Appellate Case: 24-1302 Document: 22-1 Date Filed: 10/03/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT October 3, 2024 _________________________________ Christopher M. Wolpert Clerk of Court HESHIMO YAPHET CARR,
Plaintiff - Appellant,
v. No. 24-1302 (D.C. No. 1:24-CV-00418-LTB-SBP) JARED POLIS, Governor; ANDRE (D. Colo.) STANCIL, Executive Director of CDOC; BERRY GOODRICH, Warden, Crowley County Correctional Facility; UNKNOWN CORE CIVIC, INC., EMPLOYEES; CROWLEY COUNTY CORRECTIONAL FACILITY; JEREMY BRANDT, PPNU Assistant Director; UNKNOWN CONTRACTORS OF CORE CIVIC; UNKNOWN DEFENDANTS, Core Civic/CCCF; UNKNOWN DEFENDANTS, CDOC, Custodians of Prisoner Police, Care, Management, Safety and Security; UNKNOWN DEFENDANTS, CDOC,
Defendants - Appellees. _________________________________
ORDER AND JUDGMENT* _________________________________
Before HARTZ, BALDOCK, and MORITZ, Circuit Judges.
* After examining the brief and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. But it may be cited for its persuasive value. See Fed. R. App. P. 32.1(a); 10th Cir. R. 32.1(A). Appellate Case: 24-1302 Document: 22-1 Date Filed: 10/03/2024 Page: 2
_________________________________
Heshimo Carr, a Colorado prisoner proceeding pro se, appeals the district
court’s order dismissing his 42 U.S.C. § 1983 complaint.1 Because Carr’s arguments
are either meritless or waived, we affirm.
Background
Carr’s suit stems from an injury he sustained in September 2023 at Crowley
County Correctional Facility. Carr alleges that after picking up his medication from
an outdoor medical unit, he turned toward a set of stairs and tripped over a one-to-
two inch “rise” placed in front of the first step down. R. 65. According to Carr, he
then tumbled headfirst down four or five stairs and into a sharp metal fence, was
knocked unconscious, broke his knee, and suffered head lacerations from the fence
spikes.
Based on this incident, Carr filed a complaint seeking injunctive, declarative,
and monetary relief for asserted violations of the Eighth Amendment, due process,
equal protection, and state law. He named a wide variety of defendants, including the
state of Colorado, the Colorado Department of Corrections (CDOC), various state
and prison officials in their official and individual capacities, and CoreCivic, Inc., the
private company that runs the facility. An assigned magistrate judge granted Carr’s
motion to proceed in forma pauperis (IFP) and screened his complaint for
frivolousness, failure to state a claim, and immune defendants. See 28 U.S.C.
1 We liberally construe Carr’s pro se filings, but we do not act as his advocate. See Greer v. Moon, 83 F.4th 1283, 1292 (10th Cir. 2023). 2 Appellate Case: 24-1302 Document: 22-1 Date Filed: 10/03/2024 Page: 3
§ 1915(e)(2). After the magistrate judge issued an order directing Carr to amend his
complaint due to pleading deficiencies, he filed an amended complaint.
The magistrate judge recommended dismissing Carr’s amended complaint in
part under § 1915(e)(2)(B)(iii) based on Eleventh Amendment immunity and in part
under Federal Rule of Civil Procedure 41(b) for failure to comply with the pleading
requirements of Federal Rule of Civil Procedure 8. On immunity, the magistrate
judge explained that Colorado was immune under the Eleventh Amendment, that the
named state officials were similarly immune in their official capacities from claims
for monetary or other retrospective relief, and that no exceptions applied. See Will v.
Mich. Dep’t of State Police, 491 U.S. 58, 66 (1989); Hendrickson v. AFSCME
Council 18, 992 F.3d 950, 965 (10th Cir. 2021).
Turning to the remaining claims, the magistrate judge recommended
dismissing Carr’s Eighth Amendment claim because the defective step was not
sufficiently serious to rise to the level of a constitutional deprivation and Carr failed
to allege specific facts showing that any defendant knew of and affirmatively
disregarded the risk created by the defective step. See Reynolds v. Powell, 370 F.3d
1028, 1031 (10th Cir. 2004) (setting out two-part test for Eighth Amendment claims
and holding that risk of slipping in standing water in prison was not “‘sufficiently
serious’ to implicate constitutional protection” (quoting DeSpain v. Uphoff, 264 F.3d
965, 971 (10th Cir. 2001))). The magistrate judge relatedly ruled that any Eighth
Amendment claim against CoreCivic failed in the absence of any underlying
constitutional violations committed by its employees or contractors. See Dubbs v.
3 Appellate Case: 24-1302 Document: 22-1 Date Filed: 10/03/2024 Page: 4
Head Start, Inc., 336 F.3d 1194, 1216 (10th Cir. 2003) (stating that traditional
municipal-liability principles apply to private § 1983 defendants); Crowson v. Wash.
Cnty. Utah, 983 F.3d 1166, 1191 (10th Cir. 2020) (noting that “ordinarily there will
be a municipal violation only where an individual officer commits a constitutional
violation”).
Regarding the due-process claim, the magistrate judge found that Carr failed to
show he was deprived of a constitutionally protected liberty interest. See Sandin v.
Conner, 515 U.S. 472, 484 (1995) (explaining that constitutional due-process
interests in prison context are typically limited to being free from any restraint that
“imposes atypical and significant hardship on the inmate in relation to the ordinary
incidents of prison life”). In addition, the magistrate judge recommended dismissing
Carr’s equal-protection claim because he did not explain how he was treated
differently from similarly situated prisoners. See Brown v. Montoya, 662 F.3d 1152,
1172–73 (10th Cir. 2011). And having recommended dismissing all federal claims,
the magistrate judge recommended declining to exercise supplemental jurisdiction
over the state-law claims. See 28 U.S.C. § 1367(c)(3).
The district court overruled Carr’s objections to the magistrate judge’s
recommendations and, reviewing de novo, adopted those recommendations in full. It
accordingly dismissed Carr’s claims without prejudice under § 1915(e)(2)(B)(iii) and
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Appellate Case: 24-1302 Document: 22-1 Date Filed: 10/03/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT October 3, 2024 _________________________________ Christopher M. Wolpert Clerk of Court HESHIMO YAPHET CARR,
Plaintiff - Appellant,
v. No. 24-1302 (D.C. No. 1:24-CV-00418-LTB-SBP) JARED POLIS, Governor; ANDRE (D. Colo.) STANCIL, Executive Director of CDOC; BERRY GOODRICH, Warden, Crowley County Correctional Facility; UNKNOWN CORE CIVIC, INC., EMPLOYEES; CROWLEY COUNTY CORRECTIONAL FACILITY; JEREMY BRANDT, PPNU Assistant Director; UNKNOWN CONTRACTORS OF CORE CIVIC; UNKNOWN DEFENDANTS, Core Civic/CCCF; UNKNOWN DEFENDANTS, CDOC, Custodians of Prisoner Police, Care, Management, Safety and Security; UNKNOWN DEFENDANTS, CDOC,
Defendants - Appellees. _________________________________
ORDER AND JUDGMENT* _________________________________
Before HARTZ, BALDOCK, and MORITZ, Circuit Judges.
* After examining the brief and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. But it may be cited for its persuasive value. See Fed. R. App. P. 32.1(a); 10th Cir. R. 32.1(A). Appellate Case: 24-1302 Document: 22-1 Date Filed: 10/03/2024 Page: 2
_________________________________
Heshimo Carr, a Colorado prisoner proceeding pro se, appeals the district
court’s order dismissing his 42 U.S.C. § 1983 complaint.1 Because Carr’s arguments
are either meritless or waived, we affirm.
Background
Carr’s suit stems from an injury he sustained in September 2023 at Crowley
County Correctional Facility. Carr alleges that after picking up his medication from
an outdoor medical unit, he turned toward a set of stairs and tripped over a one-to-
two inch “rise” placed in front of the first step down. R. 65. According to Carr, he
then tumbled headfirst down four or five stairs and into a sharp metal fence, was
knocked unconscious, broke his knee, and suffered head lacerations from the fence
spikes.
Based on this incident, Carr filed a complaint seeking injunctive, declarative,
and monetary relief for asserted violations of the Eighth Amendment, due process,
equal protection, and state law. He named a wide variety of defendants, including the
state of Colorado, the Colorado Department of Corrections (CDOC), various state
and prison officials in their official and individual capacities, and CoreCivic, Inc., the
private company that runs the facility. An assigned magistrate judge granted Carr’s
motion to proceed in forma pauperis (IFP) and screened his complaint for
frivolousness, failure to state a claim, and immune defendants. See 28 U.S.C.
1 We liberally construe Carr’s pro se filings, but we do not act as his advocate. See Greer v. Moon, 83 F.4th 1283, 1292 (10th Cir. 2023). 2 Appellate Case: 24-1302 Document: 22-1 Date Filed: 10/03/2024 Page: 3
§ 1915(e)(2). After the magistrate judge issued an order directing Carr to amend his
complaint due to pleading deficiencies, he filed an amended complaint.
The magistrate judge recommended dismissing Carr’s amended complaint in
part under § 1915(e)(2)(B)(iii) based on Eleventh Amendment immunity and in part
under Federal Rule of Civil Procedure 41(b) for failure to comply with the pleading
requirements of Federal Rule of Civil Procedure 8. On immunity, the magistrate
judge explained that Colorado was immune under the Eleventh Amendment, that the
named state officials were similarly immune in their official capacities from claims
for monetary or other retrospective relief, and that no exceptions applied. See Will v.
Mich. Dep’t of State Police, 491 U.S. 58, 66 (1989); Hendrickson v. AFSCME
Council 18, 992 F.3d 950, 965 (10th Cir. 2021).
Turning to the remaining claims, the magistrate judge recommended
dismissing Carr’s Eighth Amendment claim because the defective step was not
sufficiently serious to rise to the level of a constitutional deprivation and Carr failed
to allege specific facts showing that any defendant knew of and affirmatively
disregarded the risk created by the defective step. See Reynolds v. Powell, 370 F.3d
1028, 1031 (10th Cir. 2004) (setting out two-part test for Eighth Amendment claims
and holding that risk of slipping in standing water in prison was not “‘sufficiently
serious’ to implicate constitutional protection” (quoting DeSpain v. Uphoff, 264 F.3d
965, 971 (10th Cir. 2001))). The magistrate judge relatedly ruled that any Eighth
Amendment claim against CoreCivic failed in the absence of any underlying
constitutional violations committed by its employees or contractors. See Dubbs v.
3 Appellate Case: 24-1302 Document: 22-1 Date Filed: 10/03/2024 Page: 4
Head Start, Inc., 336 F.3d 1194, 1216 (10th Cir. 2003) (stating that traditional
municipal-liability principles apply to private § 1983 defendants); Crowson v. Wash.
Cnty. Utah, 983 F.3d 1166, 1191 (10th Cir. 2020) (noting that “ordinarily there will
be a municipal violation only where an individual officer commits a constitutional
violation”).
Regarding the due-process claim, the magistrate judge found that Carr failed to
show he was deprived of a constitutionally protected liberty interest. See Sandin v.
Conner, 515 U.S. 472, 484 (1995) (explaining that constitutional due-process
interests in prison context are typically limited to being free from any restraint that
“imposes atypical and significant hardship on the inmate in relation to the ordinary
incidents of prison life”). In addition, the magistrate judge recommended dismissing
Carr’s equal-protection claim because he did not explain how he was treated
differently from similarly situated prisoners. See Brown v. Montoya, 662 F.3d 1152,
1172–73 (10th Cir. 2011). And having recommended dismissing all federal claims,
the magistrate judge recommended declining to exercise supplemental jurisdiction
over the state-law claims. See 28 U.S.C. § 1367(c)(3).
The district court overruled Carr’s objections to the magistrate judge’s
recommendations and, reviewing de novo, adopted those recommendations in full. It
accordingly dismissed Carr’s claims without prejudice under § 1915(e)(2)(B)(iii) and
under Rule 41(b) for failure to comply with Rule 8 and entered judgment for
defendants. It later denied Carr’s motion for reconsideration and rejected Carr’s
request to file a second amended complaint.
4 Appellate Case: 24-1302 Document: 22-1 Date Filed: 10/03/2024 Page: 5
Carr appeals.2
Analysis
Carr challenges the district court’s order dismissing his complaint. We review
the immunity ruling de novo. Cornforth v. Univ. of Okla. Bd. of Regents, 263 F.3d
1129, 1131 (10th Cir. 2001). We review the dismissal under Rule 41(b) for failure to
comply with Rule 8 for abuse of discretion. See Nasious v. Two Unknown B.I.C.E.
Agents, 492 F.3d 1158, 1161 (10th Cir. 2007).
Carr first contends that the district court ignored his objections to the
magistrate judge’s recommendation. The record belies this contention: the district
court specifically acknowledged Carr’s objections and plainly stated that it would
review the magistrate judge’s recommendation de novo.3 Carr further argues that his
claims were “not viewed in [the] most favorable light for [an] indigent [p]ro [s]e”
litigant. Aplt. Br. 2. Yet the record belies this point as well: the magistrate judge
acknowledged the duty to liberally construe Carr’s complaint because he was not
represented by an attorney. See Greer, 83 F.4th at 1292; Hall v. Bellmon, 935 F.2d
1106, 1110 (10th Cir. 1991) (“A pro se litigant’s pleadings are to be construed
2 Because the district court dismissed the entire action, not just Carr’s complaint, we have appellate jurisdiction under 28 U.S.C. § 1291. See Mobley v. McCormick, 40 F.3d 337, 339–40 (10th Cir. 1994) (“[A] dismissal of the entire action is ordinarily final.”). 3 To the extent that Carr challenges the magistrate judge’s involvement overall, federal statute specifically authorizes a district court to designate a magistrate judge to handle pretrial matters and to issue proposed recommendations. See 28 U.S.C. § 636(b). 5 Appellate Case: 24-1302 Document: 22-1 Date Filed: 10/03/2024 Page: 6
liberally and held to a less stringent standard than formal pleadings drafted by
lawyers.”).
Carr also suggests that the district court erred when it acted sua sponte to
dismiss his action under Rule 41(b). And to be sure, the rule states that “[i]f the
plaintiff fails . . . to comply with these rules or a court order, a defendant may move
to dismiss the action or any claim against it.” Fed. R. Civ. P. 41(b) (emphasis added).
But this language “has long been interpreted to permit courts to dismiss actions sua
sponte,” without a party’s motion. Olsen v. Maples, 333 F.3d 1199, 1204 n.3 (10th
Cir. 2003). So the district court did not err on this basis.
Next, Carr broadly claims that the district court “misapplied statute, law, and
[the] Constitution.” Aplt. Br. 2. In the same conclusory vein, he states that his
complaint satisfied Rule 8 and that the court dismissed the individual-capacity claims
in error. But, aside from adding a new theory for his equal-protection claim,4 Carr
does not explain how the court erred in either its immunity ruling or its Rule 8
analysis. See Nixon v. City & Cnty. of Denver, 784 F.3d 1364, 1366 (10th Cir. 2015)
(“The first task of an appellant is to explain to us why the district court’s decision
was wrong.”). We accordingly decline to consider Carr’s inadequately presented
arguments. See Nixon, 784 F.3d at 1368; Becker v. Kroll, 494 F.3d 904, 913 n.6 (10th
4 For the first time on appeal, Carr suggests that he was discriminated against because other prisoners who needed medications were sent to the facility’s main medical building, which did not have the defective step and fence. We decline to consider this new theory that was not presented to the district court. See Lyons v. Jefferson Bank & Tr., 994 F.2d 716, 721 (10th Cir. 1993). 6 Appellate Case: 24-1302 Document: 22-1 Date Filed: 10/03/2024 Page: 7
Cir. 2007) (“An issue or argument insufficiently raised in the opening brief is deemed
waived.”).
Finally, Carr argues that the district court erred by dismissing his complaint
rather than allowing him to amend it a second time. “[T]he grant or denial of an
opportunity to amend is within the discretion of the [d]istrict [c]ourt.” Foman v.
Davis, 371 U.S. 178, 182 (1962). A district court may deny this opportunity where
amendment would be futile because “the complaint, as amended, would be subject to
dismissal.” Jefferson Cnty. Sch. Dist. v. Moody’s Inv’r’s Servs., 175 F.3d 848, 859
(10th Cir. 1999). That is exactly what the district court found here, and Carr fails to
explain why that conclusion was an abuse of discretion. Nor does he offer any
additional facts he would allege in an amended complaint that would overcome the
bases for the district court’s dismissal.
Conclusion
Because Carr’s arguments on appeal either fail on their merits or are
inadequately briefed, we affirm the district court’s dismissal. We grant Carr’s motion
to proceed IFP on appeal.
Entered for the Court
Nancy L. Moritz Circuit Judge