Cantu v. Thaler

632 F.3d 157, 2011 U.S. App. LEXIS 1574, 2011 WL 222986
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 26, 2011
Docket09-70017
StatusPublished
Cited by24 cases

This text of 632 F.3d 157 (Cantu v. Thaler) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cantu v. Thaler, 632 F.3d 157, 2011 U.S. App. LEXIS 1574, 2011 WL 222986 (5th Cir. 2011).

Opinion

WIENER, Circuit Judge:

Petitioner-Appellant Ivan Cantu was convicted of murder and sentenced to death. After the Texas Court of Criminal Appeals denied habeas corpus relief, Cantu filed this federal petition, which the district court dismissed. On appeal, Cantu asserts three claims: (1) ineffective assistance of counsel at the sentencing phase, which the court denied on the merits; (2) ineffective assistance of counsel at the conviction phase, which the court dismissed as procedurally defaulted; and (3) actual innocence, which the court dismissed as not cognizable in the Fifth Circuit. We affirm the district court’s dismissal of all three claims.

I. FACTS & PROCEEDINGS

A. Facts

The relevant facts in this case pertain to the murders of which Cantu was convicted and to the tactical and strategic decisions made by Cantu’s trial counsel regarding Cantu’s mental health.

*160 1. The Murders of James Mosqueda and Amy Kitchen

Cantu lived in an apartment with his girlfriend, Amy Boettcher, near where his cousin, James Mosqueda, lived with his fiancee, Amy Kitchen. According to Boettcher’s testimony, Cantu called Mosqueda on the night of November 3, 2000 at approximately 11:30 p.m., and asked if he could come over to Mosqueda and Kitchen’s house. Cantu then told Boettcher that he was going to their house to kill them, but Boettcher did not believe him. Cantu left his apartment with his gun and returned an hour later driving Kitchen’s Mercedes. His face was swollen and a substance that looked like blood was on his jeans and in his hair. Cantu had Mosqueda’s and Kitchen’s identifications and keys. Cantu cleaned up, and Boettcher threw his bloody jeans into the trash. Cantu and Boettcher then went together to the victims’ house in Kitchen’s Mercedes. There, Boettcher saw both victims’ bodies through the doorway to the master bedroom, while Cantu was searching the house for drugs and money. Cantu took the engagement ring that had belonged to Kitchen and gave it to Boettcher. Cantu and Boettcher left Kitchen’s Mercedes parked in the garage and drove off in Mosqueda’s Corvette. The couple later drove to Arkansas to visit Boettcher’s parents, where they were when the bodies were discovered the following evening.

Police found no evidence of forced entry at Mosqueda and Kitchen’s house. Police spoke with Cantu’s mother, then searched Cantu and Boettcher’s apartment. Police obtained a search warrant to search the apartment a second time and found the bloody jeans, ammunition, a key to the victims’ house, and a key to Kitchen’s Mercedes. Police also found Cantu’s gun at his ex-girlfriend’s house where Cantu and Boettcher had stopped on the way home from Arkansas. Cantu’s fingerprints were found on the gun’s magazine, and Mosqueda’s blood was found on the gun’s barrel. Police arrested Cantu for the murders.

2. Cantu’s Mental Health and Related Trial Decisions

As part of Cantu’s state habeas corpus proceedings, Daneen Milam, Ph.D., evaluated Cantu at the request of his habeas counsel. Dr. Milam reported that there were “multiple, overlapping indicators” that suggested that Cantu “may suffer from organic brain damage or a severe mood altering disorder.” Dr. Milam expressed the belief that, if a mental health professional had reviewed Cantu’s family history and evaluated Cantu prior to the sentencing phase of his trial, “any reasonably competent psychiatric professional would have recognized the need to subject Ivan Cantu to a complete Neuropsychological evaluation to rule out an organic cause of his behavior pattern.” In addition, Dr. Milam noted that every time Cantu used a stimulant, he became abusive in his personal relationships and that in the couple of months prior to the murders, Cantu had moved into a “manic phase” and “began to abuse Crank, Ecstasy, and Speed,” which “interact with a Bi-Polar disorder to cause difficult and unpredictable behavior, irritability, agitation, and cause biological and chemical malfunctions to escalate.”

Cantu’s lead trial counsel, J. Matthew Goeller, testified by affidavit that he and his co-counsel, Don High, ultimately decided not to have Cantu complete a neuropsychological evaluation for three main reasons: (1) Cantu did not want to participate in psychiatric-based mitigation evidence; (2) they did not believe Cantu would receive a favorable psychiatric report, based on the fact that he had admitted to them that he killed Mosqueda and Kitchen out of revenge because Mosqueda owed him *161 drug money; and (3) the State’s evidence of Cantu’s prior violent acts against women, 1 coupled with “the particularly gruesome nature of the execution-style of the instant murders,” led them to believe that a state-sponsored psychiatric evaluation could indicate that Cantu was a sociopath, which they believed “would substantially lower [their] already slim chance for a life sentence, considering the fact that Cantu was indicted for the murder of two people who were at home in their own bed.”

Goeller rebutted Dr. Milam’s report by explaining that “she fail[ed] to recognize that Cantu himself objected to any strategy that involved psychiatric-based mitigation evidence (if any such evidence did exist), and, further, failed to recognize the substantial sociopathie-type punishment evidence in possession of the State.” If a psychological evaluation revealed Cantu to be a sociopath, Cantu would have been considered a future danger, which would undermine the mitigating evidence they intended to present in support of a life sentence.

Moreover, it was “[o]f great concern” to Goeller and High in deciding whether to submit Cantu to a psychological examination that “Cantu was manipulative and had lied on several occasions to his own counsel.” Goeller explained that Cantu had suggested that his counsel elicit perjured testimony, and they feared that a psychological examination might lead to findings of manipulation, which is “a commonly-sought State theme in punishment phase.”

Goeller also attested that after seventeen years as a practicing attorney, he was “well acquainted with [bipolar disorder’s] effects and symptoms” and that he and High “had no evidence to support the theory that Mr. Cantu was suffering from any kind of mental deficiency, and in particular a bi-polar disorder.” In contrast to Dr. Milam’s evidence of Cantu’s social history, Goeller and High interviewed many of Cantu’s family members, and “none of them ever stated (or even remotely suggested)” that Cantu had a diminished mental capacity or bipolar disorder.

B. Proceedings

Cantu was indicted for capital murder and pleaded not guilty. A jury convicted him of murder and sentenced him to death. Cantu appealed his conviction and sentence directly to the Texas Court of Criminal Appeals, which affirmed both. 2 Cantu did not file a petition for certiorari in the Supreme Court.

Cantu filed a state petition for post-conviction relief. The state court adopted the State’s proposed findings of fact and conclusions of law and recommended denial of habeas relief.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Weakley v. Lumpkin
W.D. Texas, 2024
McCray v. Lumpkin
W.D. Texas, 2024
Murray v. Lumpkin
W.D. Texas, 2022
Hastings v. Collier
W.D. Texas, 2021
Hastings v. Lumpkin
W.D. Texas, 2021
Rivera v. Lumpkin
W.D. Texas, 2021
Linville v. Davis
W.D. Texas, 2021
Herrero v. Davis
S.D. Texas, 2020
Baker v. Davis.
W.D. Texas, 2020
Paz v. Davis
W.D. Texas, 2019
Ivan Cantu v. Lorie Davis, Director
665 F. App'x 384 (Fifth Circuit, 2016)
Moises Mendoza v. William Stephens, Director
783 F.3d 203 (Fifth Circuit, 2015)
Carlos Ayestas v. William Stephens, Director
553 F. App'x 422 (Fifth Circuit, 2014)
Garcia White v. Rick Thaler, Director
522 F. App'x 226 (Fifth Circuit, 2013)
Ivan Cantu v. Rick Thaler, Director
682 F.3d 1053 (Fifth Circuit, 2012)
Smith v. Colson
566 U.S. 901 (Supreme Court, 2012)
Carlos Ayestas v. Rick Thaler, Director
462 F. App'x 474 (Fifth Circuit, 2012)
Jesse Hernandez v. Rick Thaler, Director
440 F. App'x 409 (Fifth Circuit, 2011)
Simmons v. Epps
654 F.3d 526 (Fifth Circuit, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
632 F.3d 157, 2011 U.S. App. LEXIS 1574, 2011 WL 222986, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cantu-v-thaler-ca5-2011.