C. O. Jarvis v. United States Civil Service Commission, Commonwealth of Kentucky v. United States Civil Service Commission

382 F.2d 339, 8 A.L.R. Fed. 334, 1967 U.S. App. LEXIS 5208
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 31, 1967
Docket17300, 17301
StatusPublished
Cited by8 cases

This text of 382 F.2d 339 (C. O. Jarvis v. United States Civil Service Commission, Commonwealth of Kentucky v. United States Civil Service Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
C. O. Jarvis v. United States Civil Service Commission, Commonwealth of Kentucky v. United States Civil Service Commission, 382 F.2d 339, 8 A.L.R. Fed. 334, 1967 U.S. App. LEXIS 5208 (6th Cir. 1967).

Opinion

WEICK, Chief Judge.

This is an appeal by the United States Civil Service Commission from a judgment of the District Court setting aside the Commission’s order determining that C. O. Jarvis, Manager of the Harlan and Middlesboro offices of the Kentucky Department of Economic Security, Bureau of Employment Security, violated Section 12 of the Hatch Political Activities Act, as amended, by engaging in political activity, and that such violation warranted his removal from the employment of the Commonwealth of Kentucky. 5 U.S.C. § 118k.

The proceeding before the Commission was instituted by its General Counsel in filing a Letter of Charges against Jarvis and the Commonwealth. 1 Answers were *341 filed thereto. Jarvis filed a motion to require the charges to be made (1) more specific by naming and otherwise identifying the person or persons who supplied the information upon which the charges were based, and (2) more definite and certain by naming and otherwise identifying the officers and employees referred to in the charges. A similar motion was filed by the Commonwealth.

The Hearing Examiner, on loan from the Interstate Commerce Commission, denied both motions but thereafter, and prior to the hearing, the Commission supplied both Jarvis and the Commonwealth with the names and addresses of all the employees whom it intended to use as witnesses. A full evidentiary hearing was held before the Hearing Examiner, at which Jarvis and the Commonwealth were both represented by counsel.

The Hearing Examiner filed his Preliminary Report to the Commission in which he found that the charges against Jarvis and the Commonwealth had been sustained by the evidence, and recommended Jarvis’ removal from employment. Subsequently, the Hearing Examiner filed his Final Report to the Commission, in which, on the same record which was before him in his Preliminary Report, he reversed himself and found that the charges had not been sustained by the evidence and recommended their dismissal.

The Commission in its Report and Order made detailed findings and determined that Jarvis had violated the Act and that his removal was warranted. In so doing, the Commission adopted the findings, conclusions and recommendations in the Hearing Examiner’s Preliminary Report not inconsistent with the Commission’s Report and Order and rejected the Examiner’s Final Report.

Jarvis and the Commonwealth then filed separate petitions in the District Court to obtain a judicial review of the order of the Commission. The cases were ordered consolidated by the Court. The *342 Commission filed a motion for summary-judgment.

The District Court, in a memorandum opinion, held that due process had been denied to Jarvis by the Commission in denying his motion to make the Letter of Charges more definite and certain by naming and otherwise identifying the other officers or employees referred to in the charges. The Court was under the mistaken belief that the names of employees had been furnished only to the Commonwealth and not to Jarvis, whereas the record shows, and it is conceded here, that they were furnished to counsel for both. In any event, the Court ruled that even the furnishing of the names was insufficient because Jarvis was not told which particular employees he had coerced, solicited, commanded or .advised.

The Court then entered an order setting aside the Commission’s order and remanding for a new hearing without reviewing the record. In the same order the Court denied the Commission’s motion for summary judgment.

Procedural Aspects of the Case We will first discuss the procedural aspects of the case. The District Court held only that the Commission erred in overruling the second ground of Jarvis’ motion, and that this deprived the plaintiffs of due process of law.

It is clear to us that General Counsel for the Commission, in furnishing to plaintiffs’ counsel the names and addresses of all of the employees whom he had intended to call as witnesses to support the charges, fully complied with the second ground of Jarvis’ motion. 2

The Harlan and Middlesboro offices of the Bureau of Employment Security were small offices, managed by Jarvis. Harlan had eight or nine employees, while Middlesboro had only three or four. All of these employees were subordinates of Jarvis. It was not necessary for the Commission otherwise to identify the employees claimed to have been coerced, solicited, commanded or advised, as held by the District Court. The Letter of Charges sufficiently identified them as being the employees in the two offices. Jarvis presided at the meeting at which the drawing took place. He knew the names of those who participated in the drawing and who made contributions. He cannot complain about not being informed of what he already knew. These employees were all interviewd by counsel for plaintiffs prior to the hearing. The record does not indicate that anyone was taken by surprise at the hearing.

There is no merit to the claim that the charges were vague and indefinite. To the contrary, they were clear and explicit and fairly advised the plaintiffs of what they would have to meet in order to prepare their defense. The Act required only “a notice setting forth a summary of the alleged violation and giving the time and place of the hearing.” 5 U.S.C. § 118k(b). The charges set forth a complete and detailed summary, and fully complied with the Act.

The District Court did not review the record but based its decision entirely on the procedural ground which we have held to be without merit. We think it would have been preferable for the District Court to have reviewed the record so that the entire case, and not just part of it, would be presented for review by the Appellate Court.

The parties have asked us to review the record, which was the function of the District Court initially. They were undoubtedly influenced by the long delay which has ensued in this case since *343 the alleged violation (September and October, 1962), and by the time and expense involved in the event of a second appellate review. If that occurred, the decision of the District Court would not relieve us of the duty of independently determining whether the Commission’s order is supported by substantial evidence and is in accordance with law. This is the sole purpose of judicial review of the Commission’s order. 5 U.S.C. § 118k(c); State of Oklahoma v. United States Civil Serv. Comm., 330 U.S. 127, 67 S.Ct. 544, 91 L.Ed. 794 (1947); State of Utah v. United States, 286 F.2d 30 (10th Cir. 1961) cert. denied 366 U.S. 918, 81 S.Ct. 1093, 6 L.Ed.2d 240 (1961).

Under these circumstances, it is within our discretion to review the record and we have decided to exercise it and to review the record now. Cf. O’Leary v.

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Bluebook (online)
382 F.2d 339, 8 A.L.R. Fed. 334, 1967 U.S. App. LEXIS 5208, Counsel Stack Legal Research, https://law.counselstack.com/opinion/c-o-jarvis-v-united-states-civil-service-commission-commonwealth-of-ca6-1967.