Carnival Corp. v. Romero

710 So. 2d 690, 1998 WL 210545
CourtDistrict Court of Appeal of Florida
DecidedMay 1, 1998
Docket97-3269
StatusPublished
Cited by10 cases

This text of 710 So. 2d 690 (Carnival Corp. v. Romero) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carnival Corp. v. Romero, 710 So. 2d 690, 1998 WL 210545 (Fla. Ct. App. 1998).

Opinion

710 So.2d 690 (1998)

CARNIVAL CORPORATION and/or Carnival Cruise Lines, Inc., Petitioner,
v.
Samantha ROMERO and Emilio Romero, III, Respondents.

No. 97-3269.

District Court of Appeal of Florida, Fifth District.

May 1, 1998.

*691 Ted L. Shinkle of Gray, Harris & Robinson, P.A., Melbourne, for Petitioner.

Herbert T. Schwartz of Crowley & Douglas, L.L.P. and David H. Burrow of Burrow & Parrott, L.L.P.,Houston, TX, for Respondents.

W. SHARP, Judge.

Carnival Corporation and/or Carnival Cruise Lines, Inc. (Carnival) petitions this court for a writ of certiorari to quash an order of the circuit court which denied its motion to disqualify Samantha and Emilio Romero's (the Romeros) counsel and experts in a lawsuit they filed against Carnival. We deny the writ because Carnival has failed to demonstrate at this time that the experts, former employees of Carnival, have any confidential or privileged information which they can or have revealed to the Romeros' counsel.

In the lawsuit below, the Romeros sued Carnival for damages they claim to have suffered caused by an incident in January of 1997, when Samantha was sexually assaulted. They allege that Samantha and Emilio were both drugged by an employee of Carnival, while they were passengers aboard Carnival's cruise ship, Fascination. During discovery, the Romeros identified Ross Jamerson and Charles Harris as experts they intended to call to testify at trial. Both men previously worked for Carnival as chief security officers.

Carnival filed a motion for protective order and a stay, arguing Jamerson and Harris had investigated similar claims against Carnival in connection with lawsuits while employed by Carnival and that they possessed information protected by the work product doctrine and attorney-client privilege, as well as trade secret information. Carnival also filed a motion to disqualify Jamerson and Harris from testifying and to disqualify the Romeros' attorney because he had access to such privileged information from Jamerson and Harris.

In support of the motions, Carnival presented an affidavit executed by its claims adjuster. The affidavit stated that Jamerson left Carnival's employment in August 1996, and Harris left in March 1992. Both men had been involved in investigating, evaluating and defending against passenger and crew claims, at the direction of counsel and in anticipation of litigation. Further, Carnival asserted that both men are familiar with confidential practices and procedures used by it in evaluating, analyzing and defending claims, and knew title references to documents in Carnival's possession, the contents of which were privileged.

In his affidavit filed in opposition to the motions, Harris[1] stated he had investigated similar cases for Carnival, at the request of the staff captain, but he had never initiated *692 investigations at the request of Carnival's attorneys, he had never spoken with any attorney during any investigation, and he was never instructed to prepare anything in anticipation of litigation. He merely turned over his investigation reports to the captain, and those reports were open records, included on the ship's logs and reported to public agencies. Harris further asserted he was not involved in making security policy or asked to make management level decisions, or even advised of such decisions. He denied any trade secrets were involved in his duties, stating that his job was merely to follow the Coast Guard guidelines for security. He also denied Carnival had ever communicated to him any policy of a management-developed method to prevent or investigate rapes on board cruise ships.

The trial judge denied Carnival's motion to disqualify. At the hearing, the judge indicated that in the absence of any confidentiality agreement between Carnival's former employees and itself, no breach of confidentiality had been established. Further, the court pointed out that knowledge of the existence of documents is not necessarily privileged, even though the documents themselves may be privileged. The court did not make any rulings concerning the admissibility or discoverability of the content of documents themselves.

Orders disqualifying or refusing to disqualify counsel are generally reviewable by certiorari. See, e.g., Double T Corp. v. Jalis Development, Inc., 682 So.2d 1160 (Fla. 5th DCA 1996) (certiorari granted and order denying motion to disqualify counsel quashed); Arthur v. Gibson, 654 So.2d 983 (Fla. 5th DCA 1995) (appeal of order denying disqualification of counsel treated as certiorari and denied); Tuazon v. Royal Caribbean Cruises, Inc., 641 So.2d 417 (Fla. 3d DCA 1994) (certiorari review of order disqualifying attorney denied, as disqualification based on attorney's access to opponent's confidential information was justified). In Arthur v. Gibson, this court held that a trial court can disqualify an attorney from representing a party if the representation will deprive the other party litigants of an impartial forum. As the Florida Supreme Court pointed out in State Farm Mutual Automobile Insurance Co. v. K.A.W., 575 So.2d 630 (Fla.1991), the legal system cannot function fairly or effectively if an attorney has an informational advantage resulting from a conflict of interest. However, disqualification of a party's counsel is an extraordinary remedy and should be resorted to sparingly. See Norton v. Tallahassee Memorial Hospital, 689 F.2d 938 (11th Cir.1982); General Accident Insurance Co. v. Borg-Warner Acceptance Corp., 483 So.2d 505 (Fla. 4th DCA 1986).

Although we have found no Florida cases which consider the disqualification vel non of an expert witness on the ground of privilege and conflict of interest, it follows that such orders should also be reviewable through the certiorari process. See also Roundpoint v. V.N.A., Inc., 207 A.D.2d 123, 621 N.Y.S.2d 161 (N.Y.App.Div.1995) (courts have inherent power to disqualify expert witnesses to preserve the fairness and integrity of the judicial process).

With regard to the disqualification of the Romeros' counsel, Carnival acknowledges that the Florida Supreme Court in H.B.A. Management, Inc. v. Estate of Schwartz, 693 So.2d 541 (Fla.1997), rejected the argument that counsel for one party could not ethically have ex parte contact with a former employee of an adverse party. The court said "[a]n employee's departure terminates the agency or respondeat superior connection that had previously permitted that employee to create liability for her employer or bind or make admissions for that employer." Id. at 546. The court quoted with approval Florida Bar Ethics Opinion 88-14 (Mar. 7,1989), which in turn relied in part on Wright by Wright v. Group Health Hospital, 103 Wash.2d 192, 691 P.2d 564 (1984). The Washington court noted that the purpose for the no communication rule is not to protect a corporate party from revelation of prejudicial facts, but rather to preclude interviewing employees who have authority to bind the corporate party.

Here, Jamerson and Harris are former employees of Carnival and they have no present authority to bind Carnival. Thus, the Romeros' counsel did not violate Florida Rule of Professional Conduct 4-4.2 by contacting *693 them. However, the Florida Supreme Court also said that during such permitted ex parte

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710 So. 2d 690, 1998 WL 210545, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carnival-corp-v-romero-fladistctapp-1998.