Carlin v. Mambuca

645 N.E.2d 737, 96 Ohio App. 3d 500, 1994 Ohio App. LEXIS 2084
CourtOhio Court of Appeals
DecidedMay 23, 1994
DocketNo. 65217.
StatusPublished
Cited by14 cases

This text of 645 N.E.2d 737 (Carlin v. Mambuca) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carlin v. Mambuca, 645 N.E.2d 737, 96 Ohio App. 3d 500, 1994 Ohio App. LEXIS 2084 (Ohio Ct. App. 1994).

Opinion

*502 Pryatel, Judge.

Defendant Katherine L. Mambuca appeals from the judgment of the probate court which determined that her claim against the Estate of Florence L. Bayer was untimely and therefore barred by R.C. 2117.12. For the reasons set forth below, we reverse and remand for. further proceedings.

I

The record reveals that Florence and Anton Bayer were married in 1944 and divorced in 1947. They then remarried in 1969 and resided in Florida. During the period of their remarriage, the couple acquired a home in Naples, Florida, and then built a home in Port Charlotte, Florida. They also held two accounts with Merrill Lynch, Pierce, Fenner & Smith, Inc. (“Merrill Lynch”) as joint tenants with rights of survivorship. By 1989, however, the couple was experiencing marital difficulties. In April 1989 Anton Bayer initiated divorce proceedings. Also in 1989, Florence Bayer transferred the Merrill Lynch accounts to Cleveland.

Anton Bayer died on January 24, 1990. His daughter Katherine L. Mambuca was appointed personal representative of his estate by the probate division of the Circuit Court for Collier County, Florida. Thereafter, Mambuca filed a complaint for monetary damages against Florence Bayer in Collier County, alleging that she had fraudulently procured a “durable family power of attorney” from Anton Bayer and used that document to “wrongfully and fraudulently” take possession of funds which the two jointly held. (Hereafter, this matter shall be referred to as the “Florida action.”)

Florence Bayer submitted an answer in which she denied liability. Thereafter, on December 14,1991, she died testate, naming her niece Patricia Stefanek as the sole beneficiary of her estate. On December 24, 1991 Florence Bayer’s will was admitted to probate by the Cuyahoga County Court of Common Pleas, Probate Division, and plaintiff Angela G. Carlin was appointed executor of Florence Bayer’s estate.

The record further indicates that on January 2, 1992, Mambuca filed a motion in the Florida action to substitute Carlin as executor for Florence Bayer. On this same date, Carlin sent a letter to Mambuca, pursuant to R.C. 2117.07, demanding that Mambuca present any claims against the Estate of Florence Bayer within thirty days of her receipt of the letter. In response, Mambuca’s attorney sent Carlin a letter asserting a claim against the estate in connection with the allegations of the Florida case.

*503 Carlin refused to allow the claim. While it is undisputed that Mambuca did not file a formal separate action for the damages asserted in the claim letter, it is likewise undisputed that Carlin had notice of the claim, and on February 10,1992, filed this action for declaratory judgment against Mambuca and Patricia Stefanek. In relevant part, Carlin contends that the disputed assets belong to the Estate of Florence Bayer, notwithstanding Mambuca’s assertion of her claim.

On July 21, 1992, the Collier County Court granted Mambuca’s motion to substitute Carlin for Florence Bayer as a party defendant, and provided notice to Carlin. Thereafter, on August 4,1992, from Florida, Mambuca filed a copy of the order of substitution in the within action. Mambuca also filed a motion to stay the Ohio action, or in the alternative, to dismiss the within action, due to the earlier filing and pendency of the Florida proceedings. The probate court denied this motion. On November 4 1992, Mambuca filed an answer and counterclaim for monetary damages which reiterated the allegations set forth in the Florida action. Also on November 4, 1992, Mambuca filed a motion to certify the matter to the general division of the court of common pleas. The probate court dismissed Mambuca’s counterclaim, denied the motion to certify, then scheduled the matter for trial on February 25, 1993.

On February 11, 1993, Mambuca, who did not have Cleveland counsel, filed a notice of substitution of Porter, Wright, Morris & Arthur of Cleveland as her new counsel. Mambuca also filed a motion for continuance, noting that the Florida action had been set for trial on February 22 and 23, 1993. In response, the probate court not only denied a continuance but also advanced the matter for trial from February 25, 1993 to February 16, 1993, shortening the time for new counsel to review and prepare for trial.

At the trial, executor Carlin represented that Florence Bayer, as the survivor of Anton Bayer, had exercised proper control over the couple’s joint and survivorship assets. Carlin also maintained that Mambuca’s claim against the estate was not timely and was therefore barred by operation of R.C. 2117.12, since Mambuca failed to file an independent action on her claim, after Carlin refused to honor it. In opposition, Mambuca maintained that by providing Carlin with notice of her motion to substitute Carlin for Florence Bayer in the Florida action, she effectively presented the claim as mandated by R.C. 2117.06. The probate court found Carlin’s arguments well taken and entered judgment for her. Mambuca now appeals and assigns four errors for our review.

II

Mambuca’s first assignment of error states:

*504 “The trial court lacks jurisdiction to probate Mrs. Bayer’s estate and to consider claims regarding the assets of that estate.”

Within this assignment of error, Mambuca asserts that R.C. 2107.11 does not afford a basis for the probate court to exercise jurisdiction over this matter. Specifically, Mambuca claims that there is no jurisdiction pursuant to R.C. 2107.11(A) because Florence Bayer was domiciled in Florida at the time of her death. Mambuca further claims there is no jurisdiction pursuant to R.C. 2107.11(B) because the assets listed as belonging to the estate are the subject of the parties’ dispute and, due to their nature as intangible property, are in fact deemed located at Florence Bayer’s Florida residence.

R.C. 2107.11 provides in relevant part as follows:

“A will shall be admitted to probate:

“(A) In the county in which the testator was domiciled if, at the time of his death, he was domiciled in this state;

“(B) In any county of this state where any real or personal property of such testator is located if, at the time of his death, he was not domiciled in this state, and provided that such will has not previously been admitted to probate in this state or in the state of such testator’s domicile;

a * *

“For the purpose of this section, intangible personal property is located in the place where the instrument evidencing a debt, obligation, stock, or chose in action is located or if there is no such instrument where the debtor resides.”

It is clear that R.C. 2107.11(A) does not afford a basis for jurisdiction where, as here, the testator was not domiciled in this state. However, it is equally clear that R.C. 2107.11(B) does provide jurisdiction in any county of this state where personal property of the testator is located, despite the fact that she is not domiciled in this state, and provided that her will has not previously been admitted to probate in this state or in the state of her domicile.

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Cite This Page — Counsel Stack

Bluebook (online)
645 N.E.2d 737, 96 Ohio App. 3d 500, 1994 Ohio App. LEXIS 2084, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carlin-v-mambuca-ohioctapp-1994.