Cannon v. Dehner -- See Order at [59] Upon Entering Final Judgment as to Karberg, Potter, Neuhaus, and Barner

CourtDistrict Court, N.D. Iowa
DecidedApril 14, 2023
Docket1:21-cv-00118
StatusUnknown

This text of Cannon v. Dehner -- See Order at [59] Upon Entering Final Judgment as to Karberg, Potter, Neuhaus, and Barner (Cannon v. Dehner -- See Order at [59] Upon Entering Final Judgment as to Karberg, Potter, Neuhaus, and Barner) is published on Counsel Stack Legal Research, covering District Court, N.D. Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cannon v. Dehner -- See Order at [59] Upon Entering Final Judgment as to Karberg, Potter, Neuhaus, and Barner, (N.D. Iowa 2023).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF IOWA CEDAR RAPIDS DIVISION

JOE WILLIE CANNON, JR., Plaintiff, Case No. 21-CV-118-KEM vs. MEMORANDUM OPINION AND ORDER KRISTOFFER KARBERG, Anamosa State Penitentiary Warden, et al., Defendants. ____________________ TABLE OF CONTENTS

I. MOTION TO STRIKE ..................................................................... 2 II. MOTION FOR SUMMARY JUDGMENT ............................................. 6 A. Background .................................................................................. 6 B. Discussion .................................................................................. 14 1. Failure to Exhaust .................................................................... 15 2. Physical Injury ........................................................................ 19 3. Nurse Friedman ....................................................................... 21 4. Deliberate Indifference .............................................................. 22 i. Nurse Friedman and Nurse Devaney .......................................... 25 ii. Nurse Shipley ....................................................................... 27 iii. Dr. Dehner .......................................................................... 30 5. Qualified Immunity .................................................................. 32 III. CONCLUSION ............................................................................ 33

Plaintiff Joe Willie Cannon Jr. broke his wrist while incarcerated in the Anamosa State Penitentiary. He alleges that delays in treatment amounted to deliberate indifference of a serious medical need in violation of his Eighth Amendment rights and brings a deliberate-indifference claim against various prison employees under 42 U.S.C. § 1983. Defendants move for summary judgment. Doc. 27. Cannon partially resists and also moves to strike an affidavit Defendants submitted in support of their motion. Docs. 43, 44. I grant the motion for summary judgment to the extent it is unresisted and otherwise deny the motion. Doc. 27. I grant the motion to strike in part and deny it in part. Doc. 43.

I. MOTION TO STRIKE In connection with their motion for summary judgment, Defendants submitted an affidavit from registered nurse Tasha Rooks, the nursing administrator for the Iowa Department of Corrections. Def. App. 10-14.1 Rooks did not treat Cannon in connection with his claim in this case, but she reviewed his medical records. Id. Her affidavit sets out Cannon’s past health conditions and the prison’s infirmary policy and summarizes Cannon’s treatment related to his claim in this case. Id. She also opined that medical staff “provided Cannon with appropriate and timely medical care which met medical standards of care.” Id. Cannon moves to strike Rooks’s affidavit. Doc. 43. Cannon notes Defendants did not provide the necessary expert disclosures by the deadline to allow Rooks to offer expert testimony. Id. And Rooks simply reviewed the medical records and lacks personal knowledge of Cannon’s treatment. Id. Cannon does not object to the admission of the medical records attached to Rooks’s affidavit, however. Doc. 51. Defendants respond that Rooks is a fact witness, not an expert witness. Doc. 50. They argue that as the supervisor of all nursing staff within the Iowa Department of

1 “Def. App.” refers to the Defendants’ Appendix, filed at Docs. 27-3, 29, and 29-1. “Pl. App.” refers to Plaintiff’s Appendix, filed at Docs. 39-1 and 39-2. “S. Pl. App.” refers to Plaintiff’s Sealed Appendix, filed at Docs. 42 to 42-3. Corrections, she has personal knowledge of nursing staff’s duties and responsibilities. Id. Even if Rooks’s opinions that Defendants’ actions met medical standards of care constitutes expert testimony, Defendants argue only that portion of Rooks’s affidavit should be stricken. Id. And although Rooks lacks personal knowledge of Cannon’s treatment in this case, Defendants argue it is sufficient that Rooks has “personal knowledge regarding the delivery of health care to inmates in the Iowa prison system” by nature of her employment. Id. Affidavits or declarations submitted in support of a summary judgment motion “must be made on personal knowledge, set out facts that would be admissible in evidence, and show that the affiant or declarant is competent to testify on the matters stated.”2 Similarly, under Federal Rule of Evidence 602, nonexpert witnesses “may testify to a matter only if evidence is introduced sufficient to support a finding that the witness has personal knowledge of the matter.” Cannon relies on Kemp v. Balboa3 to support that Rooks lacks personal knowledge of Cannon’s treatment. In that deliberate-indifference case, plaintiff’s medical records were inadmissible based on defendant’s discovery violations.4 Nevertheless, the trial court allowed a prison nurse to testify about plaintiff’s medication usage based on those records by refreshing recollection.5 The Eighth Circuit held this was error.6 The testifying nurse had not been “on duty on the days on which she stated [plaintiff] failed to pick up his medication” and instead testified based on “what she had read in the medical

2 Fed. R. Civ. P. 56(c)(4). 3 23 F.3d 211 (8th Cir. 1994). 4 Id. at 212. 5 Id. at 212-13. 6 Id. at 213. records prepared by others.”7 Thus, the court held “she had no personal knowledge of these facts” and “no recollection that was capable of being refreshed.”8 Here, as in Kemp, Rooks did not treat Cannon and has no personal knowledge of his treatment without relying on his medical records. But unlike in Kemp, there is no dispute that the underlying medical records are admissible here, and Rooks is a proper custodian (to lay foundation for admissibility, a records custodian “need not have personal knowledge regarding the creation of the document offered[] or personally participate in its creation”).9 District courts in the Eighth Circuit have declined to strike a custodian’s declaration summarizing information in business records, noting personal knowledge can be “acquired through review of records prepared in the ordinary course of business.”10 Rooks lacks personal knowledge to explain Cannon’s treatment beyond what appears in the medical records, however.11 And as Kemp demonstrates, the underlying medical records must be admissible and included to support Rooks’s statements.

7 Id. 8 Id. 9 Brawner v. Allstate Indem. Co., 591 F.3d 984, 987 (8th Cir. 2010) (quoting Resolution Trust Corp. v. Eason, 17 F.3d 1126, 1132 (8th Cir. 1994)). 10 Liquid Cap. Exch., Inc. v. BDC Grp., Inc., No. 20-CV-89 CJW-MAR, 2021 WL 6144654, at *3 (N.D. Iowa Nov. 19, 2021) (quoting Eckelkamp v. Beste, 315 F.3d 863, 872 (8th Cir. 2002)); see also East v. Dooley, No. 4:19-CV-04126-RAL, 2020 WL 5816248, at *1-2 (D.S.D. Sept. 30, 2020), aff’d, 847 F. App’x 359 (8th Cir. 2021); Maday v. Dooley, No. 4:17-CV- 04168-KES, 2019 WL 4935705, at *48-51 (D.S.D. Mar. 8, 2019), report and recommendation adopted as modified, 2019 WL 4747058 (Sept. 30, 2019), opinion corrected on denial of reconsideration sub nom. Maday v. Pierre, 2020 WL 4904055 (Aug. 20, 2020); Brown v. Richards, No. 17-6080-CV-SJ-HFS-P, 2018 WL 10400001, at *1-2 (W.D. Mo. Dec. 10, 2018). 11 Cf. Liquid Cap.

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