Bullion Trading LLC v. J.P. Morgan Chase Bank, N.A.

CourtDistrict Court, S.D. New York
DecidedJune 22, 2026
Docket1:25-cv-05980
StatusUnknown

This text of Bullion Trading LLC v. J.P. Morgan Chase Bank, N.A. (Bullion Trading LLC v. J.P. Morgan Chase Bank, N.A.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bullion Trading LLC v. J.P. Morgan Chase Bank, N.A., (S.D.N.Y. 2026).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK BULLION TRADING LLC, Plaintiff, Case No. 1:25-cv-05980 (JLR) -against- OPINION AND ORDER J.P. MORGAN CHASE BANK, N.A., Defendant. JENNIFER L. ROCHON, United States District Judge: Plaintiff Bullion Trading LLC (“Plaintiff” or “Bullion Trading”) brings this action against Defendant JPMorgan Chase Bank, N.A. (“Defendant” or “Chase”) for allegedly blocking or reversing wire transfers from Chase accountholders to Bullion Trading’s account at Waterfall Bank and telling customers that Bullion Trading is a fraudulent or scam business. See Dkt. 1-1 (“Compl.” or the “Complaint”) ¶¶ 2, 13. Chase moves to dismiss the Complaint in its entirety. Dkt. 8 (“Mot.”). For the reasons that follow, the motion to dismiss is GRANTED. BACKGROUND I. Factual Background The following facts are drawn from the Complaint and taken as true for purposes of this motion. See Costin v. Glens Falls Hosp., 103 F.4th 946, 952 (2d Cir. 2024). Bullion Trading buys and sells precious metals, including gold, to customers nationwide. Compl. ¶ 8. To facilitate its sales, Bullion Trading maintains a business bank account at Waterfall Bank, where customers may direct wire transfers to pay for their purchases. Id. ¶ 10. Some of Bullion Trading’s customers bank with Chase and, therefore, initiate payments to Bullion Trading’s Waterfall Bank account from their Chase accounts. Id. Bullion Trading alleges that, beginning in 2024 and continuing into 2025, Chase prevented or reversed legitimate wire transfers from Chase accountholders intended for Bullion Trading’s Waterfall Bank account. Id. ¶¶ 2, 11-12. It further alleges that Chase “[a]dvised certain would-be senders that Bullion Trading is ‘fraudulent’ or operating a ‘scam.’” Id. ¶ 13; see also id. ¶ 3. According to Bullion Trading, at least one nearly certain sale was lost because a Chase customer, having been falsely informed that Bullion Trading might be a fraudulent

company, chose not to proceed with the transaction. Id. ¶ 17. Other customers allegedly remained willing to purchase from Bullion Trading but had to use alternative payment methods that led to delays, administrative issues, and certain “lost opportunities.” Id. ¶ 18. As a result, Bullion Trading claims that it has suffered operational and reputational harm, lost revenue, and economic losses totaling at least $500,000. Id. ¶¶ 5, 19. The Complaint asserts five causes of action: (1) wrongful refusal to execute valid payment orders or lack of good faith in violation of New York Uniform Commercial Code (“NYUCC”) Article 4-A, (2) trade libel, (3) tortious interference with business relationships, (4) violation of New York General Business Law (“GBL”) § 349, and (5) a request for injunctive

relief. Id. ¶¶ 20-46. II. Procedural History Bullion Trading commenced this action on June 23, 2025, in New York State Supreme Court. See Compl. On July 22, 2025, Chase timely removed the action to federal court, where it was assigned to the undersigned. See Dkt. 1. Shortly thereafter, on September 10, 2025, Chase moved to dismiss the Complaint pursuant to Federal Rule of Civil Procedure (“Rule”) 12(b)(6) for failure to state a claim on which relief can be granted. See Mot.; Dkt. 9 (“Br.”); Dkt. 10 (“Simson Decl.”). On November 14, 2025, Bullion Trading filed its opposition, see Dkt. 16 (“Opp.” or the “Opposition”), and Chase replied on December 15, 2025, Dkt. 17 (“Reply”). Later, on May 29, 2026, Chase submitted a notice of supplemental authority. See Dkt. 18; Dkt. 18-1. The motion is thus fully briefed. LEGAL STANDARD To survive a Rule 12(b)(6) motion to dismiss, a complaint must “contain[] sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face.” Francis v. Kings Park Manor, Inc., 992 F.3d 67, 72 (2d Cir. 2021) (en banc) (quoting Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)). The Court “accept[s] all factual allegations as true, and draw[s] all

reasonable inferences in the plaintiff’s favor.” DiFolco v. MSNBC Cable L.L.C., 622 F.3d 104, 110-11 (2d Cir. 2010) (quoting Shomo v. City of New York, 579 F.3d 176, 183 (2d Cir. 2009)). However, a complaint must allege “more than a sheer possibility that a defendant has acted unlawfully.” Iqbal, 556 U.S. at 678. In making its determination, a court is generally limited to the “facts stated on the face of the complaint,” as well as “documents appended to the complaint or incorporated in the complaint by reference,” “matters of which judicial notice may be taken,” and documents “‘integral’ to the complaint.” Goel v. Bunge, Ltd., 820 F.3d 554, 559 (2d Cir. 2016) (citation omitted); see also Chambers v. Time Warner, Inc., 282 F.3d 147, 153 (2d Cir. 2002) (“[A] court may consider documents attached to the complaint as an exhibit or

incorporated in it by reference, . . . matters of which judicial notice may be taken, or . . . documents either in plaintiffs’ possession or of which plaintiffs had knowledge and relied on in bringing suit.” (omissions in original) (internal quotation marks and citation omitted)). DISCUSSION I. Judicial Notice Chase asks the Court to consider several materials submitted with the Simson Declaration and the Notice of Supplemental Authority: (1) the verified complaint and affidavit filed in United States of America v. $247,756.21 in U.S. Currency, No. 25-cv-00024 (E.D. Ky.) (the “Seizure Action”), Dkt. 10-1; (2) the Seizure Action docket sheet, Dkt. 10-2; (3) a process receipt and return filed in the Seizure Action, Dkt. 10-3; (4) the district court’s opinion on the motion to dismiss filed in the Seizure Action, Dkt. 18-1; (5) and Chase’s Deposit Account Agreement (“DAA”), Dkt. 10-4. Br. at 4 n.2; Reply at 3-4; Dkt. 18 at 1. Bullion Trading argues that these materials are extrinsic and that, at most, the Court may take judicial notice of the existence of the Seizure Action, not the truth of the allegations in the associated filings. Opp. at 7, 9. The Court

agrees with Bullion Trading. “[C]ourts routinely take judicial notice of documents filed in other courts, . . . not for the truth of the matters asserted in the other litigation, but rather to establish the fact of such litigation and related filings.” Kramer v. Time Warner Inc., 937 F.2d 767, 774 (2d Cir. 1991); see, e.g., Rothman v. Gregor, 220 F.3d 81, 92 (2d Cir. 2000) (taking judicial notice of complaint in related civil action); Giraldo v. Kessler, 694 F.3d 161, 164 (2d Cir. 2012) (taking judicial notice of complaint in a state criminal prosecution); Michael Grecco Prods., Inc. v. RADesign, Inc., 112 F.4th 144, 148 & n.1 (2d Cir. 2024) (taking judicial notice of plaintiff’s prior filed copyright cases), cert. denied, 145 S. Ct. 2792 (2025). The Court therefore takes judicial notice

of the existence of the Seizure Action and the documents filed therein, including Dkts. 10-1, 10- 2, 10-3, and 18-1, but does not accept the truth of the underlying factual allegations to resolve disputed issues on this motion. In particular, the Court does not treat the materials as establishing that Bullion Trading is a fraudulent company, that the specific transfers alleged in this action were fraudulent, or that Chase’s alleged statements were true. The Court next considers whether to take judicial notice of the DAA, see Reply at 4, and declines to do so. The DAA “governs Chase’s relationship with its deposit account customers.” Br. at 1; see also Dkt. 10-4.

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