Caraballo v. Pliler

CourtDistrict Court, S.D. New York
DecidedMay 15, 2023
Docket7:21-cv-10476
StatusUnknown

This text of Caraballo v. Pliler (Caraballo v. Pliler) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Caraballo v. Pliler, (S.D.N.Y. 2023).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK FRANK CARABALLO, Plaintiff, OPINION AND ORDER

-against- 21-CV-10476 (PMH) WARDEN PLILER, et al.,

Defendants. PHILIP M. HALPERN, United States District Judge: Frank Caraballo (“Plaintiff”), proceeding pro se and in forma pauperis, commenced this action on November 10, 2021 against Christopher Dilonardo (“Dilonardo”), Jasmine Elmore (“Elmore”), James Gibb (“Gibb”), Tara Grove (“Grove”), Michael Kabanick (“Kabanick”), Jacob Knibbs (“Knibbs”), Bradley Michalak (“Michalak”), Patrick O’Kane (“O’Kane”), Anthony Pedone (“Pedone”), William Pliler (“Pliler”), and Ann Stewart (“Stewart” and collectively, “Defendants”). (Doc. 1, “Compl.”). Plaintiff brings claims under Bivens v. Six Unknown Named Agents, 403 U.S. 388 (1971), alleging Defendants’ response to the COVID-19 pandemic conditions at the Federal Correctional Institute in Otisville, New York, violated his First, Eighth, and Fourteenth Amendment rights. Pending before the Court is Defendants’ motion to dismiss under Fed. R. Civ. P. 12(b)(6) or in the alternative, motion for summary judgment under Fed. R. Civ. P. 56. Defendants moved on October 14, 2022 in accordance with the briefing schedule set by the Court. (Doc. 41). Defendants filed a memorandum of law, declaration, and Rule 56.1 statement of undisputed material facts in support of their motion. (Doc. 42, “Def. Br.”; Doc. 43, “Alvarez Decl.”; Doc. 44, “56.1 Statement”). Plaintiff filed a memorandum of law in opposition (Doc. 47, “Pl. Br.”), and the motion was fully submitted upon the filing of Defendants’ reply (Doc. 48, “Reply”).1 For the following reasons, Defendants’ motion to dismiss is GRANTED. BACKGROUND

The facts, as recited below, are taken from Plaintiff’s Complaint. At the time of the events giving rise to Plaintiff’s claims, Plaintiff was incarcerated at Federal Correctional Institute, Otisville (“FCI Otisville”) in New York, but was subsequently transferred to Federal Correctional Institution, Tucson (“FCI Tucson”) in Arizona. (Doc. 40). I. Plaintiff’s Allegations Regarding Defendants’ Response to COVID-19 On April 21, 2021, a correctional officer in Plaintiff’s unit “called in sick” after developing COVID-19 symptoms. (Compl. at 7). Plaintiff alleges that at this time “no precautions were taken to ensure safety of inmates” apart from posting “warning signs on the doors of high-risk inmates with CPAP machines and BIPAP machines.” (Id. at 7). When Plaintiff asked about those signs an officer told him “there was something going on.” (Id.). On April 22, 2021, Plaintiff alleges that

another inmate, Jose Herrera, “reported to medical with all the symptoms of COVID-19” but was “sent back to the unit because he had taken the vaccine one day prior.” (Id. at 8). On April 24, 2021, another inmate, Christopher Johnson, “reported to staff that he was having trouble breathing” at which point Plaintiff’s unit was locked down. (Id. at 8). Plaintiff alleges that on April 26, 2021, “after 26 inmates tested positive,” medical staff started taking inmates’ temperatures, but “were recording false temperatures.” (Id. at 12). Plaintiff alleges that on four different occasions he had “high fevers and shakes” but was told by medical staff that his symptoms “will go away in 10 days.” (Id. at 12). On or about June 2,

1 Citations to page numbers of documents filed by Plaintiff correspond to the pagination generated by ECF. 2021, Plaintiff alleges that he sought medical help for his ongoing COVID-19 symptoms. (Id. at 11). Plaintiff alleges that he was “denied any treatment because the long residing symptoms of COVID-19 are untreatable according” to medical staff. (Id. at 11). Plaintiff further alleges that he still gets “headaches and fatigue” and that it has become difficult for him to breathe when he walks

up or down stairs or over long distances. (Id.). During the lockdown, Plaintiff alleges that inmates were forced to live in unsanitary conditions. (Id. at 12). The inmates were only allowed to shower three times a week for five minutes. (Id.). Inmates were not provided with disinfectants or cleaning agents for the cells and inmates were forced to hand out food without PPE gear. (Id.). Plaintiff alleges that inmates were unable to contact loved ones, which caused “anxiety and depression.” (Id. at 14). Plaintiff alleges that the psychological staff did not do rounds to address that anxiety and depression. (Id.). II. Plaintiff’s Allegations Regarding Administrative Claims Plaintiff filed two administrative claims in connection with COVID-19 protocols at FCI Otisville. Plaintiff’s first set of grievances concerns the alleged inability to socially distance during

the unit’s lockdown. (Compl. at 10-11). With respect to this complaint, Plaintiff filed a BP-8 form at the institutional level on March 25, 2021, requesting that inmates be able to purchase individual televisions for their cells. (Id., Ex. F1). This request was denied on June 21, 2021 by Warden Pliler, on the grounds that “inmates at FCI Otisville are prohibited from possessing a personal TV in their assigned cell.” (Id., Ex. F2). Plaintiff appealed this decision to the BOP regional office on or around June 24, 2021. (Id., Ex. F3). Plaintiff alleges that “it is futile to file a complaint on the administration when you have to turn the complaint into that very same administration” and that he “filed sensitive grievances also and I was met with rejection.” (Id. at 10). Plaintiff’s second grievance relates to his concerns that the prison staff failed to follow appropriate COVID-19 precautions and protocols. With respect to this complaint, Plaintiff did not file this grievance at the institutional level but instead filed the grievance directly to the regional office on May 2, 2021, claiming that the grievance raised a “sensitive issue.” (Id., Ex. E). Plaintiff

alleges that he did not file his grievance regarding prison staff failing to follow COVID-19 precautions and protocols at the institutional level because “filing at the facility” will only result in “retaliation.” (Id. at 10). The BOP’s regional office rejected the claim for failing to raise a sensitive issue and failing to make the request at the institutional level. (Id., Ex. EA). Plaintiff appealed the claim to the BOP’s central office, which agreed that it did not raise a sensitive issue and noted that it was filed with the wrong office. (Id., Ex. E3). STANDARD OF REVIEW I. Federal Rule of Civil Procedure 12(b)(6) On a Rule 12(b)(6) motion, a court may dismiss a complaint for “failure to state a claim upon which relief can be granted.” Fed. R. Civ. P. 12(b)(6). “To survive a motion to dismiss, a

complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)).2 A claim is plausible on its face “when the ple[d] factual content allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id. (citing Twombly, 550 U.S. at 556).

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Caraballo v. Pliler, Counsel Stack Legal Research, https://law.counselstack.com/opinion/caraballo-v-pliler-nysd-2023.