Carroll v. Blinken

957 F.2d 991, 1992 U.S. App. LEXIS 2123, 1992 WL 25233
Court of Appeals for the Second Circuit·Decided February 13, 1992·No. No. 698, Docket 91-7877·Published·Cited by 13 cases

Opinion

IRVING R. KAUFMAN, Circuit Judge:

Thomas Jefferson recognized that “to compel a man to furnish contributions of money for the propagation of opinions which he disbelieves, is sinful and tyrannical.” 1 At the same time, our nation’s universities preserve a longstanding tradition of tolerating and even encouraging the propagation of all sorts of disbelieved opinions. We are asked today, in a case that involves competing concerns of the First Amendment, to resolve the conflict that occurs when Jefferson’s “tyrannical” compulsion occurs in a collegiate setting. On the one hand, university students oppose as compelled speech and association their college’s allotment of a portion of their mandatory student activity fee to an organization whose speech and actions they reject. On the other hand, the university, by disbursing the fee proceeds to a variety of campus groups, aims to foster spirited and uninhibited debate about campus and public issues. We hold that a state university may constitutionally allocate students’ activity fees to a group with whose speech some students, disagree, as long as that organization spends the equivalent of the students’ contribution on campus and thus serves the university’s substantial interests in collecting the fee. We also hold that a campus group may not define its membership to include all fee paying students, but [993] may extend membership only to those who seek it.

BACKGROUND

This action began with a complaint by several students of the State University of New York at Albany2 (“SUNY Albany”) against their university and the New York Public Interest Research Group, Inc. (“NY-PIRG”). Like all SUNY Albany students, appellants are required by a regulation adopted pursuant to New York’s Education Law § 355 (“the regulation”)3 to pay a non-refundable student activity fee each semester. Those who fail to pay the fee, $55 as of 1989, are not allowed to register. Student fees are pooled and, according to the regulation, redistributed to a variety of extracurricular organizations, “provided that the purpose and activities of the organizations] are of [an] educational, cultural, recreational or social nature.” If the organizations fit that description, they must then request activity fee funding from, and be selected by, the SUNY Albany Student Association, and approved for such funding by the university’s president.4 The Student Association and the president have consistently used this process to fund a great many organizations, including athletic, social, recreational, service, ethnic and political organizations. For instance, the fee supports an Irish Club, the Korean Students Association, Dance, Theater and New Art Councils, the Black Alliance, the Pan-Caribbean Association, a geography club, Fuerza Latina, the Feminist Alliance, a campus Amnesty International group, the Revisionist Zionist Alternative, the Gay and Lesbian Alliance, NYPIRG and others. Activities conducted by the more ideological organizations range from sponsoring debates, supporting campus journals and newsletters, showing films, and lobbying.

By the terms of a contract between NY-PIRG and the Student Association, NY-PIRG receives $3.00 from each student’s activity fee per semester, which amounts to a total of $57,600 for SUNY Albany students per year. NYPIRG is a statewide, not for profit corporation based in New York City with chapters on nineteen SUNY campuses. It is a self-described “nonparti[994] san research and advocacy organization directed by New York State college and university students.” At SUNY Albany, students decide in an advisory referendum held every two years whether to fund NY-PIRG through the activity fee, and have always approved it. NYPIRG’s Board of Directors is composed entirely of students elected by participating students at the different SUNY chapters. Its overall annual budget is $2.7 million, roughly 30% of which is derived from campus activity fees. The remainder comes from door-to-door collecting (45%), commissions on NYPIRG’s fuel buyers groups (15%), and grants (10%). Funds from all sources except grants are commingled into a “general fund,” from which all of the organization’s statewide expenditures are paid. Hence, student activity fee money helps to pay all of NY-PIRG’s bills.

NYPIRG spends money from its general fund both at and away from the SUNY Albany campus. For example, at the Albany campus, NYPIRG sponsored a professor’s forum on the arms race, a symposium on women’s health care, and a debate between representatives of presidential campaigns. Albany students used NYPIRG funds to study the state of lighting in campus parking lots and underground corridors, aiming to enhance safety. They researched safety questions surrounding the use of irradiated food and worked for their elimination on campus. They undertook surveys on the drinking age, local supermarket pricing, local pharmacy compliance with the generic drug laws, and area bank policies on student credit cards. NYPIRG financed research at Albany on divestiture of state money from private institutions doing business in South Africa, the state statute of limitations in toxic tort actions, nuclear power issues and child care. Using NYPIRG funds, Albany students have participated in a small claims court assistance program, local toxic waste clean-ups, and voter registration drives.

NYPIRG spends considerable general fund money away from SUNY Albany as well.5 Most obviously, it draws from this account to finance activities at the eighteen other campuses where NYPIRG has chapters. Likewise, general fund monies cover the administrative expenses that inevitably attend a large statewide organization. NY-PIRG also uses the general fund to pay the salaries of some 60 full-time professional staff members, all but one of whom, as far as we can tell, is employed off the Albany campus. These employees are spread among other participating campuses, NY-PIRG’s legislative office at the state capí-tol, and NYPIRG headquarters in New York City. Their salaries consume 54% of NYPIRG’s budget. They are scientists, lawyers, researchers, and organizers who, according to NYPIRG’s bi-monthly publication Agenda, work “to shape public policy and develop citizen participation in areas of consumer protection, government and corporate accountability and economic and social justice.” In pursuit of these goals, some NYPIRG staff members also lobby state legislators and executive officials. They do this both alone and with student members and interns.6 One issue of Agenda boasts that NYPIRG’s lobbyists had “helped pass over 80 pieces of legislation” by 1988.

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Carroll v. Blinken, 957 F.2d 991, 1992 U.S. App. LEXIS 2123, 1992 WL 25233 (2d Cir. 1992).

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Carroll v. Blinken
957 F.2d 991 (Second Circuit, 1992)