Carlton v. VANCOUVER CARE LLC

231 P.3d 1241
Court of Appeals of Washington·Decided June 22, 2010·No. 36797-1-II·Published·Cited by 6 cases

Opinion

231 P.3d 1241 (2010)
155 Wash.App. 151

Karen CARLTON and Marjorie Holland, co-administrators/personal representatives for the Estate of Miriam Elizabeth Carlton, Appellants,
v.
VANCOUVER CARE LLC, d/b/a Stonebridge Memory Care, Respondent.

No. 36797-1-II.

Court of Appeals of Washington, Division 2.

March 16, 2010.
As Amended June 22, 2010.

*1243 William Henry Reed, Reed Johnson & Snider PC, Vancouver, WA, for Appellants.

Douglas Fredrick Foley, Douglas Foley & Associates, PLLC, Vancouver, WA, Barbara J. Duffy, Ryan P. McBride, Andrew Gordon Yates, Lane Powell PC, Seattle, WA, for Respondent.

ARMSTRONG, J.

¶ 1 Miriam Carlton, an elderly woman who suffered from severe dementia, was living in Stonebridge Memory Care when a male patient sexually assaulted her. Carlton died 13 months later without ever being able to describe the assault or its effect on her. Karen Carlton and Marjorie Holland, personal representatives of Carlton's estate, sued Vancouver Care LLC, which operates Stonebridge, for negligence and abuse of a vulnerable adult under chapter 74.34 RCW. To prove that the rape caused Carlton to suffer emotional harm, the Estate retained Dr. Ann Burgess, a psychiatric nurse, to testify about implicit and explicit memory, conditioned fear response, rape trauma syndrome, and compounded rape trauma syndrome. Stonebridge moved to exclude the proposed testimony, arguing that rape trauma syndrome was not a generally accepted diagnosis by experts in the field. The trial court granted the motion, ruling that the Estate could not present testimony about the diagnosis because it was not recognized by the Diagnostic and Statistical Manual of Mental Disorders IV (DSM-IV).[1] We accepted discretionary review of the trial court's order excluding the proposed expert testimony, and we now reverse.

FACTS

¶ 2 Miriam Carlton suffered from severe dementia. She had limited language skills, could not carry on a conversation, and could make only one or two word responses to questions. Carlton also preferred lying and sleeping on the floor. She knew her name but was unaware of place or time.

¶ 3 One day, a male resident at Stonebridge inserted his fingers in Carlton's rectum and vagina. Carlton was transported to the emergency room where her vital signs were elevated and she was in mild distress. She was mumbling incoherently, but said at one point, "What did I do wrong?" 1 Report of Proceedings (RP) at 51, 53.

¶ 4 Carlton returned to Stonebridge for nine days before her daughters transferred her to Canyon Creek Assisted Living & Memory Care. During those nine days, Stonebridge staff recorded that Carlton returned *1244 to her "base line" condition and showed no apparent distress, though she slept for extended periods of time in the fetal position. Supp. Clerk's Papers (SCP) at 251-52; 1 RP at 52. At Canyon Creek, Carlton's condition deteriorated. She had to use a wheelchair much of the time and became so agitated when staff attempted to change her underwear or provide "peri-care" that staff had to sedate her with anti-psychotic drugs. 1 RP at 52, 145-46. Carlton was never tested for any psychological disorders and died about 13 months after the rape.

¶ 5 The Estate sued Stonebridge for negligence and violation of Washington's Vulnerable Adult Statute, chapter 74.34 RCW. The Estate alleged that Carlton sustained physical injury, pain, suffering, mental anguish, and emotional distress as a result of the rape. Stonebridge admitted responsibility for the assault but denied that it harmed Carlton.

¶ 6 Before trial, Stonebridge moved to exclude expert testimony by Dr. Burgess regarding rape trauma syndrome, compounded rape trauma syndrome, and implicit memory. The Estate argued that it needed Dr. Burgess's testimony to prove Carlton's emotional injuries. The trial court held a Frye[2] hearing to address whether the concepts of rape trauma syndrome and implicit memory were generally accepted by the scientific community.

A. Scientific Theories and Principles

1. Rape Trauma Syndrome

¶ 7 Dr. Burgess is a professor of psychiatric nursing with a doctorate in nursing science and psychiatric nursing and 40 years of experience in practice and academia. Her research has focused on sexual assault victims, including elderly victims. She has authored or co-authored a wide variety of publications, including the initial 1974 work on rape trauma syndrome. See Ann Wolbert Burgess and Lynda Holmstrom, Rape Trauma Syndrome, 131 Am. J. Psychiatry 981 (1974).

¶ 8 According to Dr. Burgess, rape trauma syndrome is a "clustering" of signs and symptoms experienced by adult rape victims. 1 RP at 23. Rape victims experience a two-phased reaction to rape: an "acute," "disruptive," or "disorganization" phase that disrupts their daily lives, and a "reorganization phase." 1 RP at 23; 2 RP at 212. "Compounded" rape trauma syndrome means that the patient has an additional factor, such as dementia or mental retardation, that prevents the use of normal tools to assess the trauma and develop a treatment plan. 1 RP at 31-32.

¶ 9 Dr. Burgess testified that rape trauma syndrome is now a "nursing diagnosis" that helps mental health professionals design and implement treatment for rape victims. 1 RP at 24, 105. She testified that in her initial 1974 study, she did not assume the victim had been raped; rather, she determined there was a rape from the victim's symptoms.

¶ 10 Dr. Christopher Johnson, a licensed psychologist who treats victims of sexual assault, testified that most mental health professionals are familiar with rape trauma syndrome. He acknowledged that many of the behaviors associated with rape victims do not fit within the full definitions of DSM-IV diagnoses such as anxiety, acute distress, or post-traumatic stress disorder. Rape trauma syndrome relates more to the phases by which victims recover from rape than to the actual psychological harm the victim experienced.

¶ 11 Post-traumatic stress disorder is the nearest medical diagnosis to rape trauma syndrome. Post-traumatic stress disorder is recognized in the DSM-IV; rape trauma syndrome is not. Dr. Burgess testified that rape trauma syndrome is now a "sub-group" of post-traumatic stress disorder. 1 RP at 24. Dr. Robert Olsen, a physician specializing in general and forensic psychiatry, testified that it is well established that *1245 rape victims have a very high probability of developing post-traumatic stress disorder after a rape.

¶ 12 Stonebridge presented testimony from two experts. Dr. Walter Hinton, an associate professor of psychiatry who specializes in late-life disorders, testified that the psychiatric community generally accepts only those medical diagnoses listed in the DSM-IV. He also stated that Dr. Burgess's original rape trauma syndrome paper is "limited methodologically" and that rape trauma syndrome has never been even a provisional diagnosis under the DSM-IV. 2 RP at 238, 244.

¶ 13 Dr. Deana Klein, a psychiatrist, testified that rape trauma syndrome is not generally accepted as a valid scientific theory on any basis, diagnostic, therapeutic, or otherwise. She had never heard of it before this case. She did acknowledge, however, that rape is a trauma that can lead to anxiety, post-traumatic stress disorder, and conditioned fear response.

2. Implicit Memory

¶ 14 Dr. Burgess testified that people have two different memory systems: explicit and implicit. Explicit memory is the content of what we know and remember and is cognitively based.

Free access — add to your briefcase to read the full text and ask questions with AI

Carlton v. VANCOUVER CARE LLC, 231 P.3d 1241 (Wash. Ct. App. 2010).

231 P.3d 1241 (Carlton v. VANCOUVER CARE LLC) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Tanessa Desranleau, V. Hylands, Inc.
Court of Appeals of Washington, 2023
Erin Bayne, V. Carleton Farm Inc.
Court of Appeals of Washington, 2023
Michael Gitre, V. Sumita Gitre
Court of Appeals of Washington, 2022
Moore v. Harley-Davidson Motor Co. Group, Inc.
158 Wash. App. 407 (Court of Appeals of Washington, 2010)
Moore v. HARLEY-DAVIDSON MOTOR CO. GROUP
241 P.3d 808 (Court of Appeals of Washington, 2010)