Burgess v. New York Stock Exchange

181 F. Supp. 2d 337, 2002 U.S. Dist. LEXIS 350, 2002 WL 44142
CourtDistrict Court, S.D. New York
DecidedJanuary 9, 2002
Docket00 Civ. 9486(VM)
StatusPublished
Cited by4 cases

This text of 181 F. Supp. 2d 337 (Burgess v. New York Stock Exchange) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Burgess v. New York Stock Exchange, 181 F. Supp. 2d 337, 2002 U.S. Dist. LEXIS 350, 2002 WL 44142 (S.D.N.Y. 2002).

Opinion

DECISION AND AMENDED ORDER

MARRERO, District Judge.

Plaintiff pro se, Richard Burgess (hereinafter “Burgess”), commenced the present action against his former employer, The New York Stock Exchange (hereinafter the “Exchange”), alleging misconduct on the part of the Exchange in violation of Title VII of the Civil Rights Act of 1964, 1 the Age Discrimination in Employment Act of 1967, 2 and the Americans with Dis *338 abilities Act of 1990. 3 This matter comes before the Court on the Exchange’s motion to dismiss in lieu of an answer. On December 19, 2001, the Court issued an Order granting the Exchange’s motion and dismissing the complaint in its entirety. This Decision and Amended order is intended to expand upon the Court’s earlier ruling and to set forth the Court’s rationale.

FACTS AND PROCEDURAL HISTORY

Burgess filed the present action under § 2000e, the ADEA and the ADA on December 14, 2000. The Court sent Burgess an Initial Letter to the Pro Se Plaintiff on January 24, 2001, which expressly instructed him to serve the summons and complaint and to file proof of service. Having failed to do so in a timely manner, the Court issued a subsequent Order on April 23, 2001, directing Burgess to file proof of service by April 30, 2001, or to show cause why the complaint should not be dismissed. Although the record in this matter reflects that proof of service was not filed until May 11, 2001, the court accepted Burgess’s filing.

On May 21, 2001, the Exchange moved to dismiss the complaint in its entirety pursuant to Rules 12(b)(1) and 12(b)(6) of the Federal Rules of Civil Procedure for, inter alia, lack of subject matter jurisdiction. Alternatively, the Exchange moved for summary judgment on the retaliation claim under § 2000e pursuant to Rule 56 of the Federal Rules of Civil Procedure. As a threshold matter, the Exchange argues that this Court lacks jurisdiction over the present controversy because the only claim raised by Burgess in his administrative proceedings before the New York State Division of Human Rights (hereinafter “NYSDHR”) was a claim of discrimination based on race, and consequently, that Burgess has failed to exhaust his administrative remedies with respect to new claims of age discrimination, disability discrimination and retaliation asserted here. With respect to the Rule 56 portion of its motion, the Exchange’s Notice of Motion properly included the Local Rule 56.2 Notice to Pro Se Litigant Opposing Motion for Summary Judgment, explicitly directing Burgess to respond to the arguments raised in the Exchange’s motion.

Notwithstanding receipt of the motion and the Local Rule 56.2 notice, Burgess failed, in any meaningful way, to oppose or to respond to the Exchange’s motion for several weeks. In June 2001, Burgess sent directly to Chambers a “Memorandum of Law in Support of Not Dismissing for Summary Judgment.” Despite labeling his submission a “Memorandum,” in actuality, Burgess simply assembled a collection of debatably relevant correspondences from an attorney not representing Burgess in the present action, documents relating to prior investigations by the Securities and Exchange Commission and documents relating to Supplemental Security Income awarded to Burgess. In July 2001, Burgess sent another correspondence purporting to be a statement as to why this Court should not dismiss the case. Again, Burgess failed to confront the threshold argument that his new claims were never substantively addressed in administrative proceedings and merely attached the same type of documents attached to his June submission.

In July 2001, it became apparent to the Court that none of Burgess’s submissions were being filed with the Clerk of Court or being served upon the Exchange. For the benefit of a complete record, the Court docketed these submissions on Burgess’s behalf. On July 27, 2001 the Court issued *339 another Order, this time directing Burgess to serve an opposition to the Exchange’s motion, together with any memoranda, and to file proof of service with the Court. Having no other recourse but to treat Burgess’s haphazard collection of documents as a response to its motion, the Exchange filed its reply on August 17, 2001.

On October 10, 2001, Burgess purported to file an additional “Reply Memorandum in Support of Not Dismissing or, in the Alternative, for Summary Judgment.” Once again, Burgess failed to address the threshold argument of exhaustion of his administrative remedies and merely reiterated Burgess’s belief that his conduct did not breach the Exchange’s ethics rules.

Although the Court has treated Burgess with the utmost leniency, affording him every reasonable opportunity to oppose the present motion, and although the Exchange has also provided Burgess with all of the notices required for pro se plaintiffs, the Exchange’s motion is essentially unopposed. The parties and the Court are left to divine some substantive legal opposition to the Exchange’s motion. Because no convincing arguments appear in Burgess’s haphazard submissions, the Exchange’s motion to dismiss pursuant to Rule 12(b)(1) is granted.

DISCUSSION

The record, as reflected in the pleadings, evinces that Burgess filed an administrative proceeding before the NYSDHR on April 21, 1998. (See Defendant’s Notice of Motion, dated May 21, 2001 (hereinafter “Notice of Motion”), Ex. L). 4 Although Burgess claims that he ultimately obtained a right to sue letter from the United States Equal Employment Opportunity Commission (hereinafter “EEOC”), it is apparent that the only claim addressed in his administrative proceedings was an allegation of racial discrimination. In particular, Burgess asserts that “[t]he reasons given to me by Frank Ashen for suspending and terminating my employment were pretextual to permit the Respondent to unlawfully discriminate against me because I am Black, and I have been injured, thereby.” (Id.).

This allegation of racial discrimination is the only substantive claim in Burgess’s complaint in the NYSDHR proceedings. The pleadings fail to reflect any administrative consideration of any other claims. Therefore, it is clear that Burgess never exhausted his administrative remedies with respect to the newly alleged claims of age discrimination, disability discrimination and retaliation asserted here.

It is well-settled that this Court has jurisdiction only over claims of age discrimination, disability discrimination and retaliation that were properly brought in administrative proceedings, or such claims that may be “reasonably related” to a charge filed in administrative proceedings. See Stewart v. United States Immigration and Naturalization Service, 762 F.2d 193

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Bluebook (online)
181 F. Supp. 2d 337, 2002 U.S. Dist. LEXIS 350, 2002 WL 44142, Counsel Stack Legal Research, https://law.counselstack.com/opinion/burgess-v-new-york-stock-exchange-nysd-2002.