Castillo v. Florida, Secretary of DOC

722 F.3d 1281, 2013 WL 3790270, 2013 U.S. App. LEXIS 14784
CourtCourt of Appeals for the Eleventh Circuit
DecidedJuly 22, 2013
Docket12-13053
StatusPublished
Cited by32 cases

This text of 722 F.3d 1281 (Castillo v. Florida, Secretary of DOC) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Castillo v. Florida, Secretary of DOC, 722 F.3d 1281, 2013 WL 3790270, 2013 U.S. App. LEXIS 14784 (11th Cir. 2013).

Opinions

CARNES, Circuit Judge:

A juror was absent during the second day of the three days of testimony in a state criminal trial. Then she was either replaced by an alternate and did not participate in deliberations and reaching a verdict, or she was not replaced and did participate. One might think it would be simple to tell what happened because the juror either did or didn’t participate after being absent from a day of testimony. It is not a simple matter, however, largely because of a series of mistakes bordering on blunders committed by various attorneys representing the State of Florida at one time or another in this case.

For example, attorneys representing the State convinced the state collateral courts to find that the juror in question did deliberate and vote to convict the petitioner, but that was okay because the juror actually did not miss any of the trial. When the case got to the federal habeas stage, however, a somewhat different group of attorneys representing'the State eventually conceded that the juror had indeed been absent during at least one full day of testimony, but they insisted that was okay because she actually did not participate in the deliberations or have anything to do with the verdict after all. Those attorneys for the State sought to free themselves from the state court findings by arguing that those findings, which the first' set of attorneys for the State had urged upon the state courts, were unreasonable within the meaning of 28 U.S.C. § 2254(d)(2). To prove what they are now convinced are the true facts, they offered the federal district court a document from one of the court reporters in the trial, which they termed an “affidavit” even though it was neither dated, nor made under oath, nor certified as true under penalty of perjury. Along the way, these attorneys have churned up a number of other issues with which the district court grappled.

We think there has been enough grappling with too many issues in this case already. Instead of larding up this opinion with all of the procedural and factual twists and turns, and all of the unnecessary questions and issues, we will skinny the case down to its essence by making simplifying assumptions in favor of the petitioner on each of the factual questions and secondary issues.

I.

The facts are that Anna Castillo was charged by the State of Florida with three counts of attempted armed robbery and one count of armed robbery. The charges arose out of three separate incidents that involved four victims and occurred within an hour-and-a-half period on January 12, 2003, in the Miami Beach area. Following severance of the armed robbery count, Castillo was tried before a six-person jury on the three counts of attempted armed robbery.. After a three-day trial with some testimony each day, and most of it on the second day, the jury convicted Castillo on all three counts. To return a verdict the jury had to be unanimous, and it was. Castillo was ultimately- sentenced to 15 years imprisonment as a habitual offender, and her convictions and sentence were affirmed on direct appeal. See Castillo v. State, 944 So.2d 368 (Fla. 3d DCA 2006).

[1284]*1284The lingering factual dispute is about whether one of the jurors, Ingrid Caldwell, was allowed to deliberate and vote on the verdict after missing the second of the three days of trial and all of the testimony presented on that second day. For present purposes we will assume, as Castillo argues, that after being absent for all of the second day of trial, Ms. Caldwell was not replaced by an alternate juror but instead returned on the third day of the trial to participate in the deliberations and vote with the other jurors to convict.

Castillo’s counsel did not object to that unusual turn of events because he did not notice that Ms. Caldwell participated in the jury deliberations (possibly because that is not what actually happened, but we are assuming that it did). Based on that failure to object, Castillo presented a claim of ineffective assistance of counsel to the state courts. They rejected it, see Castillo v. State, 43 So.3d 57 (Fla. 3d DCA 2010), albeit on the basis of factual findings that each side now agrees, although for different reasons, were not correct. Regardless, everyone is of the same mind that there is no 28 U.S.C. § 2254(d) deference due to the state courts’ decisions.

And the State has not contested Castillo’s position that if juror Caldwell deliberated after being absent during one day of trial testimony, counsel’s failure to notice and object to her doing so was outside the wide range of reasonable professional assistance — that the deficiency component of the ineffective assistance claim is met. See Strickland v. Washington, 466 U.S. 668, 687-89, 104 S.Ct. 2052, 2064-65, 80 L.Ed.2d 674 (1984). We have our doubts about that, see infra n.2, but in keeping with our decision to assume in Castillo’s favor everything that does not matter to the result, we will assume deficient performance. The State contends that the ineffective assistance claim should be rejected on prejudice grounds. Castillo disagrees but not because she contends that there was any actual prejudice within the meaning of the Strickland decision. She does not contest the State’s contention, and the district court’s determination, that there is no reasonable probability of a different result but for counsel’s asserted oversight.

We agree that there was no actual prejudice because all of the testimony presented during the second day of trial (like that presented during the first and third days) was evidence of guilt. There was nothing juror Caldwell missed during the second day that would have helped Castillo. The testimony and evidence presented that day (and the other two days as well) proved guilt, not innocence.

It is worth summarizing the evidence on each of the three days of trial. On the first day the prosecution called two witnesses, including one of the victims of Castillo’s string of attempted armed robberies. Aleksandra Jaworska positively identified Castillo in court as the woman who attempted to rob her and a friend, Regula Fecker, at gunpoint at around 8:15 p.m. on January 12, 2003. Jaworska also testified that she had identified Castillo as the assailant at a show-up identification conducted shortly after the crimes occurred. The prosecution’s second witness on the first day, Detective Gustavo Sanchez of the Miami Police Department, testified that he responded to a 911 call placed by another of Castillo’s attempted armed-robbery victims, Amber Austin, who positively identified Castillo as her assailant at the show-up identification. Sanchez further testified that, after advising Castillo of her Miranda1 rights, she confessed to the attempted robbery of Austin, telling him: “yeah I robbed her.” Sanchez searched [1285]*1285the red Cadillac that Castillo had been riding in and uncovered a loaded handgun beneath the driver’s seat near the passenger front side. When questioned about the firearm, Castillo admitted that she had used the gun.

During the second day of trial, which is the one we are assuming that juror Caldwell missed, the prosecution presented the testimony of five more witnesses, including Amber Austin.

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722 F.3d 1281, 2013 WL 3790270, 2013 U.S. App. LEXIS 14784, Counsel Stack Legal Research, https://law.counselstack.com/opinion/castillo-v-florida-secretary-of-doc-ca11-2013.