Caston v. Hoffmann-La Roche, Inc.

CourtCourt of Appeals for the Ninth Circuit
DecidedOctober 7, 2025
Docket24-2920
StatusUnpublished

This text of Caston v. Hoffmann-La Roche, Inc. (Caston v. Hoffmann-La Roche, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Caston v. Hoffmann-La Roche, Inc., (9th Cir. 2025).

Opinion

NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS OCT 7 2025 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT

ANDREA M. CASTON; RICHARD No. 24-2920 GITHENS; PATRICK EUGENE D.C. No. WAGHER; KENDRICK ALLEN, 3:23-cv-00928-TLT Plaintiffs - Appellants, MEMORANDUM* v.

HOFFMANN-LA ROCHE, INC.; ROCHE LABORATORIES INC.; GENENTECH, INC.; GENENTECH USA INC,

Defendants - Appellees.

ANDREA M. CASTON; RICHARD No. 24-3349 GITHENS; PATRICK EUGENE WAGHER; KENDRICK ALLEN, D.C. No. 3:23-cv-00928-TLT Plaintiffs - Appellees,

v.

HOFFMANN-LA ROCHE, INC.; ROCHE LABORATORIES INC.,

Defendants - Appellants,

and

* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. GENENTECH, INC., GENENTECH USA INC,

Defendants.

Appeal from the United States District Court for the Northern District of California Trina L. Thompson, District Judge, Presiding

Argued and Submitted September 18, 2025 San Francisco, California

Before: HAMILTON, R. NELSON, and BUMATAY, Circuit Judges.**

Appellants, four former servicemembers, appeal the district court’s dismissal

of their products-liability class action against Hoffmann–La Roche Inc. and Roche

Laboratories Inc. (“Roche Defendants”) and Genentech, Inc. and Genentech USA,

Inc. (“Genentech Defendants”). The Roche and Genentech Defendants cross-

appeal, contending that Appellants lack Article III standing to bring a class action

for medical monitoring.

We review legal questions and dismissal for lack of jurisdiction de novo.

CollegeSource, Inc. v. AcademyOne, Inc., 653 F.3d 1066, 1073 (9th Cir. 2011);

Brown v. Duringer L. Grp. PLC, 86 F.4th 1251, 1253 (9th Cir. 2023).

We affirm in part, vacate in part, and remand.

1. The district court erred in dismissing Appellants’ products-liability claims

** The Honorable David F. Hamilton, United States Circuit Judge for the Court of Appeals, 7th Circuit, sitting by designation.

2 24-2920 under the political question doctrine based on the FDA’s approval of mefloquine.

The political question doctrine is a “narrow exception” that applies only when

adjudication will “certainly and inextricably” require courts to decide issues

constitutionally committed to another branch. Zivotofsky v. Clinton, 566 U.S. 189,

195 (2012); Cooper v. Tokyo Elec. Power Co., 860 F.3d 1193, 1214 (9th Cir. 2017).

Federal and state courts have consistently adjudicated design-defect and failure-to-

warn claims regarding FDA-approved pharmaceuticals without treating them as

nonjusticiable. See, e.g., Mut. Pharm. Co. v. Bartlett, 570 U.S. 472, 476–77 (2013)

(addressing whether state-law design-defect claims for FDA-approved generics are

preempted—not whether they are nonjusticiable); Wyeth v. Levine, 555 U.S. 555,

573 (2009) (adjudicating design-defect and failure-to-warn claims against brand-

name manufacturer); PLIVA, Inc. v. Mensing, 564 U.S. 604 (2011). The political

question doctrine does not bar ordinary product-liability claims merely because the

FDA regulates pharmaceuticals.

Likewise, it would be premature to invoke the political question doctrine

based on the military’s approval of mefloquine. Appellants argue that their claims

rest on Appellees’ own conduct without requiring judicial review of military

judgments. At this stage, it is speculative to consider how the military dimension of

the political question doctrine might come into play. The district court may revisit

the issue at a later stage of this litigation.

3 24-2920 2. The district court correctly concluded there is no general or specific

jurisdiction over the Roche Defendants.

A federal court has general jurisdiction over a corporation where the

corporation is “at home.” Daimler AG v. Bauman, 571 U.S. 117, 137 (2014). A

corporation is “at home” only in its state of incorporation and principal place of

business—save “exceptional” cases. See id. at 137–39 & n. 19; Ford Motor Co. v.

Mont. Eighth Jud. Dist. Ct., 592 U.S. 351, 358 (2021); Ranza v. Nike, Inc., 793 F.3d

1059, 1069 (9th Cir. 2015). The Roche Defendants’ sworn affidavit established that,

at the filing of Appellants’ complaint in March 2023, the companies’ officers

directed and controlled activities from New Jersey—its “nerve center.” See Hertz

Corp. v. Friend, 559 U.S. 77, 91 (2010). To rebut this, Appellants present older

corporate materials, including information from May 2022, and merger-era

statements. These stale documents do not create a genuine dispute about Roche

Defendants’ corporate activities, and “we may not assume the truth of allegations …

contradicted by affidavit.” Data Disc, Inc. v. Sys. Tech. Assocs., Inc., 557 F.2d 1280,

1284 (9th Cir. 1977).

Nor is there specific jurisdiction. Appellants claims arise from their ingestion

of mefloquine overseas and at East Coast military bases—not in California. Thus,

Appellants cannot show that their injuries “arise out of or relate to” California-

directed conduct by the Roche Defendants. See Bristol-Myers Squibb Co. v.

4 24-2920 Superior Court, 582 U.S. 255, 262 (2017); Impossible Foods Inc. v. Impossible X

LLC, 80 F.4th 1079, 1086 (9th Cir. 2023). Allegations that a military agency, the

Defense Logistics Agency, operates facilities in California and that products entered

the forum via national distribution are insufficient; mere placement of a product into

the stream of commerce, without more, is not purposeful direction toward the forum.

Holland Am. Line Inc. v. Wärtsilä N. Am., Inc., 485 F.3d 450, 459 (9th Cir. 2007).

We thus affirm the dismissal of claims against the Roche Defendants, but

without prejudice and based only on lack of personal jurisdiction.

3. Instead of damages for the alleged injuries caused by mefloquine,

Appellants seek a medical-monitoring program to redress any potential future

neurological and psychiatric injuries caused by the anti-malarial drug. To establish

Article III standing, Plaintiffs must show that it is “likely, as opposed to merely

speculative” that the requested relief will remedy the alleged injury. Lujan v. Defs.

of Wildlife, 504 U.S. 555, 561 (1992) (simplified); see Spokeo, Inc. v. Robins, 578

U.S. 330, 338 (2016).

As currently pled, it is unclear whether medical monitoring would redress

Appellants’ alleged future harms against the remaining Genentech Defendants. For

example, Appellees contend that Appellants’ conditions have fully manifested, that

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Hertz Corp. v. Friend
559 U.S. 77 (Supreme Court, 2010)
Lujan v. Defenders of Wildlife
504 U.S. 555 (Supreme Court, 1992)
Wyeth v. Levine
555 U.S. 555 (Supreme Court, 2009)
CollegeSource, Inc. v. AcademyOne, Inc.
653 F.3d 1066 (Ninth Circuit, 2011)
Maya v. Centex Corp.
658 F.3d 1060 (Ninth Circuit, 2011)
Zivotofsky Ex Rel. Zivotofsky v. Clinton
132 S. Ct. 1421 (Supreme Court, 2012)
HENRY A. v. Willden
678 F.3d 991 (Ninth Circuit, 2012)
Daimler AG v. Bauman
134 S. Ct. 746 (Supreme Court, 2014)
Loredana Ranza v. Nike, Inc.
793 F.3d 1059 (Ninth Circuit, 2015)
Spokeo, Inc. v. Robins
578 U.S. 330 (Supreme Court, 2016)
Jerry Hoang v. Bank of America, N.A.
910 F.3d 1096 (Ninth Circuit, 2018)
Ford Motor Co. v. Montana Eighth Judicial Dist.
592 U.S. 351 (Supreme Court, 2021)
PLIVA, Inc. v. Mensing
180 L. Ed. 2d 580 (Supreme Court, 2011)
Cooper v. Tokyo Electric Power Co.
860 F.3d 1193 (Ninth Circuit, 2017)
Mut. Pharm. Co. v. Bartlett
570 U.S. 472 (Supreme Court, 2013)
Impossible Foods Inc. v. Impossible X LLC
80 F.4th 1079 (Ninth Circuit, 2023)
Janey Brown v. Duringer Law Group Plc
86 F.4th 1251 (Ninth Circuit, 2023)

Cite This Page — Counsel Stack

Bluebook (online)
Caston v. Hoffmann-La Roche, Inc., Counsel Stack Legal Research, https://law.counselstack.com/opinion/caston-v-hoffmann-la-roche-inc-ca9-2025.