Carter v. United States Department of Commerce

186 F. Supp. 2d 1147, 2001 U.S. Dist. LEXIS 23664
CourtDistrict Court, D. Oregon
DecidedNovember 20, 2001
Docket3:01-cv-00868
StatusPublished
Cited by1 cases

This text of 186 F. Supp. 2d 1147 (Carter v. United States Department of Commerce) is published on Counsel Stack Legal Research, covering District Court, D. Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carter v. United States Department of Commerce, 186 F. Supp. 2d 1147, 2001 U.S. Dist. LEXIS 23664 (D. Or. 2001).

Opinion

OPINION AND ORDER

REDDEN, District Judge.

This is an action under the Freedom of Information Act, 5 U.S.C. § 552 (FOIA) by two Oregon legislators against the United States Department of Commerce (the Department). Plaintiffs challenge the denial of their request for statistically adjusted data from the 2000 census (adjusted data). The adjusted data were withheld on the basis of Exemption 5 of the FOIA. Plaintiffs have filed a motion for summary judgment. The court heard oral argument on the motion October 18, 2001. The Department requested an opportunity to file supplemental briefing, and the motion was granted. The court heard additional oral argument on November 8, 2001. Plaintiffs’ motion for summary judgment is granted.

Factual Background

The census in general and the problem of undercounting

The Census Clause of the United States Constitution requires Congress to conduct a census every ten years to apportion congressional representation among the states. U.S. Const, art. I, § 2, cl. 3. Through the Census Act, 13 U.S.C. § 1 et seq., Congress delegated this responsibility to the Secretary of Commerce, authorizing him to conduct the census “in such form and content as he may determine, including the use of sampling procedures and special surveys.” 13 U.S.C. § 141(a). The Secretary is assisted by the Bureau of the Census (the Bureau).

It has long been recognized that census data are inaccurate. See Wisconsin v. City of New York, 517 U.S. 1, 6, 116 S.Ct. 1091, 134 L.Ed.2d 167 (1996) and cases cited therein. “Persons who should have been counted are not counted at all or are counted at the wrong location; persons who should not have been counted (whether because they died before or were born after the decennial census date, because they were not residents of the country, or because they did not exist) are counted; and persons who should have been counted only once are counted twice.” Id. It is thought that these inaccuracies have resulted in a net “undercount” of the actual population in every decennial census. Id.

The undercount is “not thought to be spread consistently across the population: some segments of the population are ‘un- *1149 dercounted’ to a greater degree than are others, resulting in a phenomenon termed the ‘differential undercount.’” Id. at 7, 116 S.Ct. 1091. The undercounted groups include certain minorities, children, and renters. Department of Commerce v. United States House of Representatives, 525 U.S. 316, 322-23, 119 S.Ct. 765, 142 L.Ed.2d 797 (1999), citing U.S. Dept. of Commerce, Bureau of the Census, Report to Congress: The Plan for Census 2000, at 3-4 (Aug.1997). According to the Secretary of Commerce, the official 1990 census counted about 98% of the people living in the United States. Assembly of the State of California v. United States Department of Commerce, 797 F.Supp. 1554, 1556 (E.D.Cal.1992)(Assembly I), aff'd, 968 F.2d 916 (9th Cir.1992)(Assembly II) citing Decision of the Secretary of Commerce on Whether a Statistical Adjustment of the 1990 Census of Population and Housing Should be Made for Coverage Deficiencies Resulting in Overcount or Undercount of the Population, 56 Fed.Reg. 33582 (1991). However, “census participation and coverage was lower than average among certain segments of the population.” Id. Based on the Department of Commerce’s estimates, blacks appeared to have been undercount-ed in the 1990 census by 4.8%, Hispanies by 5.2%, Asian Pacific Islanders by 3.1%, and American Indians by 5.9%. Id.

One effect of undercounting is that un-dercounted communities fail to receive their proportionate share of government and private grants based on census data. According to the United States General Accounting Office (GAO), the federal government allocated $185 billion of grants to states and localities based on census data. GAO, Formula Grants: Effects of Adjusted Popttlation Counts on Federal Funding to States, GAO/HEHS-99-69 at 1-2 (Feb. 1999), attached as Exhibit B to Declaration of Ashley N. Bailey (Bailey Declaration). However, the GAO also found that as a direct consequence of the 1990 undercount, states and localities with the largest un-dercount failed to receive approximately $449 million from 15 federal programs. Id. at 4. So, for example, according to the GAO correction of the undercount in Oregon would have resulted in approximately 24% more funds from those federal programs. Id.

Since the 1980 census, the Bureau has studied the efficacy of using statistical sampling to adjust the results of the “actual headcount” or initial enumeration (also referred to as “unadjusted data”), which is based primarily on information obtained through mail-in surveys and personal visits. (Although the initial enumeration itself also involves some statistical adjustment or “imputation,” derived from demographic characteristics of neighboring households, when census takers are unable to obtain information about a household. Approximately 1.3% of the initial enumeration for 2000 was based on imputations. See Hogan, YL.rA.ccuracy and Coverage Evaluation: Data and Analysis to Inform the ESCAP Report at 21-22, attached as Exhibit M to Bailey Declaration.)

In preparation for the 1990 census, the Bureau studied the feasibility of using large-scale statistical adjustment in a capture-recapture methodology to compensate for the undercount and the differential un-dercount. City of New York, 517 U.S. at 8, 116 S.Ct. 1091. The Supreme Court has explained this methodology:

the initial enumeration of the entire population (the “capture”) would be followed by the post-enumeration survey (PESXthe “recapture”) of certain representative geographical areas. The Bureau would then compare the results of the PES to the results of the initial enumeration for those areas targeted by the PES, in order to determine a rate of error in those areas for the initial enu *1150 meration (i.e., the rate at which the initial enumeration undercounted people in those areas). That rate of error would be extrapolated to the entire population, and thus would be used to statistically adjust the results of the initial enumeration.

517 U.S. at 9, 116 S.Ct. 1091. This process was completed for each of the almost five million inhabited blocks in the United States. Assembly I, 797 F.Supp. at 1556. Department officials then undertook a large-scale intensive evaluation of the accuracy of the adjusted estimates. Id. at 1557. Experts differed on whether the adjusted census figures were more reliable than the initial enumeration figures.

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Bluebook (online)
186 F. Supp. 2d 1147, 2001 U.S. Dist. LEXIS 23664, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carter-v-united-states-department-of-commerce-ord-2001.