Carton v. Continental Casualty Co.

222 A.2d 92, 48 N.J. 9, 1966 N.J. LEXIS 145
CourtSupreme Court of New Jersey
DecidedJuly 20, 1966
StatusPublished
Cited by55 cases

This text of 222 A.2d 92 (Carton v. Continental Casualty Co.) is published on Counsel Stack Legal Research, covering Supreme Court of New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carton v. Continental Casualty Co., 222 A.2d 92, 48 N.J. 9, 1966 N.J. LEXIS 145 (N.J. 1966).

Opinion

The opinion of the court was delivered by

Weintraub, C. J.

Appellant refused to sign a pretrial order because he believed it did not set forth fully the position of his clients. Upon his continued refusal to sign, he was adjudged “guilty of contempt,” fined $25, and ordered committed to the county jail “until he shall pay * * * the sum so ordered and shall sign the Pretrial Order, unless the Court shall see fit sooner to discharge him.” We certified his appeal before argument in the Appellate Division.

I.

Appellant contended the court lacked jurisdiction of his clients and so asserted in the answer to the complaint. Motions to quash the service of process were twice denied, and the Appellate Division refused to allow an appeal. Deeming that issue to have been fully decided, the pretrial judge would not include it in the pretrial order as an issue for the trial. Appellant seemingly agreed that the earlier orders decided the issue of jurisdiction on the merits but thought the subject had to be noted nonetheless in the pretrial order to preserve his right to appellate review.

[15]*15Appellant’s fear was unwarranted. An appeal from a final judgment raises the validity of all interlocutory orders, and if the order refusing to quash the service disposed of that issue on its merits, as seems to be conceded, there was no obligation to renew the quarrel at trial. Nonetheless appellant was not captious in asking that the pretrial order reflect either the alleged defense or its prior disposition. R. R. 4:29-1(b) prescribes the content of the pretrial order and provides in item 8 for “A specification of the legal issues raised by the pleadings which are abandoned or otherwise disposed of."1 The italicized phrase, added by amendment in 1964, apparently was unnoticed in the argument before the trial court.

Ultimately, the pretrial judge and appellant took positions which were tweedledum and tweedledee. To protect appellant from his fear of “waiver” of appellate review, the trial court spread appellant’s position fully on the stenographic record of the conference but not in the pretrial order itself, while appellant, observing that he and the stenographer were perishable, wanted a notation in the pretrial order of the existence of that stenographic record. Believing this final stance was frivolous and obstructive, the trial court directed appellant to sign the pretrial order, and appellant continuing to refuse, there emerged the judgment assailed before us by appellant and several bar associations which rally around him.

As we have already said, appellant was correct in asking that the disposition of the separate defense be noted in the pretrial order. We think, too, that a trial court should not order counsel to sign a pretrial order he questions. The Manual of Pretrial Practice (Rev. 1959), prepared by the [16]*16Administrative Office of the Courts, which was not cited before the trial court, reads (p. 3):

“The pretrial order is, of course, a step in the cause with the full force of other orders of the court. However, it is also a stipulation of the parties. The parties are, therefore, entitled to have included therein any legal or factual contention deemed important to their claim or defense and covered by the pleadings. This right must be recognized by the pretrial judge and counsel should never he required to sign an order not considered by them adequate to cover their position.” (Italics added)

R. R. 4:29-1 (b) does provide that the pretrial order “shall be signed by the court and the attorneys for the parties,” but the sense of that provision is correctly set forth in the quotation just made from the Manual. Nor is there need to compel counsel to sign. Other sanctions are available,2 and if need be a binding pretrial order may be entered without the signature of counsel upon a recital of his refusal to sign. See Life Music, Inc. v. Edelstein, 309 F. 2d 242 (2 Cir. 1962).

But although, as we have said, appellant correctly asked that the pretrial order reflect the disposition of his client’s separate defense, he was wrong in resisting the court’s direction to sign the order. There must be no defiance of a court, least of all by one of its officers. It is no excuse that the trial judge may be in error. Courts of appeal exist to hear such claims. One who is dissatisfied with the action of a court must obtain a stay or obey the order. He may not ignore it.

[17]*17We are referred to eases which hold that a party may at his peril ignore an order which is beyond the jurisdiction of a court, meaning that he may in contempt proceedings against him litigate the jurisdictional validity of the order and come out unscathed if the order falls on that account. See In re Application of Tiene, 17 N. J. 170, 177 (1954); Annotation, “Right to punish for contempt for failure to obey court order or decree either beyond power or jurisdiction of court or merely erroneous.” 12 A. L. R. 2d 1059 (1950).

We see no room for that concept in the present setting. There is no question about the jurisdiction of the pretrial judge with respect to either the parties or the subject matter of the pretrial conference. The rules direct that a pretrial order shall emerge and be signed by counsel. Even if the order upon counsel to sign was unwarranted or ill-advised, it cannot be said, in the words of Mr. Justice Frankfurter, that the trial court was “so obviously traveling outside its orbit as to be merely usurping judicial forms and facilities.” United States v. United Mine Workers of America, 330 U. S. 258, 309, 67 S. Ct. 677, 704, 91 L. Ed. 884, 921 (1947) (concurring opinion).

Whatever may be the utility in other settings of the proposition that an order may be ignored if beyond the jurisdiction of the court, it ill suits the present scene. Here the controversy arose in open court, and the power of a judge to control the proceedings then and there before him was challenged. Moreover, as we have said, the controversy concerned the court and one of its officers. A lawyer should be loath to test the validity of a judge’s ruling by an adamant refusal to yield. Cf. State v. Smith, 46 N. J. 510, 517 (1966). Nor would we be fair to counsel if we required him to run the risk of that course.3

[18]*18In fact the interests of the client were adequately protected by the stenographic record the trial court prepared expressly to relieve appellant of his concern. If still apprehensive, appellant could have asked the trial judge for an opportunity to apply to the Appellate Division to review the pretrial order or the direction that he sign the pretrial order! If that opportunity were refused, still counsel should know that a sufficient record, if the existing one were inadequate, could be prepared on application to the appellate court.

The order was not whimsical, or degrading, or humiliating. The most that could be said was that the trial court was in error. In such circumstances there is no sense in a toe-to-toe encounter between court and counsel. Such spectacles can only demean the judicial process. The essence of law and order is obedience to the judgments of a court. In [19]*19the words of Canon No. 1,4

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Bluebook (online)
222 A.2d 92, 48 N.J. 9, 1966 N.J. LEXIS 145, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carton-v-continental-casualty-co-nj-1966.