Cesar Galvez v. Carl Kuhn, Anchor Glass, Inc.

933 F.2d 773, 91 Cal. Daily Op. Serv. 3653, 91 Daily Journal DAR 5899, 137 L.R.R.M. (BNA) 2521, 1991 U.S. App. LEXIS 10154, 1991 WL 80743
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 21, 1991
Docket89-16562
StatusPublished
Cited by63 cases

This text of 933 F.2d 773 (Cesar Galvez v. Carl Kuhn, Anchor Glass, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cesar Galvez v. Carl Kuhn, Anchor Glass, Inc., 933 F.2d 773, 91 Cal. Daily Op. Serv. 3653, 91 Daily Journal DAR 5899, 137 L.R.R.M. (BNA) 2521, 1991 U.S. App. LEXIS 10154, 1991 WL 80743 (9th Cir. 1991).

Opinion

D.W. NELSON, Circuit Judge:

With this case, we revisit the field of labor law by asking a familiar question: Are an employee’s claims, in this instance alleging assault and battery and intentional infliction of emotional distress, preempted by Section 301 of the Labor Management Relations Act (LMRA)? Familiarity, however, has not bred facility. There is no sure route through the thicket and, as we face this problem anew, we once again must hack our way through the tangled and confusing interplay between federal and state law.

Facts

At the time of the alleged incident, appellant Cesar Galvez, a native of Peru, was employed by Anchor Glass Container Corporation (Anchor), a bottle manufacturing facility in Antioch, California. A member of the union, his terms and conditions of employment were governed by a collective bargaining agreement (CBA). At all relevant times, appellee Carl Cook 1 was the foreman on Galvez’ shift and in that capacity supervised his work.

According to Galvez’ complaint and deposition, for a period of five months prior to the date of the central incident Cook had persistently harassed him in various ways. *775 Things came to a head on the evening of October 28, 1987. Earlier that day, Cook had purportedly shouted a racial slur at appellant. Galvez’ job that evening was to remove boxes from a conveyor belt and then stack them on pallets. According to Galvez, Cook sped up the line by manually disengaging the limit switch which served to shut off the belt when a carton of bottles reaches the stacking area. With the limit switch disengaged, the conveyor belt ran uninterrupted and cartons piled up.

Galvez claims that in so doing, Cook “intentionally, maliciously, and willfully, in acts of unprovoked physical aggression, assaulted and battered plaintiff by increasing the speed on the line in the stacking area and then exhorting plaintiff to keep up with the line.” 2 This lasted approximately 45 minutes to an hour. As a result, appellant claims to have suffered severe physical injuries. 3 Finally, Galvez claims that he encountered an inspector after he had returned to the plant from the hospital on the night of October 28-29. The inspector allegedly made racially derogatory remarks and threatened Galvez.

Appellant filed a complaint in California state court, charging assault and battery and alleging that Cook’s actions, including his racial slurs, amounted to intentional infliction of emotional distress. Thereafter, appellees Cook and Anchor removed the action to federal court, claiming that it was governed by section 301 of the LMRA. They then filed a motion for summary judgment on the grounds that the state-law claims were preempted by § 301 and that plaintiff had failed both to exhaust his CBA remedies and to bring his suit within the required six-month limitations period. In the alternative, appellees argued that Galvez’ state-law claims were preempted by California’s Workers’ Compensation Act.

The district court granted summary judgment for the defendants. It concluded that the claims were preempted by § 301, that Galvez had not exhausted appropriate grievance procedures, and that his claim, once converted into a section 301 cause of action, was time-barred. In the alternative, it ruled that Galvez’ claims lacked merit and that they were subject to the exclusive remedy provisions of California’s Workers’ Compensation Act. Galvez filed this timely appeal.

Discussion

I. Federal Subject-Matter Jurisdiction 4

Where, as here, removal jurisdiction is predicated on the existence of a federal question, 5 the federal question generally must appear on the face of the plaintiff’s complaint. Caterpillar, Inc. v. Williams, 482 U.S. 386, 392, 107 S.Ct. 2425, 2429, 96 L.Ed.2d 318 (1987). Accordingly, a party’s interjection of a federal defense ordinarily will not suffice to remove a case. Id. at 393, 107 S.Ct. at 2430. Nevertheless, the “complete preemption doctrine” carves an exception to this rule. “Once an area of state law has been completely preempted, any claim purportedly based on that preempted state law is considered, from its *776 inception, a federal claim, and therefore arises under federal law.” Id. In those instances, a claim that seemingly rests solely on state law may nonetheless be removable. Controversies involving collective-bargaining agreements constitute one such area. See Lingle v. Norge Division of Magic Chef, Inc., 486 U.S. 399, 108 S.Ct. 1877, 100 L.Ed.2d 410 (1988); Allis-Chalmers Corp. v. Lueck, 471 U.S. 202, 105 S.Ct. 1904, 85 L.Ed.2d 206 (1985).

*775 The boxes come in tight up against each other because the switch is open, so they are completely under pressure, one against the other. If you pull one box all the other boxes come together, not only one of them comes out, but two or three of them....
There was no space between the cases and there was a lot of pressure in between. In order to bring up one box one would have to use part of one's body to hold the first box and then the other box you’d hold it with another hand, and then bring up the middle one with another hand.

*776 Jurisdictional and preemption questions are thus tightly intertwined; “the issues of federal preemption and removability largely merge.” Smolarek v. Chrysler Corp., 879 F.2d 1326, 1329 (6th Cir.), cert. denied, — U.S. -, 110 S.Ct. 539, 107 L.Ed.2d 537 (1989). The district court, apparently overlooking this point, concluded that Gal-vez' action was preempted or, in the alternative, that his state law claims should be dismissed on other grounds. In the instant case, however, without preemption, there is no jurisdiction; without jurisdiction, there are no alternative grounds of decision to consider.

In short, it is critical to distinguish the merits of the case from its jurisdictional basis — the question whether Galvez has presented genuine issues of material fact from the question whether what he has presented falls under the scope of the LMRA. That his suit might not survive a motion for summary judgment in state court is irrelevant to whether it has its place in a federal forum to begin with.

II. Federal Preemption

a. Standard of Review

Preemption is a question of law reviewed de novo. Harris v. Alumax Mill Products, Inc.,

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933 F.2d 773, 91 Cal. Daily Op. Serv. 3653, 91 Daily Journal DAR 5899, 137 L.R.R.M. (BNA) 2521, 1991 U.S. App. LEXIS 10154, 1991 WL 80743, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cesar-galvez-v-carl-kuhn-anchor-glass-inc-ca9-1991.