Castellano v. State

49 S.W.3d 566, 2001 Tex. App. LEXIS 3825, 2001 WL 637390
CourtCourt of Appeals of Texas
DecidedJune 7, 2001
Docket13-99-643-CR
StatusPublished
Cited by20 cases

This text of 49 S.W.3d 566 (Castellano v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Castellano v. State, 49 S.W.3d 566, 2001 Tex. App. LEXIS 3825, 2001 WL 637390 (Tex. Ct. App. 2001).

Opinion

OPINION

Opinion by

Justice RODRIGUEZ.

Rolando Castellano, appellant, was charged by a two-count indictment with possession with intent to deliver cocaine, and possession of cocaine, both in an amount of more than 400 grams. Tex. Health & Safety Code Ann. § 481.112(f) (Vernon Supp.2001). The indictment contained an enhancement paragraph alleging appellant had been convicted of a prior felony. Appellant pleaded guilty to count one and pleaded true to the enhancement paragraph. The court found appellant guilty, found the enhancement paragraph true, and sentenced appellant to confinement for life and a fine of $100,000.00.

According to the judgment, there was a plea agreement between the State and the defendant. No such agreement, however, appears in the record. Appellant filed a motion for new trial, alleging his plea was involuntary. The motion was overruled by operation of law. Thereafter, appellant filed a general notice of appeal. By twelve issues, appellant challenges the voluntariness of his plea. We affirm.

We must first address whether we have jurisdiction to consider this appeal from a guilty plea. In Cooper v. State, the court of criminal appeals announced that rule 25.2(b) of the Texas Rules of Appellate Procedure does not authorize a defendant who enters a guilty plea pursuant to a plea bargain and who files a general notice of appeal to challenge the voluntariness of his plea on appeal. See Cooper v. State, 45 S.W.3d 77, 78, 82 (Tex.Crim.App. 2001) (defendant may not appeal voluntariness of his plea in plea-bargained, felony cases; voluntariness may be raised in motion for new trial or habeas corpus). The court ostensibly left open the possibility of such an appeal from an open plea of guilty. 1 Thus, if appellant pleaded guilty pursuant to a plea agreement, we lack jurisdiction to consider the appeal. At the same time, if he pleaded guilty without an agreement, we may consider his voluntariness challenge. 2

The State concedes appellant pleaded guilty without a plea agreement. In his brief, appellant states, “[although the judgment in our case states that the sentence received was pursuant to a plea bar *570 gain, the record shows otherwise, or at least ambiguity governing [the] same.... The pronouncements in the judgment, which are belied by the record, should have no impact on this Court’s ultimate holding.” Giving appellant the benefit of the doubt so that we may consider the appeal, we will presume he pleaded guilty without the benefit of a plea agreement. 3

In issues one through six, appellant contends his plea was involuntary because the trial court faded to properly admonish him. Specifically, appellant urges his plea was involuntary because the court failed to inquire into the existence of a plea agreement. According to appellant:

Because the trial court failed to so inquire, the trial court did not follow the appropriate safeguards to insure either (1) that [a]ppellant got that for which he bargained, if he in fact had bargained for anything, or (2) that appellant was explicitly informed that the court would not accept his plea bargain, if there was any, granting appellant the opportunity to withdraw his plea. Appellant’s plea was thus involuntary because he thought he could withdraw his plea if not satisfied with the sentence, such that he would not have pled guilty if he had known otherwise, [and if the court had explained] the effect of a plea to the court without the benefit of a plea bargain.

Appellant also complains the court failed to inform him in open court that the recommendation of the prosecuting attorney as well as his own attorney as to punishment was not binding on the court. Appellant submits the omitted admonishments rendered his plea involuntary under the Texas and United States Constitutions and the Texas Code of Criminal Procedure.

Article 26.13(a)(2) of the code of criminal procedure requires that prior to accepting a plea of guilty or nolo contende-re, a trial court ádmonish the defendant of:

The fact that the recommendation of the prosecuting attorney as to punishment is not binding on the court. Provided that the court shall inquire as to the existence of any plea bargaining agreements between the state and the defendant and, in the event that such an agreement exists, the court shall inform the defendant whether it will follow or reject such agreement in open court and before any finding on the plea. Should the court reject any such agreement, the defendant shall be permitted to withdraw his plea of guilty or nolo conten-dere.

Tex.Code Crim. Proc. Ann. art. 26.13(a)(2) (Vernon Supp.2001). Substantial compliance with the admonitions under article 26 .13 is sufficient unless the defendant affirmatively shows that he was not aware of the consequences of his plea and that he was misled or harmed by the admonishment of the court. Tex.Code Crim. Proc. Ann. art. 26.13(c) (Vernon 1989). Even when the admonishment is not in “substantial compliance” with article 26.13, the er *571 ror is still subject to a harm analysis under Texas Rule of Appellate Procedure 44.2. High v. State, 964 S.W.2d 637, 638 (Tex.Crim.App.1998); Cain v. State, 947 S.W.2d 262, 264 (Tex.Crim.App.1997). In this case, a plea memorandum appears in the record and contains an exhibit which reflects that appellant was admonished in wilting in accordance with article 26.13 of the Texas Code of Criminal Procedure. The exhibit attached to the memorandum contains two admonishments that were crossed out. They provided:

3. The recommendation of the prosecuting attorney as to punishment is not binding on the Court. The Court will inquire as to the existence of any plea bargain agreements between the State and the defendant and, in the event that such an agreement exists, then the Court will inform the defendant whether the Court will follow or reject such agreement in open court and before any finding on the plea. Should the Court reject any such agreement, then the defendant shall be permitted to withdraw the defendant’s plea of nolo contendere.
4. If the punishment assessed by the Court does not exceed the punishment recommended by the prosecutor and agreed to by the defendant and the defendant’s attorney, then the Trial Court must give its permission to the defendant before the defendant may prosecute an appeal on any matter in the case except for those matters raised by written motions filed prior to trial.

Appellant essentially complains that by crossing out this language, the court failed to give the necessary admonishments under article 26.13. Paradoxically, appellant complains of omitted admonishments pertinent to guilty pleas entered under plea agreements, when the record tends to show, and we have presumed in order to assume jurisdiction, that appellant entered his plea without the benefit of a plea bargain.

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Bluebook (online)
49 S.W.3d 566, 2001 Tex. App. LEXIS 3825, 2001 WL 637390, Counsel Stack Legal Research, https://law.counselstack.com/opinion/castellano-v-state-texapp-2001.