Chan v. Miami Univ.

1995 Ohio 226, 73 Ohio St. 3d 52
CourtOhio Supreme Court
DecidedAugust 16, 1995
Docket1993-2374
StatusPublished
Cited by3 cases

This text of 1995 Ohio 226 (Chan v. Miami Univ.) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Chan v. Miami Univ., 1995 Ohio 226, 73 Ohio St. 3d 52 (Ohio 1995).

Opinion

[This opinion has been published in Ohio Official Reports at 73 Ohio St.3d 52.]

CHAN, APPELLEE, v. MIAMI UNIVERSITY, APPELLANT. [Cite as Chan v. Miami Univ., 1995-Ohio-226.] Universities and colleges—Civil rights—Graduate student's formal complaint of sexual harassment against tenured professor—Employment contract provides procedures "for dismissal or removal from tenure"—Removal procedures not followed and contract breached, when. (No. 93-2374—Submitted February 22, 1995—Decided August 16, 1995.) APPEAL from the Court of Appeals for Franklin County, Nos. 93AP-213 and 93AP-309. __________________ {¶ 1} Miami University, appellant, granted tenure to appellee, Dr. F. Gilbert Chan, as professor of history in 1976. Chan's employment contract was evidenced by letters of appointment for each year in which he was employed by the university. The letters of appointment incorporated "the rules, regulations, and procedures as published in the Miami University Information Manual [the 'manual'], and official actions of the Board of Trustees." {¶ 2} In January 1990, a female graduate student filed a formal complaint of sexual harassment against Chan. The complaint was filed with the university's Office of Affirmative Action. Following an investigation by the university's Affirmative Action and Human Resources Office, a hearing was held pursuant to Section 3.71 of the manual. The hearing committee found that Chan had violated the university's policy prohibiting sexual harassment and recommended to the vice- president that Chan be suspended for two years without pay. The university's acting executive vice-president determined that Chan should be terminated from his position rather than suspended. That decision was appealed to the university SUPREME COURT OF OHIO

president, who affirmed the vice-president's decision. Chan's employment with the university was terminated on August 10, 1990. {¶ 3} Chan filed a complaint against the university in the Court of Claims, asserting breach of contract, and age and sex discrimination. At trial, the age and sex discrimination claims were dismissed, and the matter was heard by the trial court. The court found in favor of the university on the breach-of-contract claim and held that it lacked jurisdiction to consider whether Chan's due process rights were violated. {¶ 4} Both Chan and the university filed timely appeals, which were subsequently consolidated. The Franklin County Court of Appeals reversed the trial court, holding that the university had breached its employment contract with Chan and had denied him due process by terminating his tenure, using the procedures for resolving a formal complaint of sexual harassment provided by the manual, and remanded the cause to the trial court. {¶ 5} The matter is now before this court pursuant to the allowance of a motion to certify the record. __________________ J.C. Shew & Associates and J.C. Shew, for appellee. Betty D. Montgomery, Attorney General, and Gregg H. Bachmann, Assistant Attorney General, for appellant. McTigue & Brooks and Paula L. Brooks, urging reversal for amicus curiae, Ohio National Organization of Women. __________________ MOYER, C.J. {¶ 6} The issue presented by this appeal is whether the university breached its contract when it terminated Professor Chan's employment pursuant to the university rule prohibiting sexual harassment rather than the rule providing for termination of tenured faculty.

2 January Term, 1995

{¶ 7} We first address the university's procedure for determining sexual harassment claims. Section 3.211 of the manual, which was incorporated into the contract between the university and Chan, states the following with respect to the working and learning environment of the university: "It is Miami University's position that employees and students should have a working and learning environment free from intimidation, hostility, or other offensive conditions. It is the policy of the University that sexual harassment shall not be condoned or permitted. It is also the University's policy that false accusations of sexual harassment shall not be condoned or permitted, such behavior also being considered a form of intimidation. Individuals found to be in violation of this policy shall be subject to appropriate disciplinary action, including written warning, suspension, or dismissal, within the guidelines of the grievance procedures of the appropriate authority. (Approved by the Board of Trustees October 15, 1981)." {¶ 8} Section 3.212 of the manual defines "sexual harassment" and suggests informal procedures to resolve complaints.1 Section 3.212(E) provides that if informal resolution of the complaint is not achieved by the Office of Affirmative Action with the assistance of appropriate divisional affirmative representatives, then the university's formal procedures for affirmative action grievances provided in Sections 3.7 and 3.71 of the manual are available. A careful review of Section 3.71 is critical to our determination, as it was that section of the manual rather than the section that expressly provided for termination of tenured faculty (Section 3.555) that was used to terminate Chan's employment. {¶ 9} Section 3.71 of the manual, in combination with Section 3.211, provides the grievance procedure available to any employee and student of the

1. In 1991, the university amended Section 3.212 to strongly urge informal resolution of sexual harassment complaints by setting forth a procedure for mediation. The amendment does not apply to the grievance herein.

3 SUPREME COURT OF OHIO

university who believes that his or her rights under the university's affirmative action policy have been violated. It begins with several precatory paragraphs: "By means of the procedures described below, Miami University provides an opportunity for any employee to express a grievance and receive a fair hearing. "*** "Most complaints can be resolved through discussion between staff member and immediate supervisor. Individuals are encouraged to engage in direct consultation with each other so that the problem can be solved through conciliation, if possible. Any retaliation against an employee for having made a complaint is grounds to file a second complaint based on retaliation." {¶ 10} That language is followed by the formal procedures that are available if informal procedures are not successful. {¶ 11} Under the formal grievance procedures, set forth in Section 3.71 of the manual, a complainant may file a written complaint with the university's Affirmative Action Officer, who provides the respondent with notice of the complaint, conducts a formal investigation of the complaint to make a finding of probable cause, and communicates that finding to the complainant and respondent. {¶ 12} If the formal complaint is not resolved and a finding of probable cause is made, then a hearing is set and a hearing panel of three persons is established from a pool of twenty-five retired university employees. Section 3.71 does not provide either the complainant or the respondent with the right to be represented by an attorney at the hearing, but each has the right to have the assistance of an advisor or counselor from the university faculty or staff. The hearing committee presents its findings and recommendations to the vice-president to whom respondent reports or the president's designate, who makes a decision on the recommendation. Either party has a right to appeal the decision of the vice- president to the president, who has the final decision-making authority on the grievance.

4 January Term, 1995

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1995 Ohio 226, 73 Ohio St. 3d 52, Counsel Stack Legal Research, https://law.counselstack.com/opinion/chan-v-miami-univ-ohio-1995.