Caggiano v. Medtronic, Inc.

547 N.E.2d 389, 47 Ohio App. 3d 29, 1988 Ohio App. LEXIS 1347
CourtOhio Court of Appeals
DecidedApril 12, 1988
Docket86AP-1170
StatusPublished
Cited by2 cases

This text of 547 N.E.2d 389 (Caggiano v. Medtronic, Inc.) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Caggiano v. Medtronic, Inc., 547 N.E.2d 389, 47 Ohio App. 3d 29, 1988 Ohio App. LEXIS 1347 (Ohio Ct. App. 1988).

Opinions

Young, J.

Appellant, Viola F. Cag-giano, has had a history of medical problems, including problems with her heart. Her first cardiac pacemaker implant took place in 1968. Pacemaker generators must be replaced periodically and appellee Medtronic, Inc.’s cardiac pacemaker generator, Model 5976, was implanted into appellant’s chest in December 1981. Appellant experienced difficulties, dizziness, etc., and sought help from her cardiologist. Her cardiologist, through a surgical process, found that the generator was operating properly. He reattached the generator and implanted new leads. During or soon after this surgery, appellant contracted an infection and the pacemaker Model 5976 was removed. A fourth pacemaker was inserted and appellant’s condition improved dramatically.

Appellants filed this strict products liability suit alleging that the Med- *30 tronic SX-HT No. 5976 pacemaker was defective. Medtronic filed a motion in limine to exclude appellants’ Exhibit No. 34 and the testimony of appellant’s attending physicians, Drs. Morant and Cavin. On the basis of Evid. R. 407, ap-pellee’s motion in limine was granted. During appellee’s case-in-chief, appellants deleted any reference to Exhibit No. 34 and asked the court to admit the remaining testimony of appellant’s physicians as rebuttal testimony: The trial court refused to admit this rebuttal testimony and subsequently the jury returned a verdict in favor of Medtronic.

Appellants filed a motion for a new trial based on the trial court’s rulings on the exclusion of evidence. The trial court denied the. motion for a new trial. Appellants have filed this appeal.

Appellants assert the following assignments of error:

“I. The trial court erred in excluding plaintiff’s Exhibit No. 34 and the direct testimony of Dr. Morant and Dr. Cavin on the basis of Rule 407 of the Ohio Rules of Evidence.

“II. The trial court erred in excluding the rebuttal testimony of plaintiffs’ experts, Dr. Cavin and Dr. Morant on the basis of Rule 407 of the Ohio Rules of Evidence.”

Appellants assert in the first assignment of error that the trial court erred in excluding appellants’ Exhibit No. 34, an advisory letter dated March 10, 1982 from appellee, Medtronic, Inc., to doctors who had inserted its product, the SX-HT Model 5976 pulse generator, into patients. Evid. R. 407 states as follows:

“When, after an event, measures are taken which, if taken previously, would have made the event less likely to occur, evidence of the subsequent measures is not admissible to prove negligence or culpable conduct in connection with the event. This rule does not require the exclusion of evidence of subsequent measures when offered for another purpose, such as proving ownership, control, or feasibility of precautionary measures, if controverted, or impeachment.”

The rationale which initially precipitated the need for this rule was that evidence of subsequent repairs was completely irrelevant to the issue of a defendant’s negligence at the time of the accident. It is the facts and circumstances that precede an accident which are relevant to establish the negligence of a defendant, whereas the facts and circumstances subsequent to the accident are irrelevant. Courts and legislatures have frequently retained this rule since to do otherwise may deter individuals from making improvements or repairs after an accident has occurred. However, the foregoing rationale and public policy concerns may or may not be valid when the typical negligence setting is transformed to the modern-day developments in the area of products liability. The policy reasons for implementing a rule like Evid. R. 407 may or may not be applicable to a case involving strict liability. First, a subsequent remedial measure is not an admission and cannot be used as such; second, public policy encourages manufacturers to take steps to implement remedial measures. However, given the differences between negligence and strict liability cases, it is unrealistic to assume that a manufacturer will forgo making improvements simply because evidence of adoption of such improvement may be admitted in an action founded on strict liability. Thus, in the products liability area, the purpose of Evid. R. 407 is not applicable to the conduct of the mass producer and merely serves as a shield against potential liability.

In Ault v. Internatl. Harvester Co. (1975), 13 Cal. 3d 112, 117 Cal. Rptr. 812, 528 P. 2d 1148, Justice Mosk stated the following:

*31 “* * * It has been pointed out that not only is the policy of encouraging repairs and improvements of doubtful validity in an action for strict liability since it is in the economic self interest of a manufacturer to improve and repair defective products, but that the application of the rule would be contrary to the public policy of encouraging the distributor of mass-produced goods to market safer products. (Note, Products Liability and Evidence of Subsequent Repairs, 1972, Duke L.J. 837, 845-852.)” Id. at 120, 117 Cal. Rptr. at 817, 528 P. 2d at 1152.

In 1976, the Supreme Court of Ohio redrafted Evid. R. 407 and presented it to the state legislature. The proposed Evid. R. 407 included a statement that “this rule shall not be interpreted to exclude evidence of a subsequent measure when offered in cases involving circumstances of strict liability.” 49 Ohio Bar 937 (1976). In essence, this statement incorporated the holding of the Ault decision. However, in its final form, Evid. R. 407 was subsequently adopted and the statement which incorporated the Ault decision was deleted. See Giannelli, Strict Liability (1976), 49 Ohio Bar 937, Section 407.05; see, also, 51 Ohio Bar 188 (1978).

The issue of whether Evid. R. 407 is applicable to a case involving strict liability has yet to be decided by the Supreme Court of Ohio. However, there are two parallel situations which have been presented to two other courts of appeals. In one case, the Ninth Appellate District affirmed a trial court’s decision to exclude evidence of a design change based on the principle embodied in LaMonica v. Outboard Marine Corp. (1976), 48 Ohio App. 2d 43, 2 O.O. 3d 32, 355 N.E. 2d 533. See Prickett v. Goodyear Tire & Rubber Co. (Sept. 18, 1985), Summit App. No. CA 12008, unreported. However, the LaMonica decision, relied upon by the Priekett court, may not be determinative of the .facts before this court since the LaMonica decision was rendered before the revised Evid. R. 407 was adopted in 1977.

The issue was also presented before the Twelfth Appellate District in the case of Freeman v. Beech Aircraft Corp. (Sept. 30, 1983), Butler App. Nos. 80-11-0119, 80-11-0120 and 80-11-0121, unreported. The Freeman case involved a products liability claim for wrongful death as a result of an airplane crash. In that case, the appellants’ assignment of error asserted that the trial court erred in refusing to admit a report, issued after the accident, which discussed the revised recommended engine speeds. The Freeman court held:

“Though the language of Evid. R.

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Bluebook (online)
547 N.E.2d 389, 47 Ohio App. 3d 29, 1988 Ohio App. LEXIS 1347, Counsel Stack Legal Research, https://law.counselstack.com/opinion/caggiano-v-medtronic-inc-ohioctapp-1988.