Carpenter v. Harris Community Health

154 F. Supp. 2d 928, 2001 U.S. Dist. LEXIS 11420, 2001 WL 881228
CourtDistrict Court, N.D. Texas
DecidedJune 25, 2001
Docket4:00-cv-01617
StatusPublished
Cited by1 cases

This text of 154 F. Supp. 2d 928 (Carpenter v. Harris Community Health) is published on Counsel Stack Legal Research, covering District Court, N.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carpenter v. Harris Community Health, 154 F. Supp. 2d 928, 2001 U.S. Dist. LEXIS 11420, 2001 WL 881228 (N.D. Tex. 2001).

Opinion

ORDER GRANTING MOTION TO REMAND

MEANS, District Judge.

Pending before the Court is the Motion to Remand and Brief in Support Thereof filed by Plaintiffs. Having carefully considered all of the briefs regarding the motion, the Court concludes that the motion should be granted, for the reasons urged by Plaintiffs.

Plaintiffs originally filed suit in the 96th Judicial District Court of Tarrant County, Texas, asserting causes of action against their health-maintenance organization (“HMO”) and related entities arising from the death of their infant daughter, Morgan. Plaintiffs contend that their primary-care physician failed to diagnose Morgan’s congenital heart disease, which resulted in her death, and that their HMO is either *930 vicariously or directly responsible for Morgan’s death. Specifically, Plaintiffs assert claims against their HMO for negligence and gross negligence and claims under the Medical Liability and Insurance Improvement Act, Tex. Rev. Civ. Stat. Ann. Art. 4590i, the Wrongful Death Act and Survival Statute, Tex. Civ. Prao. & Rem. Code Ann. §§ 71.001-71.051, and the Commercial Bribery Statute, Tex. Penal Code Ann. § 32.43.

Defendants Harris Community Health, formerly known as Harris Health Plan, Inc., Harris Methodist Health Plan, Inc., and Harris Methodist Texas Plan, Inc. (“the Harris HMO defendants”) removed the case to this Court pursuant to 28 U.S.C. § 1441(a), contending that the exercise of federal-question jurisdiction is appropriate because certain of Plaintiffs’ claims are completely preempted by the Employee Retirement Income Security Act, 29 U.S.C. § 1001, et seq. (“ERISA”). Plaintiffs seek remand, urging that ERISA does not completely preempt their claims and that, as a result, federal-question jurisdiction is lacking and removal therefore was improper.

The Harris HMO defendants, as the removing parties, have the burden of establishing that this Court has jurisdiction over Plaintiffs’ claims. See Carpenter v. Wichita Falls Indep. Sch. Dist., 44 F.3d 362, 365 (5th Cir.1995). “[B]ecause the effect of removal is to deprive the state court of an action properly before it, removal raises significant federalism concerns ....” Id. As a result, the removal statute must be strictly construed. Id. at 366. Remand is proper if there is any doubt about the existence of federal jurisdiction. Delgado v. Shell Oil Co., 890 F.Supp. 1324, 1341 (S.D.Tex.1995).

The question of whether federal jurisdiction exists is determined according to the ‘well-pleaded complaint rule.’ Franchise Tax Bd. v. Construction Laborers Vacation Trust, 463 U.S. 1, 9-10, 103 S.Ct. 2841, 77 L.Ed.2d 420 (1983). Under this rule, “federal jurisdiction is lacking unless a federal question appears on the face of a properly pleaded complaint; a federal defense does not confer subject-matter jurisdiction.” In re U.S. Healthcare, Inc., 193 F.3d 151, 160 (3d Cir.1999). Unquestionably, Plaintiffs’ petition does not assert a federal claim on its face.

The Harris HMO defendants contend that federal-question jurisdiction nevertheless exists, and that removal was therefore proper, based on the complete-preemption doctrine. The complete-preemption doctrine “functions as an exception to the well-pleaded complaint rule; ‘Congress may so completely pre-empt a particular area that any civil complaint raising this select group of claims is necessarily federal in character.’ ” Giles v. NYLCare Health Plans, Inc., 172 F.3d 332, 336-37 (5th Cir.1999) (quoting Metropolitan Life Ins. Co. v. Taylor, 481 U.S. 58, 63-64, 107 S.Ct. 1542, 95 L.Ed.2d 55 (1987)). If the state law upon which a plaintiffs claim is based is completely preempted, a federal question is presented regardless of how the plaintiff couches the claim, and removal to federal court is proper. Id. at 337. Nevertheless, complete preemption applies only in extraordinary circumstances; it requires a clear expression of congressional intent to make a cause of action removable. Aaron v. National Union Fire Ins. Co., 876 F.2d 1157, 1163 (5th Cir.1989), cert. denied, 493 U.S. 1074, 110 S.Ct. 1121, 107 L.Ed.2d 1028 (1990).

Complete preemption occurs under ERISA when a state-law claim fits within the scope of the civil-enforcement provision found in section 502 of ERISA. See 29 U.S.C. § 1132; Dukes v. U.S. Health *931 care, Inc., 57 F.3d 350, 354 (3d Cir.), cert. denied, 516 U.S. 1009, 116 S.Ct. 564, 133 L.Ed.2d 489 (1995). ERISA’s civil-enforcement provision establishes a federal cause of action whenever an ERISA-plan participant or beneficiary seeks to recover benefits due or to enforce or clarify rights under the plan. 29 U.S.C. § 1132(a)(1)(B). Additionally, a civil action may be brought under ERISA to obtain relief for a breach of the fiduciary duties or violations of the statutory reporting requirements established by ERISA. 29 U.S.C. § 1132(a)(1)(A) & (a)(2).

ERISA also contains a second type of preemption known as “ordinary” or “conflict” preemption. Section 514 of ERISA provides that ERISA’s provisions “supersede any and all State common laws insofar as they may now or hereafter relate to any employee benefit plan.” 29 U.S.C. § 1144(a). Although section 514’s “conflict” preemption has been broadly construed, it nevertheless is defensive in nature and therefore provides no basis for removal jurisdiction under the well-pleaded-complaint rule. Giles, 172 F.3d at 337. Thus, “when the doctrine of complete preemption does not apply, but the plaintiffs state claim is arguably preempted under § 514(a), the district court, being without removal jurisdiction, cannot resolve the dispute regarding [§ 514(a) ] preemption.” Dukes v. U.S. Healthcare, Inc.,

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Bluebook (online)
154 F. Supp. 2d 928, 2001 U.S. Dist. LEXIS 11420, 2001 WL 881228, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carpenter-v-harris-community-health-txnd-2001.