Caivano v. Caivano

188 Misc. 2d 552, 729 N.Y.S.2d 343, 2001 N.Y. Misc. LEXIS 222
CourtNew York Supreme Court
DecidedJune 22, 2001
StatusPublished

This text of 188 Misc. 2d 552 (Caivano v. Caivano) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Caivano v. Caivano, 188 Misc. 2d 552, 729 N.Y.S.2d 343, 2001 N.Y. Misc. LEXIS 222 (N.Y. Super. Ct. 2001).

Opinion

OPINION OF THE COURT

F. Dana Winslow, J.

Plaintiffs motion to dismiss on the basis that the Court lacks jurisdiction or, alternatively, on the basis of “forum non conveniens” is determined as follows.

This is a matrimonial action that was filed on February 6, 1996. The parties were married in Texas in 1973. They moved to New York in 1978 and lived there together continuously, as husband and wife, for 18 years. In January 1996, defendant Cathy Caivano and the parties’ three children moved back to Texas. Plaintiff Roy Caivano commenced this action one month later in New York. At the time of filing, plaintiff was a resident and domiciliary of the County of Nassau, State of New York. Defendant, who had taken up residence in Tarrant County, Texas, appeared, answered and counterclaimed in New York.

The action was bitterly contested and subject to numerous delays. After two years of litigation, plaintiff moved to Tarrant County, Texas. He asserts that he has been a full-time resident and domiciliary there since March 1998, along with his wife and three children. On that basis, plaintiff argues that the Court no longer has subject matter jurisdiction to enter a decree of divorce. Further, plaintiff argues that the Court lacks subject matter jurisdiction over the child custody and support issues, and personal jurisdiction over defendant’s counterclaims against plaintiff.

The power of a court to entertain a divorce action and render a binding decree rests upon the court’s jurisdiction over the marital res. (Senor v Senor, 272 App Div 306.) A decree entered without such jurisdiction is not entitled to full faith and credit and is therefore subject to collateral attack in another state. Personal jurisdiction over both parties is not sufficient to confer jurisdiction over the marital res. Jurisdiction over the marital res requires that at least one of the parties be a domiciliary of the State in which the court resides. (Senor v Senor, supra, citing Williams v North Carolina, 325 US 226.)

In the instant action, the Court had jurisdiction over the marital res at the time of commencement. At that time, plaintiff was an 18-year resident and domiciliary of the State [554]*554of New York. The question is whether the Court retains jurisdiction over the marital res when the sole remaining domiciliary leaves the State during the pendency of the action. Put another way, when is the relevant time for ascertaining jurisdiction over the marital res — upon commencement of the action or upon issuance of the decree? The parties have cited no case law that directly addresses this question.

Some confusion in the case law stems from the indiscriminate and interchangeable use of the terms “subject matter jurisdiction” and “jurisdiction over the marital res.” Subject matter jurisdiction deals with the court’s authority over the subject matter of a dispute. The underlying concern is the court’s competence to entertain a particular cause of action. A judgment rendered without subject matter jurisdiction is void. (See Lacks v Lacks, 41 NY2d 71, 75, citing 21 CJS, Courts, §§ 108-110, 116.) Lack of subject matter jurisdiction can be raised at any time during the litigation, and is not subject to waiver or conferred by consent of the parties. (Id.) In a court of limited jurisdiction, subject matter jurisdiction can be lost if the jurisdictional predicate is lost. (See, e.g., Allard v Arthur Andersen & Co. [U.S.A.], 957 F Supp 409 [SD NY 1997] [in action pending for over 13 years, federal court did not retain jurisdiction over pendent State law claims following dismissal of federal claims].)

The New York Supreme Court is a court of general jurisdiction, competent to entertain all causes of action unless specifically prohibited, including divorce actions. (Lacks v Lacks, supra; see NY Const, art VI, § 7.) The question of jurisdiction over the marital res is not a question of subject matter jurisdiction. A decree issued without jurisdiction over the marital res may be binding upon the parties to the action, although it may be subject to attack by third parties. (Matter of Lindgren, 293 NY 18; Senor v Senor, supra.) If jurisdiction over the marital res were equivalent to subject matter jurisdiction, then a decree issued without such jurisdiction would be void. It would bind no one, not even the parties to the dispute.

Jurisdiction over the marital res is a matter of procedural jurisdiction, akin to personal jurisdiction and in rem or quasi-in rem jurisdiction. Procedural jurisdiction deals with the Court’s authority over the parties interested in a dispute. The underlying concern is one of due process. Like in rem jurisdiction, jurisdiction over the marital res allows the Court to adjudicate a status deemed present in the State, and thereby to affect the rights of persons having an interest in such status, whether or [555]*555not they are party to the proceedings or subject to the personal jurisdiction of the Court. (See Williams v North Carolina, supra; Senor v Senor, supra; see also Carr v Carr, 46 NY2d 270.) Jurisdiction over the marital res does not determine the Court’s authority to render a divorce decree. Rather, it determines the scope of the Court’s authority, i.e., whether the decree will have extraterritorial effect and effect on nonappearing parties.

Thus, if due process concerns, rather than competence concerns, underlie the requirement of jurisdiction over the marital res, then the question remains whether such jurisdiction acquired at the commencement of an action may be retained when the jurisdictional predicate is lost. The general rule with respect to jurisdiction of the person or of the res is that jurisdiction acquired at the commencement of the action is not defeated by subsequent events occurring during the pendency of an action, even if they are of such character as would have prevented jurisdiction from attaching in the first instance. (21 CJS, Courts, § 72; see also Primavera v Primavera, 195 Misc 942.) Such jurisdiction is retained until final disposition of the case. (21 CJS, Courts, § 73.) In the instant action, the Court clearly had jurisdiction over the marital res at the time of commencement by virtue of plaintiff’s New York domicile. Due process having been satisfied, there is neither precedent nor rationale for the proposition that due process is undone by virtue of plaintiff’s mid-action change of domicile. To the contrary, public policy militates against allowing a litigant to divest a court of jurisdiction in a pending action by his own volitional acts. (Cf. McEachron v Glans, 983 F Supp 330 [ND NY 1997], citing 28 USC § 1332 [a] [federal subject matter jurisdiction based on diversity of citizenship is determined at the commencement of an action and can neither be created nor destroyed by a party’s subsequent change in domicile].)

Plaintiff argues that, even if the Court finds jurisdiction, it should nonetheless dismiss the action pursuant to CPLR 327 (a) on the basis of forum non conveniens. The Court has discretion to dismiss in the interest of justice if its finds that the action has no “substantial nexus” to New York. (Stamm v Deloitte & Touche, 202 AD2d 413.) The burden rests on the party challenging the forum to show that private or public interests militate against retaining jurisdiction. (Islamic Republic of Iran v Pahlavi, 62 NY2d 474.) The Court must consider several factors, none of which is controlling.

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Related

Williams v. North Carolina
325 U.S. 226 (Supreme Court, 1945)
Allard v. Arthur Andersen & Co. (U.S.A.)
957 F. Supp. 409 (S.D. New York, 1997)
McEachron v. Glans
983 F. Supp. 330 (N.D. New York, 1997)
Matter of Lindgren
55 N.E.2d 849 (New York Court of Appeals, 1944)
Carr v. Carr
385 N.E.2d 1234 (New York Court of Appeals, 1978)
Islamic Republic of Iran v. Pahlavi
467 N.E.2d 245 (New York Court of Appeals, 1984)
Stamm v. Deloitte & Touche
202 A.D.2d 413 (Appellate Division of the Supreme Court of New York, 1994)
Grossman v. Meller
213 A.D.2d 221 (Appellate Division of the Supreme Court of New York, 1995)
Mamberg v. Epstein
272 A.D.2d 200 (Appellate Division of the Supreme Court of New York, 2000)
Primavera v. Primavera
195 Misc. 942 (New York Family Court, 1949)

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Bluebook (online)
188 Misc. 2d 552, 729 N.Y.S.2d 343, 2001 N.Y. Misc. LEXIS 222, Counsel Stack Legal Research, https://law.counselstack.com/opinion/caivano-v-caivano-nysupct-2001.