Carlson, Matthew S. v. Jess, Cathy

CourtCourt of Appeals for the Seventh Circuit
DecidedMay 19, 2008
Docket07-3428
StatusPublished

This text of Carlson, Matthew S. v. Jess, Cathy (Carlson, Matthew S. v. Jess, Cathy) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carlson, Matthew S. v. Jess, Cathy, (7th Cir. 2008).

Opinion

In the United States Court of Appeals For the Seventh Circuit ____________

No. 07-3428 M ATTHEW S. C ARLSON, v. Petitioner-Appellee,

C ATHY JESS, Respondent-Appellant. ____________ Appeal from the United States District Court for the Eastern District of Wisconsin. No. 06 C 481—Lynn Adelman, Judge. ____________ A RGUED M ARCH 31, 2008—D ECIDED M AY 19, 2008 ____________

Before K ANNE, E VANS, and SYKES, Circuit Judges. E VANS, Circuit Judge. After a one-day jury trial, Mat- thew Carlson was convicted of first-degree sexual assault of a child and sentenced to 55 years in a Wis- consin state prison. He now seeks a writ of habeas corpus pursuant to 28 U.S.C. § 2254, arguing that the state trial court’s denial of his motion to substitute counsel and for a continuance violated his Sixth Amendment right to counsel of choice and his Fourteenth Amendment right to due process. He also maintains that the state court of appeals’ decision affirming the trial court’s judgment was unreasonable. The district court (Judge Lynn Adel- 2 No. 07-3428

man) agreed with Carlson and granted his petition in a comprehensive opinion. Carlson v. Jess, 507 F. Supp. 2d 968 (E.D. Wis. 2007). The State now appeals. Back in 1996, Carlson was convicted of one count of sexual assault of a boy under the age of 13. At that time, the complainant here, we’ll call him “Gino,” was 9 years old and a friend of Carlson’s stepson. Upon hearing of the conviction, Gino’s grandparents asked him whether Carlson had ever assaulted him. Gino denied any im- proper behavior on the part of Carlson. Six years later, in 2002 when Gino was 15 years old, he alleged that Carlson sexually assaulted him in 1996 and 1998. Gino initially complained to the staff of Raw- hide Boys Ranch,1 where he then resided. Soon thereafter, the Ozaukee County 2 district attorney charged Carlson with several counts of sexually assaulting Gino. Carlson hired attorney Randall Kaiser to represent him. At Carlson’s May 20, 2002, arraignment, the trial court set a trial date of August 27, 2002. The parties agreed that

1 On its Web site, www.rawhide.org, Rawhide describes itself as “a faith-based, non-profit residential care center dedicated to changing the lives of troubled teen boys.” Its mission is to “inspire and equip at-risk, teenage boys to become responsible young men through family-centered care, treatment, and education.” 2 Ozaukee County is located just north of Milwaukee County on the western shores of Lake Michigan. Ozaukee County is rather small, only some 86,000 residents, compared to Mil- waukee County which checks in, according to a 2006 estimate, at 915,000. Also, according to U.S. Census Bureau statistics, Ozaukee County is fairly wealthy: its median household in- come is $69,174 as compared to Milwaukee County’s $39,481. No. 07-3428 3

the trial would take, at most, two days to complete. Carlson remained in jail from the time of his arrest until his eventual trial. In the weeks leading up to the trial, Carlson requested two brief continuances, one for additional preparation time and one to permit Kaiser’s co-counsel to assist him at trial. The trial judge denied both requests, citing his calendar and the fact that the complainant was a juve- nile. In the meantime, Carlson lost confidence in Kaiser’s ability to represent him. On August 17, ten days before the scheduled start of the trial, Carlson notified Kaiser that he had hired another attorney, Robin Shellow, to replace him. Two days later, Kaiser moved to with- draw as counsel. On August 23, Carlson, with Shellow’s help, moved to substitute Shellow for Kaiser as his counsel, conditioned upon an adjournment so that Shellow could prepare for trial. In support of the motion, Ms. Shellow submitted a detailed explanation of the additional investigation she wanted to conduct before trial. The trial judge, however, did not sit during the week of August 19 and thus did not promptly address Kaiser’s motion to withdraw or Carlson’s motion for substitu- tion and a continuance. On August 26, the day before the trial was scheduled to begin, the judge returned to the bench and held a hearing on the motions. There, Kaiser stated: I am in a very tough position I think if I am not allowed to withdraw. As I said, our communication has com- pletely broken down. We have differences of opin- ions, and I know they don’t feel confident, he and his family. I think it’s better for everyone if I withdraw. I don’t feel that the state is prejudiced by allowing me to withdraw. It’s my understanding that they 4 No. 07-3428

really only have one citizen witness. This is a case that allegedly occurred approximately six years ago and was not charged until April of this year. So I don’t think Attorney Shellow or I—I don’t want to speak for her, but I don’t think we are requesting a long adjournment. This is the first request that Mr. Carlson has made for a new attorney. Kaiser also explained that Carlson was not seeking to delay the proceedings unnecessarily and reminded the court that Carlson was and would remain in custody during a continuance. The prosecutor opposed Kaiser’s request because Shellow “ha[d] already indicated in papers that she wouldn’t be able to proceed tomorrow” and because the complainant was a child. The trial judge conceded that “the defendant has a right to counsel,” but stated: I think here there are paramount issues. And the first issue is the orderly administration of this Court. I said last week or on the 14th that it would be months before this case got back on the trial calendar. And these late motions to withdraw, I am not in- clined to grant it—in fact, I am not going to grant the motion to withdraw. This case is going to trial tomor- row. I don’t see any reason why it can’t go. This Court is prepared to try it. I also am concerned that you have a young victim in this. Not as young as some the Court sees, but young. And I don’t see anything in the motion papers that were filed by Attorney Shellow that is of a magni- tude that causes the Court to hesitate and say this Court can’t go to trial tomorrow. I am ordering it to go ahead. No. 07-3428 5

Shellow then asked to be heard and stated that the case involved factual issues that Kaiser had not ex- plored and constitutional issues that he had not researched. She explained that she wished to explore Gino’s motives for making the allegation and to engage an expert regarding a number of questions, including ques- tions raised by Gino’s reporting of the assaults to Rawhide staff years after they allegedly occurred. Shellow stated that she also wished to examine possible improper police coaching and a Miranda issue. She also noted that Kaiser’s failure to explore any of these matters raised issues of ineffective assistance of counsel. The judge’s only response was to ask Shellow if she was prepared to try the case tomorrow. When Shellow replied that she was not, the court stated: Then I am not granting the motion. This case is staying on the calendar. I understand the problems, but I find that a case that’s been set 90 days out, and then to come in the day before and say I want to withdraw and I want it taken off the Court’s calen- dar, is a serious problem for administration of this Court. And I realize there are issues. But I think Mr. Carlson can get a fair trial. His attorneys have been working on this. They have been in court numerous times. And I think there are other issues that have to be factored into the analysis, and I have done that, and I am denying the request. The next day, before the trial commenced, Carlson himself asked to address the court. He stated: I have tried on numerous occasions to convey my concerns with Mr. Kaiser, to no avail.

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Bluebook (online)
Carlson, Matthew S. v. Jess, Cathy, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carlson-matthew-s-v-jess-cathy-ca7-2008.