Calderon v. United States District Court for the Northern District of California

134 F.3d 981, 98 Cal. Daily Op. Serv. 660, 1998 U.S. App. LEXIS 1022
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 26, 1998
DocketNo. 97-70567
StatusPublished
Cited by39 cases

This text of 134 F.3d 981 (Calderon v. United States District Court for the Northern District of California) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Calderon v. United States District Court for the Northern District of California, 134 F.3d 981, 98 Cal. Daily Op. Serv. 660, 1998 U.S. App. LEXIS 1022 (9th Cir. 1998).

Opinion

O’SCANNLAIN, Circuit Judge:

We are asked to decide whether a district court may allow a habeas corpus petitioner to amend his petition to delete unexhausted claims and hold the amended petition in abeyance subject to further amendment reincorporating the deleted claims once they are litigated in state court.

I

The real party in interest in this ease, Freddie Lee Taylor, is a California prisoner sentenced to death for first degree murder. On July 10,1995, Taylor filed a petition for a writ of habeas corpus in the District Court for the Northern District of California raising some forty-six separate claims, many of which were unexhausted. The State moved to dismiss the petition. The district court, Judge Marilyn Hall Patel presiding,1 initially ruled that it would stay rather than dismiss the petition pending exhaustion in California state court. The State moved for reconsideration in light of several intervening Ninth Circuit eases holding that district courts may not stay “mixed” habeas petitions (petitions containing both exhausted and unexhausted claims), see Greenawalt v. Stewart, 105 F.3d 1268 (9th Cir.), cert. denied, — U.S. -, 117 S.Ct. 794, 136 L.Ed.2d 735 (1997), Calderon v. United States District Court (Gordon), 107 F.3d 756 (9th Cir.), cert. denied, — U.S. -, 118 S.Ct. 265, — [983]*983L.Ed.2d - (1997), and Reutter v. Crandel, 109 F.3d 575 (9th Cir.), cert. denied - U.S. -, 118 S.Ct. 142, 139 L.Ed.2d 89 (1997).

On April 1,1997, the district court issued a lengthy written order and held that it would allow Taylor to amend his original petition to delete the unexhausted claims and would hold in abeyance the amended petition while Taylor exhausted the deleted claims in state court. The district court also invited Taylor to file a second amended petition incorporating the newly exhausted claims after litigating them in the California courts.

In accordance with the district court’s order, Taylor deleted the unexhausted claims from his original petition and filed his “First Amended Petition for Writ of Habeas Corpus” on April 30,1997.

The State now petitions this court, pursuant to 28 U.S.C. § 1651(a)2 and Federal Rule of Appellate Procedure 21, for a writ of mandamus or, in the alternative, a writ of prohibition, directing the district court to vacate the portion of its order holding in abeyance Taylor’s amended petition pending his exhaustion of previously unexhausted claims in state court. The State argues that the district court’s order circumvents the spirit, if not the letter, of the Supreme Court’s decision in Rose v. Lundy, 455 U.S. 509, 102 S.Ct. 1198, 71 L.Ed.2d 379 (1982), and this court’s recent holdings in Greenawalt, 105 F.3d 1268, Gordon, 107 F.3d 756, and Reutter, 109 F.3d 575.

The legitimacy of the district court’s self-titled “procedural device of withdrawal and abeyance” presents an important and difficult question of first impression in this circuit.

II

The Supreme Court has declared that “[t]he supplementary review power conferred on the courts by Congress in the All Writs Act is meant to be used only in the exceptional case where there is clear abuse of discretion or ‘usurpation of judicial power’_” Bankers Life & Cas. Co. v. Holland, 346 U.S. 379, 383, 74 S.Ct. 145, 148, 98 L.Ed. 106 (1953); see also Kerr v. United States District Court, 426 U.S. 394, 402, 96 S.Ct. 2119, 2123, 48 L.Ed.2d 725 (1976) (“The remedy of mandamus is a drastic one, to be invoked only in extraordinary situations.”).3 In an effort to implement that command, this court has adopted a five-part standard to govern the issuance of writs of mandamus:

The guidelines are: (1) whether the party seeking the writ has no other adequate means, such as direct appeal, to attain the relief he desires; (2) whether the petitioner will be damaged or prejudiced in a way that is not correctable on appeal; (3) whether the district court’s order is clearly erroneous as a matter of law; (4) whether the district court’s order is an oft repeated error or manifests persistent disregard for the federal rules; and (5) whether the district court’s order raises new and important problems or issues of law of first impression.

In re Cement Antitrust Litigation, 688 F.2d 1297, 1301 (9th Cir.1982), aff'd, Arizona v. United States District Court, 459 U.S. 1191, 103 S.Ct. 1173, 75 L.Ed.2d 425 (1983). “[RJarely if ever will a case arise where all the guidelines point in the same direction or even where each guideline is applicable. The considerations are cumulative and proper disposition will often require a balancing of conflicting indicators.” Bauman v. United States District Court (Union Oil), 557 F.2d 650, 655 (9th Cir.1977).4 However, although [984]*984aü five factors need not be satisfied in order for mandamus to issue, “it is clear that the third factor, the existence of clear error as a matter of law, is dispositive.” Executive Software North America, Inc. v. United States District Court (Page), 24 F.3d 1545, 1551 (9th Cir.1994).

The State contends (and Taylor does not seriously dispute) that the first two factors ot the Cement standard are satisfied becausE the State effectively has no alternative procedural mechanism, such as direct appeal, b~ which timely to vindicate its interests, in light of the fact that the violation alleged is its petition-the circumvention of the "total exhaustion" requirement-will be complets at the moment the district court exercises jurisdiction. Similarly, the State contends (and Taylor does not seriously dispute) that the fifth factor is present, because the district court's order represents what appears to be the first attempt in this circuit tc implement the "withdrawal-and-abeyance' procedure. Consequently, the parties appeai to agree on one thing: the propriety of mandamus in this case turns predominantly, ii not exclusively, upon the satisfaction of the third Cement factor.

In determining whether the third factor is satisfied, we recognize that a lesser showing is required in so-called "supervisory mandamus" cases, "where the petition raises an important question of law of first impression, the answer to which would have a substantial impact on the administration of the district courts." Cement, 688 F.2d at 1307.

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Bluebook (online)
134 F.3d 981, 98 Cal. Daily Op. Serv. 660, 1998 U.S. App. LEXIS 1022, Counsel Stack Legal Research, https://law.counselstack.com/opinion/calderon-v-united-states-district-court-for-the-northern-district-of-ca9-1998.