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5 6 7 UNITED STATES DISTRICT COURT 8 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 9 10 DERRICK LOUIS CARTER, CASE NO. C20-1654 MJP 11 Petitioner, ORDER DENYING MOTION UNDER 28 U.S.C. § 2255 12 v. 13 UNITED STATES OF AMERICA, 14 Respondent. 15 16 This matter comes before the Court on Petitioner Derrick Louis Carter’s Motion under 28 17 U.S.C. § 2255 to Vacate, Set Aside, or Correct his sentence. (Dkt. No. 1.) Having reviewed the 18 Motion, Respondent’s Opposition (Dkt. No. 9), and all supporting materials, the Court DENIES 19 the Motion and DISMISSES the Petition. 20 BACKGROUND 21 Carter’s § 2255 Petition stems from his criminal case, USA v. Brown, et al., Case No. 22 CR15-211-MJP-2 (W.D. Wash. 2016). Following a jury trial, Carter and his codefendant and 23 brother, John Emmett Brown, Jr., were convicted of Conspiracy to Distribute Cocaine (5 24 1 kilograms or more) and Possession of Cocaine (5 kilograms or more) with Intent to Distribute. 2 Carter was sentenced to two concurrent 120-month prison terms, the mandatory-minimum 3 sentence for each count. 4 Carter asks the Court to vacate his sentence for three reasons. First, Carter asserts that he
5 received ineffective assistance of trial counsel. (Dkt. No. 1 at 5.) He claims that his “trial 6 attorney failed to present exculpatory evidence which could have supported defense testimony 7 and discredit Agent Penn’s statements.” (Id.) Carter also asserts that his trial attorney failed to 8 present testimony of two witnesses on the issue of his duress defense: (1) Kristina Johnson, and 9 (2) Agent/Officer Teaken. (Id. at 7.) Second, Carter claims he received ineffective assistance of 10 appellate counsel. He asserts that his attorney on appeal failed to present exculpatory evidence in 11 the “first appeals brief as requested” and “[t]hen tried to cover the issue in the final brief, and 12 was denied because it was not in first brief.” (Id.) Third, Carter argues that the prosecutors 13 engaged in misconduct regarding certain purportedly exculpatory evidence. (Id. at 8.) 14 Carter asks that he be appointed an attorney and/or that he be allowed to join in his
15 brother’s § 2255 habeas petition, and that the Court vacate his sentence. The Court notes that 16 Carter cannot join Brown’s habeas petition. See Rule 2(d), Rules Governing Section 2255 17 Proceedings. Even if he could, the Court has already denied Brown’s habeas petition. See Brown 18 v. USA, C20-929 MJP, Order Denying Habeas Petition, Dkt. No. 17 (W.D. Wash. Jan. 8, 2021). 19 A. Factual Background 20 1. 2011 21 While Carter’s criminal conviction stems from events in 2014, Carter’s habeas arguments 22 relate to a debt Brown incurred three years earlier. In 2011, Brown offered to provide law 23 enforcement with his “knowledge of the United Nations Gang” (the U.N. Gang), a Canadian
24 1 gang then involved in large-scale drug smuggling. RT_680-81, 784, 800-01, 1530-31, 1571-73. 2 According to Brown, a Canadian company called American Fabricators (AmFab) was 3 functioning as a front for the Gang. RT_1532-33, 1572, 1580-81. 4 Brown told Federal Agents that Curtis Coleman, a member of a different gang, the
5 Seattle-based “Deuce 8” sold firearms to the U.N. Gang. RT_1709-13, 1272-30, 1753-54, 1757, 6 2074-76, 2152-56, 1727-28. The information was passed along to Homeland Security 7 Investigations Special Agent Thomas Penn who began investigating Coleman with Brown acting 8 as a source of information. RT_2067-69, 2102-02, 2130, 2145-48. When Coleman was arrested 9 on a weapons charge, AmFab was unable to collect the money it had fronted Coleman to 10 smuggle 25 pounds of marijuana into the United States. RT_1735-36. Word got back to AmFab 11 that Brown’s “daughter’s mother”—Colleen Cruz—caused the police action, and Coleman “was 12 telling them that [Brown] set them up.” RT_1743-44. 13 While in custody that summer for an immigration violation, Brown was told that he owed 14 AmFab money because he was being held responsible for the lost $60,000 from the summer
15 before. RT_1739-41; RT_1741-43. Brown said he was also told that if he did not settle that debt, 16 “it’s going to be on my daughter’s mom,” namely Cruz, and “my daughter.” RT_1745-46, 17 1751. Knowing that people involved with AmFab “have no problem killing people,” Brown said 18 he agreed to pay that debt or “work it off.” RT_1743-47. 19 Meanwhile, Coleman wrote his mother a letter which led prison authorities to believe 20 Brown had been identified as an informant. RT_2102-03. On July 27, 2011, Penn received an 21 email from the prosecutor that included a copy of Coleman’s letter, along with the note, “[L]ooks 22 like he’s warning his brother, question mark, about Brown.” RT_2104-05, 2134, 2144. Penn later 23 testified that he did not view that letter as a “clear threat” against Brown; in Penn’s view, Brown
24 1 was just “telling his mom to tell all his brothers to stay away from John Brown,” because he was 2 “[i]nforming to the government.” RT_2105-06, 2146. 3 Nevertheless, in August 2011, Brown was told by federal agents that they had “credible 4 information” that Brown’s “life had been threatened” by Coleman. RT_1748, 1987, 2051-52,
5 149-50. Following this disclosure, Brown said he then told the agents “everything I knew about 6 American Fabricators,” and provided the names of several AmFab members. RT_1702, 1752, 7 2062-63. In March 2012 Coleman was sentenced to a 60-month prison term for being a felon in 8 possession of a firearm. CR_255 at 1-2. 9 2. 2014 10 Three years later, in October 2014, Brown was in Bellingham, Washington when he 11 heard a member of AmFab visited Cruz’s home, looking for Brown. RT_1627, 1629-30, 1633- 12 34, 1636, 1761-62, 1924. Brown called AmFab and was chastised for not repaying his debt and 13 was told to host an AmFab member’s cousin while he visited Washington. RT_1763-64. When 14 the cousin complained about how Brown treated him, AmFab members visited Cruz’s house
15 again. RT_1773, 1789. Brown contends members of AmFab visited Cruz’s house looking for 16 him on several more occasions and one member specifically threated that if Brown did not start 17 working off his debt, AmFab would “go to my daughter’s house, and get my daughter’s mom to 18 pay it, and get my daughter to work it off.” RT_1773, 1789, 1805. 19 Brown testified that because he “owed the organization,” and had “to do what they say, 20 so that they stay out of my daughter’s yard,” Brown agreed to go to California to pick up drugs. 21 RT_1790 1794, 1799, 1880, 2072. After the drugs were loaded, Brown said a man approached 22 him, gave him a phone, and told him to call his daughter. RT_1828. Brown complied, and when 23
24 1 he called Cruz told him a man was in her yard. RT_1828-29. Brown said gang members “wanted 2 to try and sit on my daughter until . . . the rest of the deal was done.” RT_1838. 3 On November 8, 2014, Brown received a call from a member of AmFab who told him he 4 knew where his daughters were, and asked which one “do you want to lose?” RT_1844-45, 1849.
5 After that call Cruz and Brown’s daughter came to Bellingham and had dinner at a restaurant 6 with Brown. RT_1928-30. Following the dinner, Brown told Cruz and his daughter to “go home. 7 Y’all will be safe.” RT_1844-45, 1849. Brown asked Carter for help smuggling the drugs, and 8 Carter agreed because, as Brown testified, “he knew that my daughters’ lives had been 9 threatened.” RC 1845, 1894-95, 1898-91. Brown, Carter, and others then packed up the cocaine 10 from California in three backpacks and crossed the border. RT_1849, 1854-55, 1858, 1936, 11 1972-74, 1899.
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5 6 7 UNITED STATES DISTRICT COURT 8 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 9 10 DERRICK LOUIS CARTER, CASE NO. C20-1654 MJP 11 Petitioner, ORDER DENYING MOTION UNDER 28 U.S.C. § 2255 12 v. 13 UNITED STATES OF AMERICA, 14 Respondent. 15 16 This matter comes before the Court on Petitioner Derrick Louis Carter’s Motion under 28 17 U.S.C. § 2255 to Vacate, Set Aside, or Correct his sentence. (Dkt. No. 1.) Having reviewed the 18 Motion, Respondent’s Opposition (Dkt. No. 9), and all supporting materials, the Court DENIES 19 the Motion and DISMISSES the Petition. 20 BACKGROUND 21 Carter’s § 2255 Petition stems from his criminal case, USA v. Brown, et al., Case No. 22 CR15-211-MJP-2 (W.D. Wash. 2016). Following a jury trial, Carter and his codefendant and 23 brother, John Emmett Brown, Jr., were convicted of Conspiracy to Distribute Cocaine (5 24 1 kilograms or more) and Possession of Cocaine (5 kilograms or more) with Intent to Distribute. 2 Carter was sentenced to two concurrent 120-month prison terms, the mandatory-minimum 3 sentence for each count. 4 Carter asks the Court to vacate his sentence for three reasons. First, Carter asserts that he
5 received ineffective assistance of trial counsel. (Dkt. No. 1 at 5.) He claims that his “trial 6 attorney failed to present exculpatory evidence which could have supported defense testimony 7 and discredit Agent Penn’s statements.” (Id.) Carter also asserts that his trial attorney failed to 8 present testimony of two witnesses on the issue of his duress defense: (1) Kristina Johnson, and 9 (2) Agent/Officer Teaken. (Id. at 7.) Second, Carter claims he received ineffective assistance of 10 appellate counsel. He asserts that his attorney on appeal failed to present exculpatory evidence in 11 the “first appeals brief as requested” and “[t]hen tried to cover the issue in the final brief, and 12 was denied because it was not in first brief.” (Id.) Third, Carter argues that the prosecutors 13 engaged in misconduct regarding certain purportedly exculpatory evidence. (Id. at 8.) 14 Carter asks that he be appointed an attorney and/or that he be allowed to join in his
15 brother’s § 2255 habeas petition, and that the Court vacate his sentence. The Court notes that 16 Carter cannot join Brown’s habeas petition. See Rule 2(d), Rules Governing Section 2255 17 Proceedings. Even if he could, the Court has already denied Brown’s habeas petition. See Brown 18 v. USA, C20-929 MJP, Order Denying Habeas Petition, Dkt. No. 17 (W.D. Wash. Jan. 8, 2021). 19 A. Factual Background 20 1. 2011 21 While Carter’s criminal conviction stems from events in 2014, Carter’s habeas arguments 22 relate to a debt Brown incurred three years earlier. In 2011, Brown offered to provide law 23 enforcement with his “knowledge of the United Nations Gang” (the U.N. Gang), a Canadian
24 1 gang then involved in large-scale drug smuggling. RT_680-81, 784, 800-01, 1530-31, 1571-73. 2 According to Brown, a Canadian company called American Fabricators (AmFab) was 3 functioning as a front for the Gang. RT_1532-33, 1572, 1580-81. 4 Brown told Federal Agents that Curtis Coleman, a member of a different gang, the
5 Seattle-based “Deuce 8” sold firearms to the U.N. Gang. RT_1709-13, 1272-30, 1753-54, 1757, 6 2074-76, 2152-56, 1727-28. The information was passed along to Homeland Security 7 Investigations Special Agent Thomas Penn who began investigating Coleman with Brown acting 8 as a source of information. RT_2067-69, 2102-02, 2130, 2145-48. When Coleman was arrested 9 on a weapons charge, AmFab was unable to collect the money it had fronted Coleman to 10 smuggle 25 pounds of marijuana into the United States. RT_1735-36. Word got back to AmFab 11 that Brown’s “daughter’s mother”—Colleen Cruz—caused the police action, and Coleman “was 12 telling them that [Brown] set them up.” RT_1743-44. 13 While in custody that summer for an immigration violation, Brown was told that he owed 14 AmFab money because he was being held responsible for the lost $60,000 from the summer
15 before. RT_1739-41; RT_1741-43. Brown said he was also told that if he did not settle that debt, 16 “it’s going to be on my daughter’s mom,” namely Cruz, and “my daughter.” RT_1745-46, 17 1751. Knowing that people involved with AmFab “have no problem killing people,” Brown said 18 he agreed to pay that debt or “work it off.” RT_1743-47. 19 Meanwhile, Coleman wrote his mother a letter which led prison authorities to believe 20 Brown had been identified as an informant. RT_2102-03. On July 27, 2011, Penn received an 21 email from the prosecutor that included a copy of Coleman’s letter, along with the note, “[L]ooks 22 like he’s warning his brother, question mark, about Brown.” RT_2104-05, 2134, 2144. Penn later 23 testified that he did not view that letter as a “clear threat” against Brown; in Penn’s view, Brown
24 1 was just “telling his mom to tell all his brothers to stay away from John Brown,” because he was 2 “[i]nforming to the government.” RT_2105-06, 2146. 3 Nevertheless, in August 2011, Brown was told by federal agents that they had “credible 4 information” that Brown’s “life had been threatened” by Coleman. RT_1748, 1987, 2051-52,
5 149-50. Following this disclosure, Brown said he then told the agents “everything I knew about 6 American Fabricators,” and provided the names of several AmFab members. RT_1702, 1752, 7 2062-63. In March 2012 Coleman was sentenced to a 60-month prison term for being a felon in 8 possession of a firearm. CR_255 at 1-2. 9 2. 2014 10 Three years later, in October 2014, Brown was in Bellingham, Washington when he 11 heard a member of AmFab visited Cruz’s home, looking for Brown. RT_1627, 1629-30, 1633- 12 34, 1636, 1761-62, 1924. Brown called AmFab and was chastised for not repaying his debt and 13 was told to host an AmFab member’s cousin while he visited Washington. RT_1763-64. When 14 the cousin complained about how Brown treated him, AmFab members visited Cruz’s house
15 again. RT_1773, 1789. Brown contends members of AmFab visited Cruz’s house looking for 16 him on several more occasions and one member specifically threated that if Brown did not start 17 working off his debt, AmFab would “go to my daughter’s house, and get my daughter’s mom to 18 pay it, and get my daughter to work it off.” RT_1773, 1789, 1805. 19 Brown testified that because he “owed the organization,” and had “to do what they say, 20 so that they stay out of my daughter’s yard,” Brown agreed to go to California to pick up drugs. 21 RT_1790 1794, 1799, 1880, 2072. After the drugs were loaded, Brown said a man approached 22 him, gave him a phone, and told him to call his daughter. RT_1828. Brown complied, and when 23
24 1 he called Cruz told him a man was in her yard. RT_1828-29. Brown said gang members “wanted 2 to try and sit on my daughter until . . . the rest of the deal was done.” RT_1838. 3 On November 8, 2014, Brown received a call from a member of AmFab who told him he 4 knew where his daughters were, and asked which one “do you want to lose?” RT_1844-45, 1849.
5 After that call Cruz and Brown’s daughter came to Bellingham and had dinner at a restaurant 6 with Brown. RT_1928-30. Following the dinner, Brown told Cruz and his daughter to “go home. 7 Y’all will be safe.” RT_1844-45, 1849. Brown asked Carter for help smuggling the drugs, and 8 Carter agreed because, as Brown testified, “he knew that my daughters’ lives had been 9 threatened.” RC 1845, 1894-95, 1898-91. Brown, Carter, and others then packed up the cocaine 10 from California in three backpacks and crossed the border. RT_1849, 1854-55, 1858, 1936, 11 1972-74, 1899. Once back in the United States, Brown noticed police activity on the other side 12 of the border. RT_1862. Brown said he could not reach Carter, so he walked to a nearby friend’s 13 house and stayed the night. RT_1862. Brown later learned Carter had been stopped by the police. 14 RT_1978-79.
15 Brown said the U.N. Gang/AmFab wanted to kill Carter, who they blamed for the loss of 16 the cocaine. RT_1868-69. Brown said AmFab also began threatening his friends in an effort to 17 find him, and told Brown that if he did not come see them in Canada they would hurt his 18 daughter. RT_1863-64, 1867, 1870. On December 5, 2014, Brown accompanied Kristina 19 Johnson, one of his friends who had been threatened, to the Whatcom County Courthouse. 20 RT_1864-65. Brown spoke with a deputy he knew “about the problem we had,” and they were 21 then joined by another deputy. RT_1865-66. Brown showed the deputies Johnson’s phone, 22 which Brown said displayed two phone numbers from which Johnson had received threatening 23 calls from “cartel members.” RT_1866-67. Brown also said he told the deputies that “these
24 1 people were threatening my daughters.” RT_1866. Brown said he was hoping the deputies could 2 trace those numbers and “lock them up.” RT_1867. 3 Brown and Carter were eventually arrested in June 2015. RT_1512-13, 1592-93. 4 B. Procedural History
5 1. Discovery (Coleman Calls) 6 In October 2015, Brown’s initial defense counsel told a prosecutor that, according to 7 Brown, during an August 8, 2011 interview Brown was told by Agent Penn and another officer 8 “that the Justice Department has credible information that his life was under threat” by Curtis 9 Coleman, and that “there are phone calls that contain the threats.” CR_255 at 2; CR_263 at 3; 10 CR(2255)_1-3 at 1-2. Agent Penn’s report of that interview—disclosed in July 2015—made no 11 mention of any such advisement. CR_229 at 4; CR_229-4 at 1-4; CR_255-10 at 3. On June 10, 12 2016, Coleman’s jail calls (totaling 85 calls, about 21 hours’ worth), along with some other 13 discovery were made available to the defense after several requests, and a motion to compel 14 brought by Carter and Brown. CR_255 at 5; CR_255-10 at 2, 9; CR_255-11 at 7.
15 2. Trial 16 Brown and Carter proceeded to trial on June 27, 2016. Carter’s defense was that he was 17 forced to participate in the November 2014 smuggling operation because the U.N. Gang/AmFab 18 was threatening Cruz and Brown’s daughter. Neither Carter nor Brown introduced into evidence 19 any of Coleman’s jail calls. As requested (and over the government’s objection [RT_2249]), the 20 Court instructed the jury on defendants’ duress defense, explaining: 21 A defendant acts under duress only if at the time of the crime charged, one, there was a present, immediate, or impending threat of death or serious bodily injury to the defendant 22 or a family member of the defendant if the defendant did not participate in the commission of the crime; two, the defendant had a well-grounded fear that the threat of 23 death or serious bodily injury would be carried out; and three, the defendant had no reasonable opportunity to escape the threatened harm. 24 1 RT_2278-79. On July 25, 2016, the jury returned its verdict. CR_188. The jury convicted Brown 2 and Carter on the conspiracy and possession with intent charges in Counts 1 and 2. CR_192. 3 3. Motion for a New Trial 4 On August 29, 2016 Brown and Carter filed a motion for a new trial. CR_210, 212. In
5 part, they argued that the Government violated Brady by not timely producing a recording of 6 Brown’s transport following his arrest and a report prepared by an agent memorializing his 2011 7 interview with Brown. CR_212 at 8-9. But in their reply brief, Carter and Brown argued that the 8 late disclosure of the 2011 Coleman calls violated Brady. CR_249 at 2-3. Following a hearing on 9 December 5, 2016, the Court denied the motion for a new trial. Because “counsel for Defendants 10 were made directly and specifically aware of the existence of the very phone call they were 11 looking for nearly two weeks before trial (and nearly six weeks before the opening of the defense 12 case),” the court found “that the evidence at issue was [not] ‘suppressed’ by the prosecution.” 13 CR_273 at 13-14. 14 4. Appeal
15 On appeal Carter argued that the prosecution committed several Brady violations by 16 suppressing a 2011 email exchange between the Coleman prosecutor and Agent Penn and 17 delaying production of the Coleman jail calls. Carter also argued that the government knowingly 18 allowed Agent Penn, who was called as a defense witness, to testify falsely about his knowledge 19 of the May 18th call prior to the August 8, 2011 interview with Brown. Finally, Carter argued 20 that that the prosecutor committed misconduct in summation by vouching for the government’s 21 witnesses, denigrating the defense, and misstating the legal standard regarding his duress 22 defense. 23
24 1 The Ninth Circuit affirmed Brown’s and Carter’s convictions. United States v. Brown 2 and Carter, 754 F. App’x 581 (9th Cir. 2019). Regarding the Brady claim, the Ninth Circuit 3 ruled: 4 Here, Brown and Carter fail to show prejudice because they have not demonstrated that the recorded telephone call and the email are relevant to their 5 duress defense. Brown and Carter argued that they only agreed to smuggle cocaine into Canada because the U.N. Gang was threatening Brown’s family. But 6 the Coleman telephone call and forwarded email showed Coleman was upset with Brown for unrelated reasons. The record does not show that Coleman was part of 7 the U.N. Gang. And Brown and Carter’s decision to smuggle cocaine for the U.N. Gang would have done nothing to allay Coleman’s ire toward Brown. 8 Accordingly, Brown and Carter have failed to show that there is any “reasonable probability” that the jury would have acted differently had they learned of the 9 Coleman materials at trial. Strickler, 527 U.S. at 281.
10 754 F. App’x at 582. 11 ANALYSIS 12 A. Appointment of Counsel 13 Carter’s Petition asks for appointment of counsel. Based on the Court’s review of the 14 petition and the Order denying Brown’s habeas petition, the Court finds that the interests of 15 justice do not require or compel appointment of counsel. The Court DENIES the request. 16 B. Timeliness of Petition 17 28 U.S.C. § 2255(f)(1) requires Carter to have filed his petition within one year of his 18 conviction becoming final. Carter’s conviction became final on October 7, 2019, when the 19 Supreme Court denied his certiorari petition. See 140 S. Ct. 303 (2019). He filed this petition on 20 November 6, 2020, roughly one month after the deadline. Recognizing this fact, Carter identifies 21 a variety of issues he claims impacted his ability to file his petition on time: 22 My facility went on lockdown for the Covid pandemic. I had no access to any law library or legal advice. I am also completely ignorant of legal procedures. I am having difficulty 23 with this form even, and beg that the court appoint an attorney to help me through this process. 24 1 (Dkt. No. 1 at 13.) 2 Although Carter’s petition is untimely, the Court may accept it under the doctrine of 3 equitable tolling, which applies to § 2255 petitions. United States v. Battles, 362 F.3d 1195, 1196 4 (9th Cir. 2004). To obtain equitable tolling, Carter must show “(1) that he has been pursuing his 5 rights diligently, and (2) that some extraordinary circumstance stood in his way.” Holland v. 6 Florida, 560 U.S. 631, 649 (2010) (citation and quotation marks omitted). “Equitable tolling is 7 available ‘only when extraordinary circumstances beyond a prisoner’s control make it impossible 8 to file a petition on time and the extraordinary circumstances were the cause of [the prisoner’s] 9 untimeliness.’” United States v. Gilbert, 807 F.3d 1197, 1202 (9th Cir. 2015) (quoting Bills v. 10 Clark, 628 F.3d 1092, 1097 (9th Cir. 2010) (emphasis in the original)). “This is a very high 11 threshold.” Gilbert, 807 F.3d at 1202. 12 Under the unique facts presented, the Court finds that equitable tolling excuses Carter’s 13 tardy petition. The Court finds that extraordinary circumstances—the COVID-19 pandemic— 14 stood in Carter’s way from filing this petition a month earlier. Acting pro se, Carter avers that he 15 has been without access to a law library due to the pandemic-related lockdown, and he asserts 16 that this impeded his ability to file this in a timely manner. (Dkt. No. 1 at 13.) The government 17 agrees that Carter would be entitled to equitable tolling “[i]f Carter could show that a COVID- 18 related lockdown actually prevented him from filing his §2255 motion on time.” (Dkt. No. 9 at 19 4-5 (citing Sossa v. Diaz, 729 F.3d 1225, 1236 (9th Cir. 2013).) The government believes there is 20 insufficient evidence to this effect. The Court disagrees. While Carter has not provided great 21 detail about how the COVID-19 pandemic impacted his filing efforts, the Court accepts his 22 averment that the pandemic has frustrated his access the law library and that this prevented his 23 24 1 filing a month earlier. And the Court is satisfied that Carter was otherwise diligent in pursuing 2 this matter. The Court thus applies equitable tolling and accepts this month-late-filed petition. 3 C. Custody Requirement 4 While Carter is no longer in prison, he is still in “custody” because he is on supervised
5 release. See Matus-Leva v. United States, 287 F.3d 758, 761 (9th Cir. 2002); United States v. 6 Brown, CR15-211 MJP-2, Dkt. No. 358 (granting Carter’s motion for compassionate release, 7 resentencing him to time served, and ordering him subject to supervised release). This satisfies 8 the “custody” requirement of § 2255. 9 D. Section 2255 Legal Standard 10 Carter brings his habeas petition under 28 U.S.C. § 2255. Under section 2255 a court may 11 grant relief to a federal prisoner who challenges the imposition or length of his or her 12 incarceration on grounds that: (1) the sentence was imposed in violation of the Constitution or 13 laws of the United States; (2) the court was without jurisdiction to impose such sentence; (3) the 14 sentence was in excess of the maximum authorized by law; or (4) the sentence is otherwise
15 subject to collateral attack. 28 U.S.C. § 2255(a). A movant must allege specific facts that, if true, 16 entitle the movant to relief. See United States v. Howard, 381 F.3d 873, 877 (9th Cir. 2004). A 17 judge may dismiss a § 2255 motion if “it plainly appears from the motion, any attached exhibits, 18 and the record of prior proceedings that the moving party is not entitled to relief.” Rule 4(b), 19 Section 2255 Rules. 20 E. Ineffective Assistance of Counsel 21 Carter argues he received ineffective assistance of counsel because his trial attorney 22 failed to: (1) introduce exculpatory evidence that could have supported defense testimony and 23 discredit Agent Penn’s statements, which the Court interprets to refer to recorded calls from
24 1 Curtis Coleman; (2) call Kristina Johnson as a witness; or (3) call Officer/Agent Teaken as a 2 witness. Carter also argues that the attorney representing him on his direct appeal was ineffective 3 because he failed to reference more than one of the Coleman calls in the opening brief, despite 4 Carter asking him to do so.
5 “The benchmark for judging any claim of ineffectiveness must be whether counsel’s 6 conduct so undermined the proper functioning of the adversarial process that the trial cannot be 7 relied on as having produced a just result.” Strickland v. Washington, 466 U.S. 668, 685 (1984). 8 Such a claim must prove two independent components: (1) inadequate performance by counsel, 9 and (2) prejudice resulting from the inadequate performance.” Id. at 690. To prevail on the 10 second point, the defendant must show “there is a reasonable probability that, but for counsel’s 11 unprofessional errors, the result of the proceeding would have been different.” Id. at 694. 12 1. Coleman Calls 13 The Ninth Circuit has already determined that Carter cannot demonstrate that “the 14 recorded telephone call and the email are relevant to [his] duress defense.” Brown, 754 F. App’x
15 at 582. “The record does not show that Coleman was part of the U.N. Gang. And Brown and 16 Carter’s decision to smuggle cocaine for the U.N. Gang would have done nothing to allay 17 Coleman’s ire toward Brown.” Id. “Accordingly, Brown and Carter have failed to show that 18 there is any ‘reasonable probability’ that the jury would have acted differently had they learned 19 of the Coleman materials at trial.” Id. (quoting Strickler v. Greene, 527 U.S. 263, 281 (1999)). 20 2. Johnson 21 Carter asserts that his trial counsel, Michael Nance, was ineffective for ignoring Carter’s 22 request that he call Kristina Johnson. (Dkt. No. 1 a 7.) The Court interprets this assertion to 23 suggest that Kristina Johnson would have testified favorably about the duress defense. According
24 1 to Brown’s trial testimony, Johnson was present when Coleman told Brown about purported 2 threats against Cruz and Brown’s daughter and Brown’s disclosure of the threats to the Whatcom 3 County deputies. RT_1838, 1847, 1865-66. 1891, 1896-97. But Johnson refused to be 4 interviewed by the defense. RT_364; CR_71 at 10-11. Nance was thus unable to determine
5 whether Johnson would recant her threat claim when asked about it under oath, or whether she 6 would testify the threat occurred after the smuggle and thus was irrelevant to Carter’s duress 7 defense. The Court finds Nance’s decision was within the range of professional judgment. Lord 8 v. Wood, 184 F.3d 1083, 1095 (9th Cir. 1999) (“Few decisions a lawyer makes draw so heavily 9 on professional judgment as whether or not to proffer a witness at trial.”) 10 3. Teaken 11 Carter asserts Officer/Agent Teaken was “removed from [his] investigation” and that 12 Nance “entered into a stipulation agreement to not call the agent, against [Carter’s] very adament 13 [sic] wishes.” (Dkt. No. 1 at 7.) The Government avers that it has no knowledge of who Officer 14 Teaken is, and Carter sheds no light on Teaken’s identity or role. Carter also makes no showing
15 about what Teaken’s testimony would have been—let alone that it would have been favorable to 16 the defense. Carter has not and cannot demonstrate that he suffered prejudice from this decision. 17 See Dows v. Wood, 211 F.3d 480, 486 (9th Cir. 2000); U.S. v. Berry, 814 F.2d 1406,1409 (9th 18 Cir. 1987). 19 4. Assistance of Counsel on Appeal 20 Carter asserts that Jay Nelson, his appellate counsel, was ineffective because he did not 21 raise an argument about exculpatory evidence and discredit Agent Penn’s statements until the 22 reply brief. (Dkt. No. 1 at 6.) The Court liberally construes the petition to assert that Nelson 23 improperly based the Brady and Napue arguments solely on the May 18th, 2011 Coleman call
24 1 and the email exchange between the Coleman prosecutor and Agent Penn and failed to support 2 the argument by citing to additional Coleman calls, as Carter asked. 3 But as the Government notes, only Coleman’s May 18th call was part of the record, and 4 briefing the additional calls on appeal was prohibited except under very limited circumstances by
5 Federal Rule of Appellate Procedure 10. When the defense did try to supplement the record to 6 include these calls in connection with their reply brief, the Ninth Circuit denied that motion. 7 Brown, Case No. 16-30297, Dkt. Nos. 63, 83. Further, Carter does not explain why additional 8 Coleman calls, even if they contained grave threats, would have been relevant to his duress 9 defense when the Ninth Circuit found that the “decision to smuggle cocaine for the U.N. Gang 10 would have done nothing to allay Coleman’s ire toward Brown,” and there was therefore no 11 “‘reasonable probability’ that the jury would have acted differently had they learned of the 12 Coleman materials at trial.” See Brown, 754 F. App’x at 582 (citing Strickler, 527 U.S. at 281). 13 For these reasons, Carter cannot demonstrate prejudice from Nelson’s decision not to rely on 14 these calls when crafting the opening brief.
15 F. Prosecutorial Misconduct 16 Carter argues the prosecutors engaged in misconduct by “claim[ing] that the Coleman 17 F.D.C. recordings did not exist even after they were retrieved from F.D.C. and turned over to the 18 defense via ‘data dump.’” (Dkt. No. 1 at 8.) The Court construes this as a claim that the 19 prosecutor violated his Brady and Due Process rights. This argument was rejected by the Ninth 20 Circuit on the grounds that this evidence was not material to Carter’s duress defense, and thus no 21 Brady violation had occurred. See Brown, 754 F. App’x at 582. The Court will not reconsider 22 this argument. 23
24 1 The Court also construes this as a claim that the prosecutors engaged in misconduct by 2 making false statements to the Court about discovery related to the Coleman calls. The Court 3 rejects this argument. Because Carter did not raise this argument before the Court entered the 4 judgment of conviction or during his direct appeal, he has procedurally defaulted. United States
5 v. Mejia-Mesa, 153 F.3d 925, 929 (9th Cir. 1998); Bousley v. United States, 523 U.S. 614, 622 6 (1998). To overcome this procedural default, Carter must “show both (1) ‘cause’ excusing his 7 double procedural default, and (2) ‘actual prejudice’ resulting from the errors of which he 8 complains.” United States v. Frady, 456 U.S. 152, 168 (1982). Carter has not made either 9 showing and the Court rejects this claim. 10 G. Evidentiary Hearing and Certificate of Appealability 11 Carter also requests an evidentiary hearing. The Court finds that an evidentiary hearing is 12 not warranted, as “the motion and the files and records of the case conclusively show that the 13 prisoner is entitled to no relief.” 28 U.S.C. § 2255(b). For the same reason, the Court declines to 14 issue a certificate of appealability. 28 U.S.C. § 2253(c)(2); Miller-El v. Cockrell, 537 U.S. 322,
15 327 (2003) (petitioner seeking a certificate of appealability must demonstrate “a substantial 16 showing of the denial of a constitutional right.”). 17 CONCLUSION 18 Though the Court accepts Carter’s otherwise untimely petition under the doctrine of 19 equitable tolling, the Court finds no grounds on which to grant the relief sought. The Court finds 20 no grounds on which to appoint counsel, hold an evidentiary hearing or issue a certificate of 21 appealability. The Court DENIES the petition for habeas corpus. 22 \\ 23 \\
24 1 The clerk is ordered to provide copies of this order to Carter and to all counsel. 2 Dated May 18, 2021. A 3 4 Marsha J. Pechman United States Senior District Judge 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23