Butler v. Jordan

750 N.E.2d 554, 92 Ohio St. 3d 354
Ohio Supreme Court·Decided July 25, 2001·No. No. 99-1816·Published·Cited by 83 cases

Opinions

Douglas, J.

According to appellee’s complaint, Geraldine Jordan was the operator and primary care giver at Guardian Angel Day Care (“Guardian Angel”). Guardian Angel was a type-B day-care home certified by the Cuyahoga County Department of Human Services (“CCDHS”).1

On the morning of April 6, 1995, Venisha Butler, appellee, placed her eight-month-old son, Aaron, and two-year-old son, Sam, in the care of Jordan and Guardian Angel. At approximately 3:15 p.m., that same day, Butler returned to [355]*355Guardian Angel to pick up her children. When Jordan brought Aaron out to his mother, Aaron was not breathing and his body was cold. Butler noticed that there was a sticky substance around Aaron’s nose and mouth. When Aaron failed to respond to CPR, an ambulance was called. Aaron could not be revived and was pronounced dead on arrival at University Hospitals Rainbow Babies and Children’s Hospital. The sticky substance on Aaron’s face was the residue of tape that had been placed over Aaron’s nose and mouth.

On January 22, 1997, Butler filed a complaint in the Common Pleas Court of Cuyahoga County, naming Jordan, Guardian Angel, and CCDHS as defendants. The complaint alleged that CCDHS, appellant, was negligent and/or reckless in the licensing and certification of Guardian Angel, and that its negligence or recklessness was the proximate cause of Aaron’s death. On May 16, 1997, CCDHS filed a Civ.R. 12(B)(6) motion to dismiss Butler’s claims. CCDHS contended that it was immune from civil liability pursuant to R.C. 2744.02. On April 15, 1998, the trial court granted CCDHS’s motion to dismiss. Butler appealed.

The Court of Appeals for Cuyahoga County reversed the judgment of the trial court. The court of appeals held that R.C. 5104.11 imposed a duty upon appellant to inspect and license2 type-B day-care homes and that the failure to carry out that duty qualified as an exception to immunity under R.C. 2744.02(B)(5). The case is now before this court upon our allowance of a discretionary appeal.

R.C. Chapter 5104

R.C. Chapter 5104 provides the procedures for licensing, inspecting, and certifying publicly funded child day-care centers, type-A day-care homes, and type-B family day-care homes. Each facility has its own certification procedures. In the case of type-B family day-care homes, R.C. 5104.11(A) required a county department of human services, not the state, to inspect and certify type-B family day-care homes.

Former R.C. 5104.11(A) provided:

“[A]fter receipt of an application for certification from a type-B family day-care home, the county director of human services shall inspect and, if it complies with this chapter and any applicable rules adopted under this chapter, certify the type-B family day-care home to provide publicly funded child day-care pursuant to this chapter and any rules adopted under it.” (Emphasis added.) Sub.H.B. No. 155, 144 Ohio Laws, Part III, 3317.

[356]*356Former R.C. 5104.013(A)(2) provided:

“The director of a county department of human services, as part of the process of certification of type-B family day-care homes, shall request the superintendent of the bureau of criminal identification and investigation to conduct a criminal records check with respect to any authorized provider of a certified type-B family day-care home and any person eighteen years of age or older who resides in a certified type-B family day-care home.”3 (Emphasis added.) Am.Sub.H.B. No. 687, 145 Ohio Laws, Part IV, 6949.

Butler alleged in her complaint that CCDHS “was negligent and/or reckless in licensing and certifying Defendant Guardian Angel to provide day care services to infants.” In support of her complaint, Butler argues that Guardian Angel was a certified type-B family day-care home subject to inspections by CCDHS and that CCDHS failed to perform the mandatory criminal background checks on Guardian Angel’s day-care providers.4

R.C. Chapter 2744

R.C. 2744.02(A)(1) provides immunity to political subdivisions and their employees for torts caused by any act or omission of a political subdivision or its employee. R.C. 2744.02(B) sets forth exceptions to that grant of immunity. Specifically, R.C. 2744.02(B)(5) provides:

“In addition to the circumstances described in divisions (B)(1) to (4) of this section, a political subdivision is liable for injury, death, or loss to persons or property when liability is expressly imposed upon the political subdivision by a section of the Revised Code * * *. Liability shall not be construed to exist under another section of the Revised Code merely because a responsibility is imposed upon a political subdivision or because of a general authorization that a political subdivision may sue and be sued.”

[357]*357Appellant argues that within the meaning of R.C. 2744.02(B)(5), R.C. 5104.11 does not expressly impose liability upon a political subdivision for failure to inspect and for negligent certification of type-B family homes. We agree.

In order to determine the immunity of a political subdivision pursuant to the Political Subdivision Tort Liability Act, a three-tiered analysis of R.C. Chapter 2744 is required. We set forth that analysis in Cater v. Cleveland (1998), 83 Ohio St.3d 24, 28, 697 N.E.2d 610, 614, and in Campbell v. Burton (2001), 92 Ohio St.3d 336, 750 N.E.2d 539. We will not repeat that discussion here. After applying the three-tiered analysis we hold that the exception to political subdivision immunity found in R.C. 2744.02(B)(5) does not apply.

Within the meaning of R.C. 2744.02(B)(5), the term “liability” refers to either criminal or civil liability. Campbell v. Burton, supra. However, unlike R.C. Chapter 2151, which we reviewed in Campbell, R.C. Chapter 5104 provides no penalties for violation of statutory duties. R.C. 5104.99 does impose penalties for violations of R.C. 5104.02, 5104.09(B), and 5104.09(C), but none of these sections deals with the duty of a political subdivision to inspect or certify a type-B family day-care home. Accordingly, we hold that within the meaning of R.C. 2744.02(B)(5), R.C. 5104.11 does not expressly impose liability on a political subdivision for failure to inspect or for the negligent certification of a type-B family day-care home even where the political subdivision has completely ignored the obligations imposed upon it by the statute. Further, after an extensive review of pertinent sections of the Revised Code, we also find that within the meaning of R.C. 2744.02(B)(5), no other section of the Revised Code expressly imposes liability on a political subdivision for failure to inspect or for the negligent certification of a type-B family day-care home.

Appellee, like the court of appeals, relies upon Globe Am. Cas. Co. v. Cleveland (1994), 99 Ohio App.3d 674, 679, 651 N.E.2d 1015, 1018, to support the proposition that a statute, by imposing an express duty, also imposes express liability. However, R.C. 2744.02(B)(5) specifically provides to the contrary. “Expressly” means “in direct or unmistakable terms: in an express manner: explicitly, definitely, directly.” (Emphasis added.) Webster’s Third New International Dictionary (1986) 803. Clearly, neither R.C.

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Butler v. Jordan, 750 N.E.2d 554, 92 Ohio St. 3d 354 (Ohio 2001).

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