Carroll v. City of Portland

1999 ME 131, 736 A.2d 279, 1999 Me. 131, 1999 Me. LEXIS 147
CourtSupreme Judicial Court of Maine
DecidedAugust 16, 1999
StatusPublished
Cited by40 cases

This text of 1999 ME 131 (Carroll v. City of Portland) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carroll v. City of Portland, 1999 ME 131, 736 A.2d 279, 1999 Me. 131, 1999 Me. LEXIS 147 (Me. 1999).

Opinions

RUDMAN, J.

[¶ 1] Charles Carroll appeals from a summary judgment entered in the Superi- or Court (Cumberland County, Cole, J.) in favor of Scarborough Police Officer Joseph Giacomantonio on Carroll’s defamation claim. Carroll contends that the court erred in concluding that: (1) no genuine dispute of material fact existed; and (2) Giacomantonio was immune from liability under the Maine Tort Claims Act (“MTCA”), 14 M.R.S.A. §§ 8101-8118 (1980 & Supp.1998).1 We conclude that Giacomantonio failed to sustain his burden of proving that he was entitled to immunity under the MTCA, and therefore vacate the summary judgment.

[¶ 2] In his capacity as Community Resource Officer for the Scarborough Police Department, Giacomantonio became involved with a television program called “Keeping Greater Portland Safe.” Time Warner Cable of Maine (“Time Warner”) broadcast the program, which provided the names and photographs of individuals for whom local law enforcement agencies had outstanding arrest warrants. While transcribing a list of names for the program, Giacomantonio mistakenly identified Carroll as an individual wanted for theft. Although the Scarborough Police Department had cited Carroll for operating under the influence, Carroll was not subject to an outstanding arrest warrant for theft. Gia-comantonio submitted the list containing his clerical error to Time Warner, and Time Warner broadcast the information during an episode of the program.

[¶ 3] Carroll initiated this lawsuit against Giacomantonio and various other defendants, alleging defamation and negligent and intentional infliction of emotional distress. Giacomantonio filed a motion for a summary judgment on the grounds that the MTCA’s discretionary function immunity shielded him from liability.2 The court concluded that Giacomantonio’s actions were “discretionary in nature,” and granted a summary judgment in his favor on the grounds that he was immune from tort liability under 14 M.R.S.A. § 8111(1)(C).

[¶ 4] On appeal, Carroll contends that the court erred in granting the summary judgment in favor of Giacomantonio on the basis of discretionary function immunity. In essence, Carroll maintains that Giaco-mantonio failed to meet his burden of proving that he was performing a “discretionary,” rather than “ministerial,” function or duty at the time of his allegedly tortious activity. We agree.

[282]*282[¶ 5] “We review a grant of a summary judgment de novo for errors of law.” Grossman v. Richards, 1999 ME 9, ¶ 3, 722 A.2d 371, 373. “We will uphold a summary judgment if the evidence demonstrates that there is no genuine issue as to any material fact and that the moving party is entitled to [a] judgment as a matter of law.” Handyman Equip. Rental Co. v. City of Portland, 1999 ME 20, ¶ 6, 724 A.2d 605, 606 (quotations omitted). Whether a defendant is entitled to discretionary function immunity is a question of law that may be resolved by a summary judgment, absent a genuine dispute of material fact. See Grossman, 1999 ME 9, ¶ 3, 722 A.2d at 373.

[¶ 6] The MTCA applies a policy of broad liability to governmental employees, subject to the exceptions enumerated in the immunity provisions of 14 M.R.S.A. § 8111(1).3 See Leach v. Betters, 599 A.2d 424, 425 (Me.1991) (“[Gjovernmental employees remain hable for their tortious conduct unless immunity is specifically granted.”); Moore v. City of Lewiston, 596 A.2d 612, 614-15 (Me.1991). Section 8111(1)(C) affords governmental employees an absolute immunity from personal civil liability for “[performing or failing to perform any discretionary function or duty, whether or not the discretion is abused.” 14 M.R.S.A. § 8111(1); see also Moore, 596 A.2d at 615. Such immunity is:

applicable whenever a discretionary act is reasonably encompassed by the duties of the governmental employee in question, regardless of whether the exercise of discretion is specifically authorized ... and shah be available to ... police officers ... who are required to exercise judgment or discretion in performing their official duties.4

14 M.R.S.A. § 8111(1).

[¶ 7] We have identified four factors to help determine whether discretionary function immunity shields a governmental employee from tort liability:

(1) Does the challenged act, omission, or decision necessarily involve a basic governmental policy, program, or objective?
(2) Is the questioned act, omission, or decision essential to the realization or accomplishment of that policy, program, or objective (as opposed to one that would not change the course or direction of the policy, program, or objective)?
(3) Does the act, omission, or decision require the exercise of basic policy evaluation, judgment, and expertise on the part of the governmental employee involved?
[283]*283(4) Does the governmental employee involved possess the requisite constitutional, statutory, or lawful authority and duty to do or make the challenged act, omission, or decision?

See Roberts v. State, 1999 ME 89, ¶ 8, 731 A.2d 855, 857; Grossman, 1999 ME 9, ¶ 7, 722 A.2d at 374. The first, second, and fourth factors help determine whether the governmental employee was performing or failing to perform an official “function or duty.” 14 M.R.S.A. § 8111(1)(C). The third factor helps determine whether that function or duty was “discretionary” in nature, as opposed to merely “ministerial.”5 Id.

[¶ 8] The third factor is at issue here. Carroll argues that the act of transcribing information in alphabetical order was not “discretionary” because it did not require the exercise of basic policy evaluation, judgment, and expertise. Giacomantonio disagrees and — without offering any supporting citations to the record — maintains that he “was responsible for deciding whose names to provide to Time Warner, and for compiling the necessary information.”

[¶ 9] We have distinguished between activities that are “discretionary” and those that are merely “ministerial,” which do not merit discretionary function immunity. See, e.g., Kane v. Anderson, 509 A.2d 656, 657 (Me.1986) (concluding that arresting police officer’s execution of arrest warrant was ministerial, rather than discretionary, function). A discretionary act requires judgment or choice, whereas a ministerial act is mandatory and requires no personal judgment or choice.6 See Moore, 596 A.2d at 616 (concluding that activity was discretionary because officers “were required to use their judgment”); Kane, 509 A.2d at 657 (“Ministerial acts are those to be carried out by employees, by the order of others or of the law, with little personal discretion as to the circumstances in which the act is done.”) (quoting Restatement (Seconb) of Toets § 895D cmt. h (1977)). Giacomantonio is not entitled to discretionary function immunity unless his allegedly tortious activity required the exercise of judgment or choice. See 14 M.R.S.A. § 8111(1).

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Bluebook (online)
1999 ME 131, 736 A.2d 279, 1999 Me. 131, 1999 Me. LEXIS 147, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carroll-v-city-of-portland-me-1999.