Butler Manufacturing Co. v. Americold Corp.

148 F.R.D. 275, 1993 U.S. Dist. LEXIS 4635
CourtDistrict Court, D. Kansas
DecidedApril 1, 1993
DocketNos. 92-2118-JWL, 92-2354, 92-2355, 92-2361, 92-2375, 92-2397, 92-2427, 92-2429, 92-2458 and 93-2024
StatusPublished
Cited by11 cases

This text of 148 F.R.D. 275 (Butler Manufacturing Co. v. Americold Corp.) is published on Counsel Stack Legal Research, covering District Court, D. Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Butler Manufacturing Co. v. Americold Corp., 148 F.R.D. 275, 1993 U.S. Dist. LEXIS 4635 (D. Kan. 1993).

Opinion

MEMORANDUM AND ORDER

LUNGSTRUM, District Judge.

On March 8, 1993, the court held a hearing on three related matters: the motion of plaintiffs Fleming Companies, Inc., et al, to compel production of a recorded statement of Richard Rentz (“Rentz”) (doc. # 136); the motion of ReTurn, Inc., for protective order (doc. # 145); and the motion of plaintiff Earth Elements, Inc. to compel ReTurn, Inc., to produce Rentz’s statement (doc. # 150). Mr. Rentz is part-owner and vice-president of ReTurn, Inc. That corporation operated a business at 6500 Inland Drive, Kansas City, Kansas, with space leased from defendant Americold Corporation.

[277]*277This dispute arose during the deposition of Rentz when the witness referred to a recorded statement he had given to a cause and origin investigator for Amerieold on January 2, 1992. The day before the deposition, lawyers from ReTurn Inc., had requested a copy of the statement from Amerieold’s counsel pursuant to Fed.R.Civ.P. 26(b)(3). Ameri-cold’s lawyers provided it to counsel for ReTurn, Inc. pursuant to that request.

At that deposition, plaintiffs’ lawyer demanded a copy of the statement from both Americold’s counsel and attorneys for ReTurn, Inc. Both refused to produce the statement, claiming Americold’s work product privilege. Thereafter, plaintiff Earth Elements, Inc., served a subpoena upon ReTurn, Inc., seeking production of the statement. ReTurn, Inc., moved for protective order, and plaintiffs moved to compel production of the statement from ReTurn, Inc., and from Amerieold.

For the reasons set forth below, the court, at the telephone hearing, denied the motions filed by Fleming Companies, et al. (doc. # 136) and by Earth Elements, Inc. (doe. # 150) and granted the motion filed by ReTurn, Inc. Because the issues involved in these motions could resurface in this potentially protracted litigation, this court has chosen to set out its reasoning, in short form, in this memorandum and order, admittedly borrowing liberally from the defendant’s proposed draft order.

The court concludes that the Rentz statement is clearly the work product of Americold because it was taken in anticipation of litigation. The court rejects plaintiffs’ argument that the statement is not work product because Rentz feels he may have been misled into giving the statement or because the questioner may not have specifically informed Rentz the statement was being taken in anticipation of litigation. Plaintiffs have cited no authority, and the court has found none, holding that misrepresentation as to the purpose of taking the statement invalidates work product immunity or that a questioner must state that a statement is being taken in anticipation of litigation before work product attaches. The plain language of Fed.R.Civ.P. 26(b)(3) contains no such implication and plaintiffs’ argument that the statement is not work product because the witness felt he was “led to believe” that the purpose for taking his statement was merely to assist in fighting the fire is without merit.

Even though the statement is clearly work product, the question arises whether the immunity was waived either by Americold furnishing a copy to Rentz’s lawyer or failing to include it on Americold’s initial privilege log. The court concludes that Amerieold did not waive its work product protection by providing Rentz’s lawyer with a copy of his statement pursuant to Rule 26(b)(3). See In re Convergent Technologies Second Half 1981 Securities Litigation, 122 F.R.D. 555, 564-65 (N.D.Calif.1988) (work product protection attached to a non-party statement remains valid under Fed.R.Civ.P. 26(b)(3) even though the witness requests and receives a copy of the statement). See also Wright & Miller, Federal Practice and Procedure: Civil § 2024 (1970).

Moreover, the court is not willing to hold that failure to list the statement on the privilege log constituted a waiver. Failure to list is certainly a factor that the court considered, but, in light of the vast quantity of documents involved and all of the other factors militating against compelling disclosure, the court does not consider it determinative.1

Plaintiffs forcefully contend that, irrespective of word product analysis, the statement should be produced pursuant to Fed. R.Evid. 612, which provides in pertinent part that if a witness uses a writing to refresh his or her memory for the purpose of testifying, an adverse party is entitled to have the writing produced under certain circumstances. Rule 612 requires that a party meet three conditions before it obtains documents used [278]*278by a witness prior to testifying: (1) the witness must use the writing to refresh his or her memory; (2) the witness must use the writing for the purpose of testifying; and (3) the court must determine that production is necessary in the interests of justice. See also Sporck v. Peil, 759 F.2d 312, 317 (3d Cir.), cert. denied, 474 U.S. 903, 106 S.Ct. 232, 88 L.Ed.2d 230 (1985). A showing must be made that the document actually influenced the witness’ testimony. Id. See also 3 Jack B. Weinstein & Margaret A. Berger, Weinstein on Evidence, para. 612[01] (1992).

At the deposition of Rentz, the witness was asked only cursorily about refreshing his recollection by use of the statement. Although he answered in the affirmative, it is clear in context that he was neither called upon to explain the extent or scope of the refreshing, nor did he undertake on his own initiative to describe the same. The court believes that a party must delve more thoroughly into the circumstances in order to furnish an adequate basis to use Rule 612 as a tool to obtain disclosure of an otherwise protected document where existence is uncovered in connection with a deposition. Nonetheless, the court has reviewed Rentz’s statement in camera, as well as his deposition testimony and his affidavit attached in support of Am-ericold’s memorandum in opposition, in which he states that he did not use the statement to refresh his memory as to the matters on which he testified at his deposition. After reviewing Rentz’s statement and the deposition, the court finds that nothing in the recorded statement contradicts Rentz’s affidavit. Rentz’s deposition testimony is much more extensive concerning the subject matter on which he testified than is his recorded statement nor does there appear to have been any unfair advantage gained by use of the statement which would open the door to disclosure per the policy underlying Rule 612.

In order to be entitled to production of the statement, the court also believes that Judge Weinstein’s analysis that a party must show substantial need and inability to obtain the equivalent discovery through other methods, such as deposition testimony, is sound in these circumstances. See Weinstein, surpa. Rentz appeared for his deposition and offered testimony which was much more substantial and extensive concerning the subject matter on which he was questioned than that contained in his statement.

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Bluebook (online)
148 F.R.D. 275, 1993 U.S. Dist. LEXIS 4635, Counsel Stack Legal Research, https://law.counselstack.com/opinion/butler-manufacturing-co-v-americold-corp-ksd-1993.