Califano v. Westcott

443 U.S. 76, 99 S. Ct. 2655, 61 L. Ed. 2d 382, 1979 U.S. LEXIS 138
Supreme Court of the United States·Decided June 25, 1979·No. 78-437·Published·Cited by 261 cases

Opinions

Mr. Justice Blackmun

delivered the opinion of the Court.

Section 407 of the Social Security Act, 75 Stat. - 75, as amended, 42 U. S. C. § 607, part of the Aid to Families with Dependent Children program, provides benefits to families whose dependent children have been deprived of parental support because of the unemployment of the father, but does not provide such benefits when the mother becomes unemployed. The United States District Court for the District of Massachusetts held that this distinction violates the Due Process Clause of the Fifth Amendment, and ordered that benefits be paid to families deprived of support because of the unemployment of the mother to the same extent they are paid to families deprived of support because of the unemployment of the father. 460 F. Supp. 737 (1978). In these appeals, the Secretary of the Department of Health, Education, and Welfare (HEW), in No. 78-437, challenges the holding on the constitutionality of § 407, but does not question the relief ordered by the District Court; the Commissioner of the Massa[79]*79chusetts Department of Public Welfare (DPW), in No. 78-689, acquiesces in the decision on the merits, but contests the relief.

I

The Aid to Families with Dependent Children (AFDC) program, 49 Stat. 626, as amended, 42 U. S. C. § 601 et seq., provides financial assistance to families with needy dependent children. The program is administered by participating States, in conformity with federal standards, and is financed by the Federal Government and the States on a matching-funds basis. King v. Smith, 392 U. S. 309, 316-317 (1968); Shea v. Vialpando, 416 U. S. 251, 253 (1974).

As originally enacted in 1935, the AFDC program provided benefits to families whose dependent children were needy because of the death, absence, or incapacity of a parent. Batterton v. Francis, 432 U. S. 416, 418 (1977). This provision, which forms the core of the AFDC program today, is gender neutral: benefits are available to any family so long as one parent of either sex is dead, absent from the home, or incapacitated, and the family otherwise meets the financial requirements of eligibility. 42 U. S. C. § 606.

In 1961, and again in 1962, Congress temporarily extended the AFDC program to provide assistance to families whose dependent children were deprived of support because of a parent’s unemployment. Batterton v. Francis, 432 U. S., at 419; Philbrook v. Glodgett, 421 U. S. 707, 709-710 (1975). Again, this provision was gender neutral. A “dependent child,” for purposes of determining eligibility for AFDC benefits, was defined to include “a needy child . . . who has been deprived of parental support or care by reason of the unemployment ... of a parent.” 75 Stat. 75 (emphasis added).

In 1968, as part of a general revision of the Social Security Act, Congress made this extension permanent. In so doing, however, it added a gender qualification to the statute. The [80]*80definition of “dependent child” in § 407 was amended to include a “needy child . . . who has been deprived of parental support or care by reason of the unemployment ... of his father.” 42 U. S. C. § 607 (a) (emphasis added). This portion of the AFDC program is known as Aid to Families with Dependent Children, Unemployed Father (AFDC-UF). Although all 50 States have chosen to participate in the basic AFDC program, only 26 States (plus Guam and the District of Columbia) take part in the AFDC-UF program. One of these is the Commonwealth of Massachusetts.

Appellees are two couples who, it is stipulated, satisfy all the requirements for AFDC-UF benefits1 except for the requirement that the unemployed parent be the father. Cindy and William Westcott are married and have an infant son. They applied to the Massachusetts DPW for public assistance, but were informed that they did not qualify because William, who was unable to find work, had not previously been employed for a sufficient period to qualify as an “unemployed” father under the Act and applicable regulations. Cindy, until her recent unemployment, was the family breadwinner, and would have satisfied the “unemployment” criteria had she been male.

Susan and John Westwood are also married and have an [81]*81infant son. They applied for Medicaid benefits as a family eligible for, but not receiving, AFDC-UF benefits.2 They, too, were turned down on the ground that John’s prior work history was insufficient. Susan, like Cindy Westcott, had been the family breadwinner before losing her job, and would have qualified the family for benefits had she been male.

Appellees instituted this class action in the United States District Court for the District of Massachusetts, naming as defendants the Secretary of HEW and the Commissioner of the DPW. Appellees alleged that § 407 and its implementing regulations discriminate on the basis of gender in violation of the Fifth and Fourteenth Amendments. They sought declaratory and injunctive relief.

The District Court certified the case as a class action,3 and granted appellees’ motion for summary judgment. 460 F. Supp. 737 (1978). The court found that the gender qualification of § 407 was not substantially related to the achievement of any important governmental interests. 460 F. Supp., at 748-751. It was, rather, the product of an “archaic and over-broad generalization” — that “mothers in two parent families [82]*82are not breadwinners, so that loss of their earnings would not substantially affect the families’ well being.” Id., at 751. The court accordingly declared § 407 unconstitutional “insofar as it establishes a classification which discriminates . . . solely on the basis of sex.” 460 F. Supp., at 754.

The District Court then turned to the question of relief. The court saw two remedial alternatives: a simple injunction against further operation of the AFDC-UF program, or extension of the program to all families with needy children where either parent is unemployed. Id., at 753. The court decided that extension, rather than nullification, was the proper remedial course; it noted the strength of Congress’ commitment to the “specific goal of assisting needy children,” and emphasized that if provision of benefits “were halted because of the constitutional defect, many persons would lose their very means of subsistence.” Id., at 753-754. The court therefore, by order dated April 20, 1978, enjoined the Commissioner from refusing to grant benefits to families made needy by the unemployment of the mother “in the same amounts and under the same standards” as he grants benefits to families made needy by the unemployment of the father. App. to Juris. Statement in No. 78-437, pp. 41A-42A.

Free access — add to your briefcase to read the full text and ask questions with AI

Califano v. Westcott, 443 U.S. 76, 99 S. Ct. 2655, 61 L. Ed. 2d 382, 1979 U.S. LEXIS 138 (1979).

443 U.S. 76 (Califano v. Westcott) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Maxwell Kadel v. Dale Folwell
100 F.4th 122 (Fourth Circuit, 2024)
State of Texas v. USA
945 F.3d 355 (Fifth Circuit, 2019)
Obergefell v. Hodges
135 S. Ct. 2584 (Supreme Court, 2015)
SUSAN LATTA v. C. L. OTTER
Ninth Circuit, 2014
State v. Cheeks
310 P.3d 346 (Supreme Court of Kansas, 2013)
Totes-Isotoner Corp. v. United States
594 F.3d 1346 (Federal Circuit, 2010)
People v. McKee
223 P.3d 566 (California Supreme Court, 2010)
Conaway v. Deane
932 A.2d 571 (Court of Appeals of Maryland, 2007)
People v. Hofsheier
129 P.3d 29 (California Supreme Court, 2006)
State v. Limon
122 P.3d 22 (Supreme Court of Kansas, 2005)
State v. Denney
101 P.3d 1257 (Supreme Court of Kansas, 2004)
Swedenburg v. Kelly
232 F. Supp. 2d 135 (S.D. New York, 2002)
Rodriguez Ex Rel. Rodriguez v. Healthone
24 P.3d 9 (Colorado Court of Appeals, 2001)
Williams v. Currie
103 F. Supp. 2d 858 (M.D. North Carolina, 2000)
Gaines v. Boston Herald, Inc.
998 F. Supp. 91 (D. Massachusetts, 1998)
Kopp v. Fair Political Practices Commission
905 P.2d 1248 (California Supreme Court, 1995)