Caterpillar Logistics, Inc. v. National Labor Relations Board

835 F.3d 536, 2016 FED App. 0407N, 2016 WL 3902647, 206 L.R.R.M. (BNA) 3637, 2016 U.S. App. LEXIS 13298
CourtCourt of Appeals for the Sixth Circuit
DecidedJuly 19, 2016
Docket15-1433/1611
StatusUnpublished
Cited by13 cases

This text of 835 F.3d 536 (Caterpillar Logistics, Inc. v. National Labor Relations Board) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Caterpillar Logistics, Inc. v. National Labor Relations Board, 835 F.3d 536, 2016 FED App. 0407N, 2016 WL 3902647, 206 L.R.R.M. (BNA) 3637, 2016 U.S. App. LEXIS 13298 (6th Cir. 2016).

Opinion

OPINION

MERRITT, Circuit Judge.

In this labor relations case, Caterpillar Logistics, Inc. (“Caterpillar”) petitions for review of an order of the National Labor Relations Board (“the Board”) finding that Caterpillar committed unfair labor practices in connection with a 2013 representa *540 tion election and also unlawfully discharged an employee. The Board cross-applies for full enforcement of its order. Reviewing the administrative record for substantial evidence, we affirm the Board’s order in full. Caterpillar’s petition for review is thus DENIED, and the Board’s application for enforcement is GRANTED.

I. Factual and Procedural History 1

On September 27, 2013, employees at Caterpillar’s Clayton, Ohio facility voted on whether they would be represented as a union by the United Automobile Workers (“UAW”). The representation election failed; 188 employees voted for representation, and 229 voted against. In October 2013, the UAW filed objections to conduct that allegedly violated the National Labor Relations Act (“the Act”) and impacted the election results. Particularly relevant here, the UAW objected to two instances of interrogation, the creation of the impression of improper surveillance, and the improper announcements of an employee bonus and new smoking shelters shortly before the vote.

The first alleged instance of interrogation and the alleged instance of the creation of an impression of surveillance occurred during .a workday in late August 2013. The night before, the UAW held its first organizing meeting, with no supervisors or management personnel in attendance. The following day at work, Caterpillar supervisor Nick Ewry approached employee (and meeting attendee) John Sponsler, who was working alone at the time, and asked Sponsler what he thought about the union. Sponsler explained that he favored unionization but that he feared retaliation if the union vote failed. Prior to this encounter, he had never revealed his union support to a manager or supervisor and was “extremely nervous about anyone knowing about” his involvement.

According to Sponsler, Ewry responded that he did “not think [Sponsler] had anything to worry about,” that “he did not think there would be any retaliation whatsoever, and that upper management already knew everyone that ... [was] involved.” Afterwards, Sponsler spoke to multiple colleagues about his encounter with Ewry, and told them that he “was afraid that someone had given the company information and surveilled [the union] meeting, because of [Ewry’s] comment about upper management knowing everyone ... involved.”

The second alleged instance of interrogation occurred around the same time. Following a mandatory anti-union meeting organized for employees by the management, supervisor Cory Butcher approached employee Marquis Applin while. Applin was working alone and proceeded to ask Applin what he thought about the meeting and whether he had made a voting decision. Butcher also said that if the union vote succeeded, he would no longer be able to talk to Applin “one on one.” During the conversation, Applin was' “nervous” and “kind of shocked,” and he later testified that he tried not to indicate, that he was a union supporter for fear of being fired. Applin would later relay his encounter with Butcher to other Caterpillar employees.

The first alleged instance of an improper announcement of an employee benefit came at an employee meeting on September 18, when Caterpillar General Manager *541 Brian Purcell and Safety Manager Kevin Rivera announced to plant employees a one-time $400 safety bonus, which was ultimately paid out in December 2013. Many employees claim they were first notified of the impending bonus at that meeting. Caterpillar argues that it explained to employees in both March and July 2013 that the award was forthcoming upon a successful submission for the company’s “Chairman’s Safety Award.”

The second alleged instance of an improper announcement of an employee benefit came at the same September 18 meeting, when Caterpillar announced to employees for the first time that it would be constructing covered smoking shelters in the outdoor break areas used by employees that smoked. Since at least 2011, employees had consistently complained about the designated smoking areas in use at the time, which were uncovered and difficult to reach in bad weather. The smoking shelters were ultimately constructed in March 2014.

The representation election was held on September 27, and a majority of employees voted against unionization. In October, the UAW filed its objections to the election, alleging interrogation, the impression of surveillance, and the improper announcement of benefits.

On November 14, while the UAW’s objections were pending, Caterpillar held an employee meeting to announce the construction of a guard shack. At the meeting, employee Michael Craft asked what the shack was for. General Manager Purcell responded that the shack was “for guards,” eliciting laughter from the other employees present. Purcell’s dismissive response upset Craft, who relayed the incident to two coworkers the next day at work. According to supervisor Jason Brown, who overheard the remarks, Craft told them:

You guys (union supporters) just gained another supporter, I’m sick of the way they treat us in here, He (Brian Purcell) thinks he can treat us like he treated the thugs he managed in Denver, I’m not putting up with it anymore, I’m sick of it, that motherfucker is going down now, the gloves are fucking off now....

Brown asked Craft why he was upset. According to Brown,

[Craft] stated that he felt embarrassed and made out to look foolish [by Purcell]. [Craft] continued to say that he was for the union now due to the way Brian Purcell is treating the associates like they were thugs.... Mike said that he never meant he wanted to do physical harm to Brian Purcell he just meant that he wanted Brian to be held accountable for his actions towards Mike Craft.

Brown reported the incident to Assistant Value Stream Manager John Gruet, who then reported it to Purcell and Human Resources Manager Jason Murphy. Gruet also told them: “I don’t believe Mike is a violent person but he is upset. I don’t believe Mike intended physical harm.... ” Nonetheless, Murphy decided to suspend Craft, and Purcell later reported the incident to police and terminated Craft’s employment. Craft filed an objection with the Board, arguing that he had been terminated in violation of the Act. His complaint was consolidated with the UAW’s pending election objections.

On August 4, 2014, an Administrative Law Judge (“the Judge”) issued a decision finding that Ewry and Butcher had violated the Act by interrogating employees about union sympathies “during the critical period between the filing of the representation petition and the election,” and that Purcell had violated the Act by announcing the safety bonus and smoking shelters during the critical period. The Judge also found that Michael Craft was discharged *542 in violation of the Act because his outburst had amounted to protected activity and was not sufficient to forfeit the Act’s protection.

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835 F.3d 536, 2016 FED App. 0407N, 2016 WL 3902647, 206 L.R.R.M. (BNA) 3637, 2016 U.S. App. LEXIS 13298, Counsel Stack Legal Research, https://law.counselstack.com/opinion/caterpillar-logistics-inc-v-national-labor-relations-board-ca6-2016.