David S. Kotz v. United States

353 F.2d 312, 1965 U.S. App. LEXIS 3889
CourtCourt of Appeals for the Eighth Circuit
DecidedNovember 22, 1965
Docket17953_1
StatusPublished
Cited by63 cases

This text of 353 F.2d 312 (David S. Kotz v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
David S. Kotz v. United States, 353 F.2d 312, 1965 U.S. App. LEXIS 3889 (8th Cir. 1965).

Opinion

JOHNSEN, Circuit Judge.

Appellant took this appeal from the denial of a motion by him under 28 U.S.C.A. § 2255 to vacate sentence. After he had filed brief and the case was placed on the calendar for our next regular session, he made request by letter to the Clerk to be permitted to “withdraw” the appeal.

It appeared that the motion was the second one under § 2255 which he had undertaken to file, with him having made a request for withdrawal of the first motion after its receipt by the Clerk of the District Court, as he is now attempting to do with this appeal. Also, his brief purported to argue questions which had not been asserted as grounds in his motion and which tended to suggest that in seeking to withdraw the appeal, he was primarily acting to clear the track for successive further § 2255 motions.

In this situation, it seemed to us that we should not permit loose dismissal of the appeal, but ought to take submission of it on its merits in order to have opportunity for a realistic look at whether he was engaging in motion abuse.

Appellant’s conviction was one for violation of the Dyer Act, 18 U.S.C. § 2312 (transporting a motor vehicle in interstate commerce, knowing it to have been stolen). He was 19 years of age at the time of the conviction. He had pleaded guilty to the charge, with representation of appointed counsel. He was sentenced to the custody of the Attorney General under the provisions of 18 U.S.C. § 5010 (b) of the Youth Corrections Act. By § 5017(c), “A youth offender committed under section 5010(b) * * * shall be released conditionally under supervision on or before the expiration of four years from the date of his conviction and shall be discharged unconditionally on or before six years from the date of his conviction.” Under the Dyer Act, legal imprisonment could have been imposed upon appellant for a fixed term of up to five years.

At the time it accepted appellant’s plea, the court made explanation of the penalty to which he could be subjected under the Dyer Act. It did not explain to him the extent and nature of the restraint to which he might be subjected on a sentencing under § 5010(b) of the Youth Corrections Act. The reporter’s transcript shows that § 5010(b) was not mentioned in the conviction proceedings. Nor was there any mention of it in the subsequent sentencing proceedings [adjournment had been taken to obtain presentence investigation report] until, after allocution bad been engaged in, the court summarily declared: “In view of this defendant’s age, I am going to sentence him under § 5010(b), which is an indefinite sentence. However, he will be given more treatment and education and consideration than he might be if I would give him a definite sentence under the *314 provisions of the Dyer Act”. Sentence on this basis was pronounced immediately.

The attack made by appellant’s motion was (1) that the penalty under § 5010(b) “was not fully explained or even mentioned by the court before accepting a plea of guilty”; and in substance (2) that since the effect of the sentence under § 5010(b) could be to subject him to a longer restraint, “either in custody or supervision”, than one under § 2312, the sentence was invalid.

That a sentence under the Youth Corrections Act is not invalid because it may operate to subject a youthful offender to a longer period of restraint than that provided for in the offense-statute which he has violated, has been so repeatedly and uniformly held that the second ground of attack in appellant’s motion was entitled to be treated as legally frivolous. See Cunningham v. United States, 5 Cir., 256 F.2d 467, 472; Carter v. United States, 113 U.S.App.D.C. 123, 306 F.2d 283, 285; Standley v. United States, 9 Cir., 318 F.2d 700, 701; Young Hee Choy v. United States, 9 Cir., 322 F.2d 64, 66; Eller v. United States, 9 Cir., 327 F.2d 639; Rogers v. United States, 10 Cir., 326 F.2d 56, 57.

As to appellant’s first ground, it would appear from the language of the motion and the memorandum filed by him in the District Court that what he was contending was that it is absolutely “incumbent upon a court in disposing of a case against a youthful defendant to explain fully not only the substantive statute violated, but as well the sentencing provisions of the Youth Corrections Act, if it is to be used”, and that failure on the part of the court to do so would in itself constitute a violation of due process and hence would in such a situation render void any conviction entered, on a plea of guilty and any sentencing engaged in thereon.

Due process, as related to the validity of a plea of guilty, requires that the plea be voluntarily and understanding^ made. In practice, Rule 11, Fed. Rules of Crim. Procedure, 18 U.S.C.A. directs that the court not accept such a plea unless it is satisfied that these elements exist. Such understanding as is necessary to give validity to the plea includes knowledge and comprehension, not only as to the nature of the charge, but also as to the penalty which can- be imposed. In the language of the Supreme Court, the plea must be made “with full understanding of the consequences”. Kercheval v. United States, 274 U.S. 220, 223, 47 S.Ct. 582, 583, 71 L.Ed. 1009. See also Pilkington v. United States, 4 Cir., 315 F.2d 204, 210; McCullough v. United States, D.C.Fla., 231 F.Supp. 740, 741.

But due process is concerned in such a situation only with whether voluntariness and understanding existed. It is not concerned with the manner or means by which they came to exist. Thus, contrary to appellant’s contention, his conviction and sentence were not invalid because the court did not itself engage in explanation of the nature and extent of the restraint to which he might be subjected under § 5010(b), if the fact was that he actually had knowledge and comprehension thereof in relation to his plea, or in relation to the subsequent sentencing proceedings where the circumstances thereof were such that it could rationally be concluded he was permitting this to have operation as to his plea.

While, as noted, appellant’s motion and memorandum appeared to confine the question he was seeking to present to the effect per se of the court’s failure to have explained the penalty under § 5010(b), the District Court chose, as it had a right to do, to engage in examination of whether appellant had been given such information by his attorney. It held a hearing upon this aspect, at which it received testimony from appellant’s former counsel as the sole witness.

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Bluebook (online)
353 F.2d 312, 1965 U.S. App. LEXIS 3889, Counsel Stack Legal Research, https://law.counselstack.com/opinion/david-s-kotz-v-united-states-ca8-1965.