Carpenter v. Edwards

113 F. App'x 672
CourtCourt of Appeals for the Sixth Circuit
DecidedOctober 28, 2004
Docket03-3541
StatusUnpublished
Cited by2 cases

This text of 113 F. App'x 672 (Carpenter v. Edwards) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carpenter v. Edwards, 113 F. App'x 672 (6th Cir. 2004).

Opinions

[674]*674OPINION

ALAN E. NORRIS, Circuit Judge.

Petitioner Robert W. Carpenter appeals from the district court’s denial of his petition for a writ of habeas corpus. He argues that the district court lacked the authority to make new findings of fact and reach new conclusions of law following the United States Supreme Court’s decision that reversed this court’s affirmation of the district court’s grant of a conditional writ. He also argues that he is entitled to the writ because of the insufficiency of the evidence presented at his guilty plea hearing, the ineffectiveness of his counsel on direct appeal, and his lack of a meaningful opportunity to raise his ineffectiveness claim in state court.

I.

The procedural history in the state courts of Ohio is detailed in the district court’s Opinion and Order of March 12, 1997, and will not be repeated here. On May 3, 1996, Carpenter filed a petition for a writ of habeas corpus in the United States District Court for the Southern District of Ohio. He alleged the following three grounds for relief:

1. The State of Ohio failed to produce sufficient evidence to support Petitioner’s conviction for aggravated murder and a principal offender specification, in violation of his rights under the Fifth and Fourteenth Amendments to the U.S. Constitution;
2. Petitioner was denied the effective assistance of counsel in his direct appeal from his conviction, in violation of his rights under the Sixth Amendment to the U.S. Constitution; and
3. Petitioner was denied a meaningful opportunity to raise the issue of ineffective assistance of appellate counsel in the state courts, in violation of his rights under the Fifth and Fourteenth Amendments to the United States Constitution.

The warden argued that Carpenter’s claims were procedurally defaulted. Carpenter responded that his ineffectiveness claim had not been procedurally defaulted because Ohio R.App. P. 26(B) was not an adequate and independent state ground for default, and that, even if it were an adequate and independent ground for default, he could establish cause and prejudice to overcome it.

On March 12, 1997, the district court conditionally granted Carpenter a writ of habeas corpus. The court determined that Carpenter’s insufficiency of the evidence claim was procedurally defaulted, but went on to consider whether the default could be excused by ineffectiveness of appellate counsel. It found that it first had to examine whether the ineffectiveness claim was preserved for federal review or was itself defaulted.

In order to determine whether Carpenter’s ineffectiveness claim was defaulted, the district court considered whether Ohio had an adequate and independent state ground for precluding relief. The court concluded that Carpenter’s ineffectiveness claim was not procedurally defaulted because the state court’s rejection of the claim was not based on an adequate state ground. The court found that the rule requiring that “good cause” be shown for failing to bring an untimely motion to reopen, Rule 26(B), was not adequate because it was not consistently applied and regularly followed:

It is difficult ... to find that the procedural rule in this case was “firmly established and regularly followed” by the state courts at the time that Petitioner [675]*675filed his delayed motion for reconsideration.
A review of Ohio appellate court decisions reveals that at the time that Petitioner filed his application, there ... was no firmly established state procedure for enforcing the “good cause” requirement for applications that were not filed within the ninety day period. For instance, it appears that some Ohio appellate courts apply a standard under which “good cause” will almost never be found. See State v. Owens, 1996 WL 146097, No. 84 C.A. 131 (Ohio App. Dist. 7 Mar. 29, 1996). Other Ohio appellate courts employ a standard under which “good cause” will almost always be found. See State v. Nitenson, 1994 WL 69894, No. 91 C.A. 796 (Ohio App. Dist. 4 Feb. 24, 1994). Still other Ohio appellate courts appear to avoid the “good cause” issue, and proceed instead to the merits of the applicant’s claim(s). See State v. Holland, 1994 WL 142735, No. 92AP-853 (Ohio App. Dist. 10 Apr. 21, 1994).

Opinion and Order, March 12, 1997, at 10-11.

The district court then moved to the merits of Carpenter’s ineffectiveness claim. It determined that Carpenter had established a “prima facie” case of ineffective assistance of appellate counsel under the “cause and prejudice” standard enunciated in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), because appellate counsel failed to follow normal practice by not raising Carpenter’s insufficiency claim, a claim that may have succeeded. Rather than definitively deciding the issue of sufficiency, however, the district court directed the state to reinstate Carpenter’s direct appeal. The warden appealed to this court.

On December 18, 1998, this court delivered its opinion affirming the district court but modifying its order conditionally granting the writ. Carpenter v. Mohr, 163 F.3d 938 (6th Cir.1998). We held that the ineffectiveness of Carpenter’s appellate counsel could constitute cause and prejudice to excuse a default of the underlying insufficiency claim regardless of whether the ineffectiveness claim was itself procedurally defaulted. Id. at 945-46. We affirmed the district court’s holding that the ineffectiveness of Carpenter’s appellate counsel excused his failure to raise the insufficiency claim on direct appeal. We ordered the state to hold a new culpability hearing rather than reinstate Carpenter’s direct appeal. Id. at 948.

The warden then filed a petition for a writ of certiorari with the United States Supreme Court. The sole question presented by the warden was whether this court had been correct in ruling that the ineffectiveness of Carpenter’s appellate counsel could constitute cause and prejudice even if the ineffectiveness claim was itself procedurally defaulted. On November 8, 1999, the Supreme Court granted the warden’s petition.

On April 25, 2000, the Supreme Court reversed our decision and remanded the case for further proceedings. Edwards v. Carpenter, 529 U.S. 446, 120 S.Ct. 1587, 146 L.Ed.2d 518 (2000). The Court held that, in order for the ineffective assistance of counsel claim to constitute sufficient cause to excuse the default of another claim, the petitioner must be able to demonstrate that the ineffectiveness claim was not itself defaulted. Id. at 450-52. Justice Scalia wrote for the majority:

To hold, as we do, that an ineffeetiveassistance-of-counsel claim asserted as cause for the procedural default of another claim can itself be procedurally defaulted is not to say that that procedural default may not itself be excused if the prisoner can satisfy the cause-and-[676]*676prejudice standard with respect to that claim.

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Related

Post v. Bradshaw
621 F.3d 406 (Sixth Circuit, 2010)

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Bluebook (online)
113 F. App'x 672, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carpenter-v-edwards-ca6-2004.