Bunnell v. INDUSTRIAL COM'N OF UTAH

740 P.2d 1331, 62 Utah Adv. Rep. 9, 1987 Utah LEXIS 759
CourtUtah Supreme Court
DecidedJuly 28, 1987
Docket860196
StatusPublished
Cited by22 cases

This text of 740 P.2d 1331 (Bunnell v. INDUSTRIAL COM'N OF UTAH) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bunnell v. INDUSTRIAL COM'N OF UTAH, 740 P.2d 1331, 62 Utah Adv. Rep. 9, 1987 Utah LEXIS 759 (Utah 1987).

Opinions

DURHAM, Justice:

Plaintiff appeals from a decision of the Industrial Commission that affirmed without comment an administrative law judge’s dismissal of plaintiff’s claim for total disability benefits. Plaintiff claims that he was denied due process of law by the manner in which the administrative law judge conducted the hearing and that the admin-istative law judge’s conclusions were internally inconsistent and against the substantial, competent, and uncontradicted evidence presented by plaintiff. We agree with plaintiff’s first claim; we reverse and remand for rehearing before another administrative law judge.

Plaintiff suffered serious injuries in 1953 while employed as a carpenter by Geneva Steel. When the accident occurred, plaintiff was standing on a catwalk directing the erection of arches to support a roof over one of the open hearth furnaces. An arch carried by a crane struck plaintiff and he lost his footing on the catwalk. Plaintiff fell about fifteen feet to the floor of the red-hot furnace, where he lay until co-workers reached him thirty to fifty seconds later. He was taken to the Geneva dispensary and then to a hospital where he regained consciousness five days later. Plaintiff’s injuries were grievous: he fractured his left wrist and several fingers on that hand, fractured his right leg, fractured five ribs on his right side, suffered a depressed skull fracture, and was burned. In 1955, plaintiff received an award of $866.25, which represented a 15 percent permanent partial disability. Plaintiff, who was fifty at the time of the accident, eventually returned to full-time employment at Geneva and retired in 1968. He brought this claim in 1985 alleging that the respiratory problems he had suffered from the time of the accident to the present were attributable to damage he sustained when the superheated air he breathed while lying on the furnace floor scorched his lungs. Plaintiff presented evidence indicating that prior to the accident he had had no lung problems as an adult, but immediately after the accident he developed a chronic “smoker’s cough,” although he had never smoked.

After the accident, plaintiff had to drastically reduce his physical activities and suffered frequently from pneumonia for which he was hospitalized several times. Plaintiff received treatment for lung ailments from 1968 to the present. He presented evidence of several tentative diagnoses, including epilepsy and emphysema, that had been made over the years. All of these diagnoses were rejected after further examination and treatment. Plaintiff also submitted a statement by a doctor specializing in pulmonary medicine, who examined plaintiff in 1985 and concluded that he suffered from severe obstructive pulmonary disease for which there was no clear precipitating cause. The statement said that the doctor believed the accident was a contributing factor in plaintiff’s condition.

[1333]*1333It is true that there have been cases in which the claimant has presented more compelling evidence. However, every person who brings a claim in a court or at a hearing held before an administrative agency has a due process right to receive a fair trial in front of a fair tribunal. Anderson v. Industrial Commission, 696 P.2d 1219, 1221 (Utah 1985). “Fairness requires not only an absence of actual bias, but endeavors to prevent even the possibility of unfairness.” Id. at 1221.1 In reviewing the Commission’s rulings on constitutional challenges, this Court applies a correction-of-error standard with no deference to the Commission’s expertise. Utah Department of Administrative Services v. Public Service Commission, 658 P.2d 601, 608 (Utah 1983). Our review of the record persuades us that the manner in which the administrative law judge conducted this hearing was sufficiently unfair as to constitute a denial of plaintiff’s constitutional right to a fair hearing.

The manner in which the judge conducted the hearing below was unacceptable for several reasons: the administrative law judge insisted on strict application of the hearsay rule although that rule does not apply in administrative hearings; the record reflects an atmosphere in which plaintiff’s witnesses were inhibited and intimidated by the judge’s conduct, and felt defensive and hesitant to testify; the judge interfered with plaintiff’s counsel’s ability to make a record and argue the evidence; and the judge gave the appearance of having decided the case without even considering the medical records. The dissent minimizes this behavior as “impatience” and a lack of “temperate neutrality.” We think the record reflects a far more serious systematic failure to conduct a fair hearing.

Plaintiff attempted to offer the statements of treating physicians (now unavailable as witnesses) concerning the damage caused by the accident, but the administrative law judge rejected the statements as hearsay. There was no reason for the rejection of the statements on that basis. Utah Code Ann. § 35-1-88 (1974) reads: “Neither the commission nor its hearing officers shall be bound by the usual common-law or statutory rules of evidence.” See also Utah R.Evid. 1101 (Rules of Evidence apply to all actions and proceedings in courts with certain enumerated exceptions). We have repeatedly held that the hearsay rule does not apply in administrative hearings. See, e.g., Schmidt v. Industrial Commission, 617 P.2d 693, 696 (Utah 1980); Gardner v. Edward Gardner Plumbing & Heating, 693 P.2d 678, 681-82 (Utah 1984). An administrative law judge must be guided by fairness in determining what evidence to accept and what to hold inadmissible. All that is necessary is that admitted evidence have some probative weight and reliability. Trotta v. Department of Employment Security, 664 P.2d 1195, 1198 (Utah 1983).

In this case for no proper reason, the administrative law judge rejected plaintiff’s wife’s testimony concerning statements made by physicians treating her husband. We have examined the medical records available to the administrative law judge and think it unfair to the point of error for the judge to have rejected hearsay supplementation of those records. Many of the records concerning the 1953 accident remained in the control of Geneva Steel. The records are self-contradictory and obviously incomplete. For example, one medical record summary prepared by one of Geneva’s doctors for consideration by the industrial panel in 1955 placed the broken ribs on [1334]*1334plaintiffs left rather than right side, the progress notes chronicling plaintiffs fifteen-day hospitalization contain only three entries, and the doctor’s order sheet from the same hospitalization is suspiciously brief and refers cryptically to “verbal” orders without further clarification. The administrative law judge improperly refused to admit the testimony of plaintiffs wife as that testimony was highly probative in light of the condition of the medical records.

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Bunnell v. INDUSTRIAL COM'N OF UTAH
740 P.2d 1331 (Utah Supreme Court, 1987)

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Bluebook (online)
740 P.2d 1331, 62 Utah Adv. Rep. 9, 1987 Utah LEXIS 759, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bunnell-v-industrial-comn-of-utah-utah-1987.