Carter v. Saxon

358 A.2d 639
CourtDistrict of Columbia Court of Appeals
DecidedMay 24, 1976
Docket9056
StatusPublished
Cited by3 cases

This text of 358 A.2d 639 (Carter v. Saxon) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carter v. Saxon, 358 A.2d 639 (D.C. 1976).

Opinion

358 A.2d 639 (1976)

Annie CARTER, Appellant,
v.
Mrs. George E. SAXON, Appellee.

No. 9056.

District of Columbia Court of Appeals.

Argued July 9, 1975.
Decided May 24, 1976.
Rehearing and Rehearing en Banc Denied September 10, 1976.

*640 R. Kenneth Mundy, Washington, D. C., for appellant.

Albert F. Beasley, and Mark G. Griffin, Washington, D. C., for appellee.

Before KERN, NEBEKER and HARRIS, Associate Judges.

HARRIS, Associate Judge:

The trial court dismissed appellant's negligence action against appellee based upon the contention that appellant did not make a timely motion for substitution of parties pursuant to Superior Court Civil Rule 25. We conclude that the court erred, and reverse.

Appellant was employed by appellee as a housemaid one day per week. On February 2, 1972, when she was arriving for work, she allegedly slipped and fell on Mrs. Saxon's ice-covered front steps. Charging negligence in permitting the ice to accumulate so as to create a hazard, appellant sued her employer in October of 1972. During the ensuing 11 months, the parties' respective counsel undertook discovery and exchanged communications in anticipation of a November 1973 trial date.

In September of 1973, a petition for the appointment of a conservator for appellee was filed on behalf of herself in the Superior Court. See D.C.Code 1973, § 21-1501 et seq. In the petition, Mrs. Saxon alleged that "by reason of her advanced age and physical incapacity" she no longer was able to manage her own estate. The petition summarized the extent of Mrs. Saxon's estate, which was minimal, and suggested that the conservator be empowered to take charge of her property, receive income, and dispose of her only significant asset, which was her home. No mention was made of the pending civil suit against her. An affidavit filed in support of the petition by appellee's physician stated that she suffered "periodic senile dementia" characterized by "confusion and disorientation". On October 12, following a hearing, the court appointed a conservator for Mrs. Saxon, authorizing him to "take charge, control and management" of appellee's "estate, property and affairs". On October 25, counsel for appellee filed a "Suggestion of Appointment of Conservator for Defendant" in the negligence action. Appellant's attorney was served with a copy thereof.

Meanwhile, on October 16, appellant had retained new counsel. Shortly after entering his appearance on her behalf, he was informed of the conservatorship. The trial date was delayed indefinitely, but appellant's new counsel, appellee's attorney, and the conservator proceeded routinely to exchange additional discovery material, motions, and correspondence.

The case was set for trial on June 7, 1974, and the parties then assembled in the trial judge's chambers for the disposition of preliminary matters. Appellee's counsel orally moved that appellant's suit be dismissed for failure to have requested formal substitution of the conservator as the nominal party defendant. The court continued the case to permit the parties to submit the motion and a response thereto in writing. In addition to a response to the motion to dismiss, appellant filed a "Motion for Leave To Substitute Conservator". A hearing *641 was held on the motions, following which the court issued an order granting the motion to dismiss the complaint. The court saw no "excusable neglect" to justify granting appellant an enlargement of time within which to file a motion for substitution.[1]

Rule 25 deals with the substitution of parties, as does its almost identical counterpart, Fed.R.Civ.P. 25.[2] It provides in pertinent part as follows:

(a) Death.
(1) If a party dies and the claim is not thereby extinguished, the court may order substitution of the proper parties. The motion for substitution may be made by any party or by the successors or representatives of the deceased party and, shall be served on the parties as provided in Rule 5 and upon persons not parties in the manner provided in Rule 4 for the service of a summons, and may be served in any judicial district. Unless the motion for substitution is made not later than 90 days after the death is suggested upon the record by service of a statement of the fact of the death as provided herein for the service of the motion, the action shall be dismissed as to the deceased party.
* * * * * *
(b) Incompetency. If a party becomes incompetent, the court upon motion served as provided in subdivision (a) of this rule may allow the action to be continued by or against his representative.

The trial court adopted appellee's argument that the ward of a conservatorship is "incompetent" within the meaning of Rule 25(b) and that the 90-day time limit of section (a)(1) must be considered to be incorporated into section (b). This would mandate the dismissal of an action against an incompetent party if a timely motion for substitution is not made after the fact of incompetency has been suggested upon the record. We conclude that this interpretation is erroneous. First, the mere imposition of a conservatorship upon a person's estate does not relegate that person to the status of incompetency for all purposes, nor does the filing of a "suggestion of the appointment of a conservator" carry the implication that the ward is thereby averring an incapacity to be sued. Moreover, we see no valid basis for superimposing the 90-day time limit of section (a)(1) onto section (b). These conclusions are supported by considerations of practicality as well as the general objective of ensuring a harmonious construction of the rules of procedure.

D.C.Code 1973, § 21-1501, provides that a conservator may be appointed for an adult who is "unable, by reason of advanced age, mental illness . . . or physical incapacity, properly to care for his property." The disability which the ward suffers may range in kind and degree from advanced age with accompanying physical infirmities to defective memory or mental illness. Other relevant factors include the complexity of the subject's business affairs and the availability of informal assistance from other persons. The appointment of a conservator may be predicated upon any one or a combination of these factors.[3]

*642 Mrs. Saxon was an elderly widow with no known relatives. She was in poor health and had suffered episodes of mental confusion. Her physician attested that during those lapses of understanding, she was not competent to handle her affairs, and that the duration and frequency of such intervals could not be predicted. At the time of the appointment of the conservator, Mrs. Saxon was convalescing in a nursing home and had no prospects of returning to her residence. While we do not contest the wisdom of the creation of the conservatorship, we fail to find, in these facts, such evidence of incompetency as necessarily would deprive appellee of the capacity to defend the suit in her own name.

Although we have not addressed this particular issue before, we have had occasion to note, in other contexts, the extent to which the creation of a conservatorship reflects upon the ward's mental competence. In Edmunds v. Equitable Savings and Loan Association, D.C.App., 223 A.2d 630

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Bluebook (online)
358 A.2d 639, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carter-v-saxon-dc-1976.