Carroll E. Wade v. Louie L. Wainwright, Director, Division of Corrections, State of Florida

420 F.2d 898, 1969 U.S. App. LEXIS 9564
CourtCourt of Appeals for the Fifth Circuit
DecidedDecember 23, 1969
Docket26387, 26388
StatusPublished
Cited by43 cases

This text of 420 F.2d 898 (Carroll E. Wade v. Louie L. Wainwright, Director, Division of Corrections, State of Florida) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carroll E. Wade v. Louie L. Wainwright, Director, Division of Corrections, State of Florida, 420 F.2d 898, 1969 U.S. App. LEXIS 9564 (5th Cir. 1969).

Opinion

TUTTLE, Circuit Judge:

This is the second appearance of this case before us. On the first case, this court held that petitioner’s allegations that his plea of guilty in the state court was not voluntary and this entitled him to a hearing in the habeas corpus court. The court stated that the case was remanded for a hearing on the issue of “whether appellant’s plea of guilty was understandingly and voluntarily made.” See Wade v. Wainwright, (5th Cir., 1967) 387 F.2d 386. Wade was charged in the state court on three counts of violating Florida’s Statute Ann. § 800.04, the statute which provides a maximum penalty of ten years if a person is found guilty of “handling and fondling a female child under the age of fourteen years.” He first pled not guilty, but just before appearing in court, changed his plea to guilty on one count (Count Two of the three counts). It is not disputed that his plea to this count was based upon an agreement by the state prosecuting officer that the other two counts would be nolle prossed. It is also not disputed that at the time he entered the plea he had been told by his counsel that a conviction on all three counts would result in harsher punishment and also that if he did not plead guilty the state would bring ten additional charges against him.

The essential facts to raise the question here are not in dispute. Wade was represented by the Public Defender’s office during the period prior to and the entry of the sentence against him. For some unaccountable reason, the trial court sentenced him to serve six months to fifteen years at hard labor, although the maximum penalty provided in the statute is ten years. After going through the state post conviction remedies without success, Wade filed his petition for habeas corpus in the United States District Court for the Middle District of Florida, Tampa Division, which dismissed the complaint without a hearing. As stated above, this judgment was reversed for further proceedings in the trial court.

Upon remand, the trial court promptly determined that the sentence was longer than authorized by the statute and directed that the sentence be vacated unless corrected by the state within sixty days.

With respect to the question of volun-tariness of the plea, the following colloquy took place at the time the state trial court accepted it:

“Your Honor, we wish to enter a plea of guilty, changing our former plea of not guilty.

“THE COURT: Mr. Wade, how much education have you had, sir ?

“THE DEFENDANT: I dropped out of high school, but through extension I have an equivalent of two years of college complete.

“THE COURT: You’ve had an adequate opportunity to discuss this with your lawyer ?

“THE DEFENDANT: Yes.

“THE COURT: Are you satisfied that this is in your best interest ?

“THE DEFENDANT: Yes, sir.

“THE COURT: You understand that by pleading not guilty you deny *900 all the charges, but by pleading guilty that you admit the charges ?

“THE COURT: And it is your request that this plea be changed to a guilty plea?

“THE COURT: All right. Let the record show that Mr. Wade has been represented by counsel, has had an opportunity to analyze the effect of this, and the Court finds that he does understand the effect of it. The Court will allow the withdrawals of the not guilty plea and will accept the plea of guilty.”

For the first time, in the most recent hearing in the District Court, which appointed able counsel to represent Wade, the point was made that at the time of receiving the plea of guilty, the trial court did not explain to Wade the maximum sentence which could be imposed upon him in the event of a plea of guilty. It is contended by the appellant that he could not understandingly and voluntarily enter such a plea, without having knowledge of the maximum penalty that he could suffer as a result of the entry of the plea. It is not disputed that at the time the plea was accepted by the court and the sentence was entered against Wade, he had been informed by no one as to the maximum which he could suffer.

If this were a federal trial, or if it were a state trial held subsequent to June 2, 1969 it would be clear, without discussion, that a plea accepted as was this one, could not stand. Federal pleas of guilty may not be accepted by the trial judge under Rule 11 of the Federal Rules of Criminal Procedure “without first addressing the defendant personally and determining that the plea is made voluntarily with understanding of the nature of the charge and the consequences of the plea.” (Emphasis added). In Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274, the court stated: “It was error, plain on the face of the record, for the trial judge to accept petitioner’s guilty plea without an affirmative showing that it was intelligent and voluntary.” 395 U.S. 238, 242, 89 S.Ct. 1709, 1711.

The Supreme Court has not stated at this writing whether retroactive effect is to be, .given to the principles announced in Boykin v. Alabama, supra. However, this court, as have other Courts of Appeals, has held, in construing the language of the concept of vol-untariness that it comprehends an understanding of the “consequences of the plea.” Trujillo v. United States, 5 Cir., 1967, 377 F.2d 266; Kotz v. United States, 8 Cir., 1965, 353 F.2d 312. Von Moltke v. Gillies, 332 U.S. 708, 68 S.Ct. 316, 92 L.Ed. 309 (1948) required, as a prerequisite for a valid waiver, an “apprehension of * * * the range of allowable punishments.”

As this court has held, and, of course, as no one can now seriously doubt, “it is well settled that a conviction, whether in a state or federal court, which is based upon an involuntary or coerced plea of guilty, whether it be unfairly obtained or given through ignorance, fear or inadvertence, is invalid as inconsistent with due process of law.” (Emphasis added). Busby v. Holman, 5 Cir., 1966, 356 F.2d 75, 78. In light of the decisions to the effect that the term “ignorance,” when related to the entering of a plea of guilty, comprehends a lack of knowledge as to the consequences of the plea, it seems clear that the failure of the trial court to assure itself with respect to ascertaining whether the accused knew the outer limits of the penalty which he could suffer upon entering the plea, is inconsistent with due process of law, as understood long before the most recent pronouncements of the court in Boykin. 1

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Perkins v. State
7 S.W.3d 683 (Court of Appeals of Texas, 1999)
Blackmon v. State
830 S.W.2d 711 (Court of Appeals of Texas, 1992)
State v. Jones
537 So. 2d 1244 (Louisiana Court of Appeal, 1989)
State v. Graham
513 So. 2d 419 (Louisiana Court of Appeal, 1987)
Shaw v. State
730 S.W.2d 826 (Court of Appeals of Texas, 1987)
McMillan v. State
703 S.W.2d 341 (Court of Appeals of Texas, 1985)
Odell Hargrow Hill v. W. J. Estelle, Jr.
653 F.2d 202 (Fifth Circuit, 1981)
United States v. Castrillon-Moreno
7 M.J. 414 (United States Court of Military Appeals, 1979)
Stephen N. Cheely v. United States
535 F.2d 934 (Fifth Circuit, 1976)
Yellowwolf v. Morris
536 F.2d 813 (Ninth Circuit, 1976)
Young v. State
327 So. 2d 127 (District Court of Appeal of Florida, 1976)
United States Ex Rel. Smith v. Johnson
403 F. Supp. 1381 (E.D. Pennsylvania, 1975)
Commonwealth v. Leate
327 N.E.2d 866 (Massachusetts Supreme Judicial Court, 1975)
United States v. John Craige Terrack
515 F.2d 558 (Ninth Circuit, 1975)

Cite This Page — Counsel Stack

Bluebook (online)
420 F.2d 898, 1969 U.S. App. LEXIS 9564, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carroll-e-wade-v-louie-l-wainwright-director-division-of-corrections-ca5-1969.