eligible accrued-benefits claimants seeking substitution on appeal. Accordingly, we conclude that no rationale now exists for creating a limited opportunity for substitution on appeal here based on the timing of the death of a veteran. We now hold that, based on the enactment of section 5121 A, a veteran’s chapter 11 disability benefits claim survives the death of the veteran, not for the purpose of providing VA benefits to a veteran, but for purposes of furthering the processing of the claim of an eligible accrued-benefits claimant. We conclude that based on the change in circumstances — the enactment of section 5121 A — to allow substitution on appeal here, we no longer require that the case be “submitted,” which occurs when a reply brief is filed, the time for filing a reply brief has passed, or the right to file a reply brief is waived. Pekular v. Mansfield, 21 Vet.App. 495 (2007). For the reasons that follow, the Court will grant [9]*9the motion for substitution and substitute Brenda Breedlove as the appellant in this case.

I. BACKGROUND

On August 14, 2009, the appellant’s counsel, on behalf of Brenda Breedlove, the asserted surviving spouse of the veteran-appellant, filed a motion for substitution of party, contending that such action is appropriate under the statutory provisions of 38 U.S.C. § 5121A. See 38 U.S.C. § 5121A(a)(1) (2008) (added by Pub.L. No. 110-389, title II, subtit. A, § 212(a), 122 Stat. 4151 (Oct. 10, 2008)). The veteran died on May 18, 2009, after the October 10, 2008, effective date of this new legislation. On April 30, 2010, in an effort to determine whether Brenda Breedlove meets the status requirements of 38 U.S.C. § 5121(a), the Court issued an order directing the Secretary to file a response informing the Court as to a decision of the VA Philadelphia Regional Office and Insurance Center (ROIC) pertaining to the status of Mrs. Brenda Breedlove as an eligible accrued-benefits claimant.1 In response, the Secretary informed the Court that VA has determined that Mrs. Brenda Breedlove has been recognized as the appellant’s widow “for any putative benefits to which she may be entitled.” May 18, 2010, Secretary’s Amended Response at 1.2 Accordingly, Mrs. Brenda Breedlove qualifies as a person eligible to receive accrued benefits under section 5121(a) because she is the veteran’s spouse and has filed a claim for accrued benefits within one year of the veteran’s death.

II. PARTIES’ CONTENTIONS

The appellant’s counsel contends that the statutory provisions of section 5121A apply to this appeal because Mr. Breedlove died while “an appeal of a decision” with respect to his claim for section 1151 benefits was “pending” and Brenda Breedlove satisfies all requirements set forth in the statute for substitution in place of her deceased husband: (1) The appellant died on May 18, 2009, after the enactment of section 5121A; (2) Brenda Breedlove, as the surviving spouse of the deceased veteran, is eligible to receive accrued benefits under section 5121(a)(2); and (3) the instant motion for substitution was filed “not later than one year” after Mr. Breedlove’s death. At oral argument, counsel expressed the view that, in light of the congressional intent in enacting section 5121A, it would not be satisfactory for this Court [10]*10to continue to follow its decision in Pekular v. Mansfield, 21 Vet.App. 495 (2007), because of the delay that would result from requiring Mrs. Breedlove essentially to restart the claim for benefits at VA. In Pekular, this Court denied a motion to substitute the surviving spouse of the veteran as the appellant because the veteran died before the expiration of the time to file his reply brief — that is, he died before “his case was submitted for decision.” Id. at 505.

Although the Secretary, in his opposition to the motion for substitution in Breedlove, did not analyze the recently enacted substitution statute, section 5121 A, the Secretary did analyze the statute in his October 27, 2009, opposition to a motion for substitution filed in Uphoff, No. 08-2631, which was consolidated with Breedlove prior to the dismissal of the Uphoff appeal. The Secretary argues that section 5121A is limited to matters still pending before VA and is not applicable to appeals pending before the Court. Uphoff, U.S. Vet.App. No. 08-2631, Secretary’s Opposition at 8-15 (Oct. 27, 2009). The Secretary asserts that the language of section 5121A(a)(1) regarding substitution is unclear as to whether it refers to appeals pending before VA only or also to appeals pending before this Court. The Secretary, however, maintains that in reading section 5121(a)(1) in the context of the whole statute and in relation to other statutes, it becomes apparent that the provision does not apply to the courts.

In addition, the Secretary contends that the legislative history shows that the congressional intent was to improve the “disability claims processing system” and that history discussed concepts that are clearly applicable to a claim pending before VA and not within the province of the Court. Id. at 12-13; see Secretary’s November 24, 2009, Notice of Supplemental Authorities, Appendix (Appendix) (containing legislative history for 38 U.S.C. § 5121A). During oral argument in the instant appeal, the Secretary argued that the plain language of the statute, demonstrated by its placement within title 38 and by its provisions that delegate authority to the Secretary, indicates that the statute applies only to the Agency and not to the Court. The Secretary contends that the Court should deny the motion for substitution because caselaw allows substitution only in limited circumstances and this case does not meet those circumstances.

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Bluebook (online)
24 Vet. App. 7, 2010 U.S. Vet. App. LEXIS 1447, 2010 WL 3153952, Counsel Stack Legal Research, https://law.counselstack.com/opinion/charles-l-breedlove-brenda-breedlove-v-eric-k-shinseki-cavc-2010.