Caldwell v. Dubois

999 F. Supp. 199, 1998 U.S. Dist. LEXIS 4555, 1998 WL 154722
CourtDistrict Court, D. Massachusetts
DecidedMarch 31, 1998
DocketNo. Civ.A. 95-30157-MAP
StatusPublished
Cited by2 cases

This text of 999 F. Supp. 199 (Caldwell v. Dubois) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Caldwell v. Dubois, 999 F. Supp. 199, 1998 U.S. Dist. LEXIS 4555, 1998 WL 154722 (D. Mass. 1998).

Opinion

MEMORANDUM REGARDING REPORT AND RECOMMENDATION ON PLAINTIFF’S PETITION FOR WRIT OF HABEAS CORPUS

PONSOR, District Judge.

I. INTRODUCTION

In 1986, Michael Caldwell (“Petitioner”), an African-American, was convicted by an all-white Superior Court jury in Springfield, Massachusetts of a number of crimes against two white females, including aggravated rape and indecent assault and battery, and was sentenced to 15-20 years in prison. Eight years later, Petitioner’s convictions were set aside by a three-judge panel of the Massachusetts Appeals Court because the Commonwealth (“Respondent”) impermissibly used its peremptory challenges to exclude the only four black potential members of the jury, in violation of Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986) and Commonwealth v. Soares, 377 Mass. 461, 387 N.E.2d 499, cert. denied, Massachusetts v. Soares, 444 U.S. 881, 100 S.Ct. 170, 62 L.Ed.2d 110 (1979). Commonwealth v. Caldwell (Caldwell I), 36 Mass.App.Ct. 570, 578, 634 N.E.2d 124 (1994).

Subsequently, the Supreme Judicial Court (“SJC”) reversed the Appeals Court and reinstated the verdicts, concluding that the trial court’s finding of no misuse of the peremptories was adequately supported by the record, particularly in view of the deference due to the trial judge on this issue. Commonwealth v. Caldwell (Caldwell II), 418 Mass. 777, 641 N.E.2d 1054 (1994).

Pursuant to 28 U.S.C. § 2254 (1994), Petitioner has now come to this court seeking habeas corpus relief, contending once more that he was denied the right to a fair trial in violation of the Equal Protection Clause of the Fourteenth Amendment to the United States Constitution. Because the Commonwealth’s decision to exclude at least two of the four black jurors rested on no remotely plausible legitimate justification, and can only be explained by the jurors’ race, and because the trial judge failed, or was unable, to make adequate findings to support his acceptance of the Commonwealth’s reasoning, the Petition must be granted.

As the substantial amount of time taken by the court to render this opinion makes clear, this decision has not been made lightly. Both common sense and controlling authority teach that trial judges must be afforded great deference in the selection of juries. Hernandez v. New York, 500 U.S. 352, 365, 111 S.Ct. 1859, 114 L.Ed.2d 395 (1991); Brewer v. Marshall, 119 F.3d 993, 1004 (1st Cir.1997), cert. denied, — U.S. , 118 S.Ct. 1172, 140 L.Ed.2d 182 (1998). As a trial judge myself, I am acutely aware that crucial nuances in the selection process may not appear on a cold record later. But racial discrimination is itself subtle and can mold a prosecutor’s decisions unconsciously.1 Courts nevertheless have an obligation, after the fact, to assess whether a trial has been infected by this form of invidious bias.

Here, to summarize, the prosecutor excluded one African American juror on the ground that she was “equivocating” in her responses regarding the credibility of police officers, when the record reveals no equivocation, and where comparable or even more problematic responses by a white juror to the same questions drew no objection. A second African American juror suffered a challenge based on her supposed inability, due to her limited [202]*202formal education, to understand this “complex” case — when the record reveals no special complexity in the trial and no particular disability in the juror.

As Justice Marshall said in his concurring opinion in Batson:

[Wjhen a defendant can establish a prima facie ease, trial courts face the difficult burden of assessing prosecutors’ motives. Any prosecutor can easily assert facially neutral reasons for striking a juror, and trial courts are ill equipped to second-guess those reasons. How is the court to treat a prosecutor’s statement that he struck a juror because the juror had a son about the same age as defendant, or seemed “uncommunicative,” or “never cracked a smile” and, therefore “did not possess the sensitivities necessary to realistically look at the issues and decide the facts in this case”? If such easily generated explanations are sufficient to discharge the prosecutor’s obligation to justify his strikes on nonracial grounds, then the protection erected by the Court today may be illusory.

Batson, 476 U.S. at 105-06 (Marshall, J., concurring) (citations omitted).

In some eases, the court, despite all the difficulties, must drop the pretense of admiring the Emperor’s clothes and concede the naked truth: racial bias obviously tainted the process’ of jury selection. This is one of those rare cases.

II. FACTUAL AND PROCEDURAL BACKGROUND

In the early morning hours of April 18, 1985, two white women were forced into a car at knifepoint by a black male who then repeatedly raped one woman, assaulted the other, and forced both to perform a variety of sexual acts over a period of an hour and a half. Eventually, the women escaped and notified police. Two days later, both women identified Petitioner from police photos as their attacker.

Petitioner was charged in a thirteen-count indictment with three counts of aggravated rape, three counts of indecent assault and battery, one count of assault with intent to commit rape, two counts of kidnaping, one count of assault and battery with a dangerous weapon, one count of threat to commit a crime and one count of operation of a motor vehicle without authority. Caldwell maintained that he was not the attacker and that, at the time of the incident, he was asleep at his aunt’s apartment.

On March 27, 1986, in Hampden County Superior Court in Springfield, Petitioner’s trial commenced. The trial judge, a state district court judge sitting by designation in superior court, conducted a voir dire, individually questioning potential jurors.2 Following [203]*203the questioning, twelve jurors were seated, of whom four were African American. The prosecutor had not objected during the voir dire to three of the four black jurors and only raised concerns regarding the fourth (juror number 5-1) based on her conflicting vacation plans. These concerns were brushed aside by the court, when the juror indicated she would be willing to sit if called upon to do so.

Once the twelve prospective jurors were seated, however, the assistant district attorney exercised five peremptory challenges, four of them against all four of the potential black jury members, numbered 4-1, 4-2, 4-5, and 5-1. Defense counsel immediately objected. Although the trial judge did not explicitly find that Petitioner had made a prima facie showing of impropriety, he conducted a hearing at which he called upon the Commonwealth to justify its exercise of the peremptories. The prosecutor’s reasoning is summarized as follows.

The Commonwealth challenged juror 4-1 because of her answers during the voir dire concerning police officers. The relevant portion of the voir dire

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Bluebook (online)
999 F. Supp. 199, 1998 U.S. Dist. LEXIS 4555, 1998 WL 154722, Counsel Stack Legal Research, https://law.counselstack.com/opinion/caldwell-v-dubois-mad-1998.