California State Personnel Board v. California State Employees Ass'n, Local 1000

115 P.3d 506, 31 Cal. Rptr. 3d 201, 36 Cal. 4th 758, 2005 Daily Journal DAR 9051, 2005 Cal. Daily Op. Serv. 6618, 2005 Cal. LEXIS 8225, 177 L.R.R.M. (BNA) 3064
CourtCalifornia Supreme Court
DecidedJuly 28, 2005
DocketS122058
StatusPublished
Cited by8 cases

This text of 115 P.3d 506 (California State Personnel Board v. California State Employees Ass'n, Local 1000) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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California State Personnel Board v. California State Employees Ass'n, Local 1000, 115 P.3d 506, 31 Cal. Rptr. 3d 201, 36 Cal. 4th 758, 2005 Daily Journal DAR 9051, 2005 Cal. Daily Op. Serv. 6618, 2005 Cal. LEXIS 8225, 177 L.R.R.M. (BNA) 3064 (Cal. 2005).

Opinion

*763 Opinion

BAXTER, J.

The California Constitution establishes that permanent appointments and promotions in state service shall be made solely on the basis of merit. In light of this constitutional imperative, we conclude the Legislature may not approve collective bargaining agreements requiring that state employers make such appointments and promotions based solely on the seniority status of candidates meeting all eligibility requirements, including the requisite ranking after a competitive examination in nontransfer cases, without allowance for comparative merit evaluations of those candidates.

Factual and Procedural Background

The Department of Personnel Administration (DPA) represents the Governor of California in collective bargaining negotiations with representatives of state employees in civil service. (Gov. Code, §§ 3517, 19815.4, subd. (g); all further statutory references are to this code unless otherwise specified.) The California State Employees Association (CSEA) is the exclusive elected representative for state employees in bargaining unit 1 (professional, administrative, financial, and staff services), unit 4 (office and allied staff), and unit 11 (engineering and scientific technicians).

At issue in this case are collective bargaining agreements that DPA and CSEA negotiated for units 1, 4, and 11. The agreements provide that “post and bid” pilot programs be applied within a limited number of classifications in the three units, requiring that permanent appointment and promotion of employees eligible for post and bid positions be based on seniority in state service. The programs were to sunset on July 2, 2003, in the absence of any future agreement on their continuance. The Legislature approved the resulting memoranda of understanding (MOU’s), and the Governor signed them into law. 1

Plaintiffs herein, the State Personnel Board (the SPB) and its executive officer, filed a petition for writ of mandate to enjoin defendants DPA and CSEA 2 from implementing the post and bid programs on the ground they violate the merit principle enshrined in article VII of the state Constitution for permanent civil service appointments and promotions. (Cal. Const., art. VII, § 1, subd. (b).)

*764 The superior court ruled in plaintiffs’ favor, concluding the challenged programs “will, as routinely implemented, fundamentally, directly, and inherently conflict with state Constitutional merit principles and, as such, are unconstitutional on their face.” In essence, the court determined the merit principle “extends throughout the hiring process, up to and including the actual appointment or promotion of the individual” and is not limited to the initial qualification and examination phase resulting in the compilation of certified lists of ranked employees who are eligible for available post and bid positions.

The Court of Appeal reversed, finding no violation of the merit principle.

We granted plaintiffs’ petition for review.

Discussion

A. The Constitutional Merit Principle and the State Civil Service Act

Article VII of the California Constitution provides that, generally, the civil service includes “every officer and employee of the State” (id., art. VII, § 1, subd. (a)) and that permanent appointment and promotion in the civil service “shall be made under a general system based on merit ascertained by competitive examination” (id., art. VII, § 1, subd. (b)). This constitutional mandate, known as the “merit principle,” was adopted by California voters in 1934 in an effort to eliminate the “spoils system” of political patronage from state employment and to ensure that “appointments and promotions in state service be made solely on the basis of merit.” 3 (Pacific Legal Foundation, supra, 29 Cal.3d at p. 184; id. at pp. 181-183; see also Professional Engineers in Cal. Government v. State Personnel Bd. (2001) 90 Cal.App.4th *765 678, 690 [109 Cal.Rptr.2d 375] (Professional Engineers).) Another constitutional provision, also adopted in 1934, calls for a nonpartisan personnel board (the SPB) to enforce the civil service statutes (Cal. Const., art. VII, §§ 2, 3, subd. (a)) and for an executive officer to administer the statutes under the SPB’s rales (id., §§ 2, subd. (c), 3, subd. (b)).

To implement the merit principle, which we have deemed “inviolate” (Pacific Legal Foundation, supra, 29 Cal.3d at p. 194), the Legislature passed the State Civil Service Act (§ 18500 et seq.) (the Act). (§ 18570.) The Act’s purpose is “to ensure that appointments to state office are made not on the basis of patronage, but on the basis of merit, in order to preserve the economy and efficiency of state service.” (State Personnel Bd. v. Fair Employment & Housing Com. (1985) 39 Cal.3d 422, 432 [217 Cal.Rptr. 16, 703 P.2d 354] (plur. opn. of Broussard, J.).) To accomplish this, the Act generally requires appointing powers to fill vacant positions “by appointment” and, except as otherwise provided, requires appointments to “be made from employment lists.” (§ 19050.) 4

The Act specifies that an “employment list” includes an “eligible list,” meaning “a list of persons who have been examined in an open competitive examination and are eligible for certification for a specific class.” (§§ 18532, 18537.) Eligible lists are “established as a result of free competitive examinations open to persons who lawfully may be appointed to any position within the class for which these examinations are held and who meet the minimum qualifications requisite to the performance of the duties of that position as prescribed by the specifications for the class or by board rule.” (§ 18900, subd. (a).)

The competitive examination process has been referred to as the “ ‘cornerstone’ ” of the merit principle. (Alexander v. State Personnel Bd. (2000) 80 Cal.App.4th 526, 542 [95 Cal.Rptr.2d 324] (Alexander), quoting Lund v. California State Employees Assn. (1990) 222 Cal.App.3d 174, 186 [271 Cal.Rptr. 425].) Under the Act, examinations to establish eligible lists must be “competitive and of such character as fairly to test and determine the qualifications, fitness, and ability of competitors actually to perform the duties of the class of position for which they seek appointment.” (§ 18930, 1st par.) While all examinations must conform to this requirement, they may vary in terms of being “assembled or unassembled, written or oral, or in the form of a demonstration of skill, or any combination of these; and any investigation of character, personality, education, and experience and any tests of intelligence, capacity, technical knowledge, manual skill, or physical fitness which the board deems are appropriate, may be employed.” (Id.,

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115 P.3d 506, 31 Cal. Rptr. 3d 201, 36 Cal. 4th 758, 2005 Daily Journal DAR 9051, 2005 Cal. Daily Op. Serv. 6618, 2005 Cal. LEXIS 8225, 177 L.R.R.M. (BNA) 3064, Counsel Stack Legal Research, https://law.counselstack.com/opinion/california-state-personnel-board-v-california-state-employees-assn-local-cal-2005.