Bullard v. Alcan Aluminum Corp.

113 F. App'x 684
CourtCourt of Appeals for the Sixth Circuit
DecidedNovember 3, 2004
Docket03-5334
StatusUnpublished
Cited by8 cases

This text of 113 F. App'x 684 (Bullard v. Alcan Aluminum Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bullard v. Alcan Aluminum Corp., 113 F. App'x 684 (6th Cir. 2004).

Opinions

STEEH, District Judge.

In this diversity case under Kentucky law concerning an alleged retaliatory discharge for pursuing a workers’ compensation claim, defendant Alcan Aluminum Corporation appeals the district court’s denials of summary judgment and judgment as a matter of law following a $370,400.00 jury verdict in favor of plaintiff Gregory Bullard, a verdict reduced by the district court to $363,984.64. Upon de novo review, we affirm.

I

Gregory Bullard began working for Al-can in 1995 as a technician whose primary responsibility was operating a forklift. Bullard’s job entailed hauling remelted aluminum across a 40-acre factory, frequently driving the forklift in reverse “to save some time.” Bullard began treating with chiropractor Dr. Merrill Patterson in 1996 after experiencing a stiff neck, headaches, and numbness in his arms and fingers. Dr. Patterson told Bullard that neck x-rays appeared normal. Bullard’s symptoms nonetheless continued to get worse, and in the summer of 1999, he told a plant safety representative and a supervisor that he “was going to the doctor because I couldn’t take that fork truck anymore, the headaches, the numbness and something had to be done.”

Dr. Patterson x-rayed Bullard’s neck a second time on August 17, 1999, telling Bullard “[yjour neck is destroyed.” Dr. Patterson wrote an August 18, 1999 letter to Alcan:

Mr. Bullard has been diagnosed with C6-C7 cervical disc degeneration deterioration producing left brachial plexus neuritis. There is extensive osteophytosis and fusing of C6-C7 vertbal [sic] bodies oecuring [sic].
I recommend he permanently refrain from looking back driving a tow motor at work.
I further suggest no lifting over 20 lbs. for two weeks commencing today.

Bullard gave Dr. Patterson’s letter to nurses at the Alcan plant, and a copy of the letter to his team leader Larry Car-lisle. Bullard also told the plant nurses he was going to “make” a workers’ compensation claim. According to Bullard, Alcan’s nurses told him he needed a second opinion from a neurosurgeon to qualify for a permanent job restriction.

Using addresses supplied by the nurses, Bullard made an appointment with neurosurgeon Dr. Richard Berkman, who performed an MRI, and afterwards told Bullard that his neck was “destroyed by that fork truck at work.” Bullard returned to the plant and told the nurses he was going to file a workers’ compensation claim based on Dr. Berkman’s assessment. Bullard provided Alcan with a note from Dr. Berkman on September 7, 1999, recommending that Bullard undergo neck surgery. Bullard was told by the plant nurses that “if I did not get the surgery I did not have a job.” Bullard worked in a “light duty” area at Alcan from August 1999 until September 7,1999.

Dr. Berkman performed neck surgery upon Bullard on September 23,1999. Bullard thereafter presented supervisor Devon Harper with a note from Dr. Berkman indicating a “total disability.” Bullard [687]*687asked Harper for a “lighter job” working with computers in either the information systems department or in accounting. The request was denied. Instead, Bullard was placed on sick-leave at full pay and benefits, and was not required to report to work. In January 2000, Harper called Bullard to inquire about a tuition benefit that was to be paid to Western Kentucky University (“WKU”) for classes Bullard was scheduled to take before his neck surgery. Harper later approved Bullard’s request to use the tuition money to take correspondence courses at WKU, while clarifying Alcan’s general policy not to provide tuition refund benefits to employees on sick-leave because “if they are able to go to school we expect them to come to work.” Harper later learned Bullard was attending classes at WKU on campus. On April 9, 2000, Bullard met with Alcan’s Harper and Carlisle at the plant, where Bullard was confronted about his representations that he was taking correspondence courses at WKU. Bullard, Harper, and Carlisle met again on April 12, 2000, and Bullard was discharged. Harper told Bullard he was fired for his misrepresentations about taking correspondence courses. According to Bullard, Carlisle also told him when the two were briefly alone that “you’re being fired for making a false worker’s comp, claim” by claiming that the neck injuries are related to driving a forklift for Alcan. Bullard applied for workers’ compensation benefits on April 26, 2000, two weeks after his discharge, and filed this federal diversity action on May 5, 2000 alleging a wrongful retaliatory discharge.

With respect to the workers’ compensation claim, an administrative law judge (“ALJ”) with the Kentucky Department of Workers’ Claims issued an Opinion Award and Order on October 24, 2000, awarding Bullard permanent partial disability benefits of $123.75 per week for 425 weeks, and temporary total disability benefits of $440.00 per week for the period of September 8, 1999 through June 5, 2000. Bullard was also awarded Vocational Rehabilitation (“VR”) benefits as a “claimant unable to perform work for which he has previous training or experience.” Alcan pursued administrative and state court appeals, and on February 19, 2004, the Supreme Court of Kentucky affirmed the ALJ’s award, in part, concluding there was substantial medical evidence in the record to support the finding of a possibility that Bullard’s medical condition was caused by his work, and that Bullard’s workers’ compensation claim was filed within the two-year statute of limitations period of KRS § 342.185. However, the Kentucky Supreme Court reversed that part of the ALJ’s decision finding that Bullard had complied with the statutory notice requirement of KRS 342.185(1):

The filing of this [April 26, 2000] claim eight months after Bullard first learned [by way of Dr. Patterson’s August 18, 1999 letter] that his degenerative condition was work-related did not satisfy the statutory requirement to give notice “as soon as practicable.” Thus, we remand this case to the ALJ for á determination of whether the employer “was mislead [sic] to his injury thereby,” KRS 342.200, supra, i.e., was prejudiced by the failure to receive timely notice.

In the interim, on March 1, 2001, Alcan moved in federal district court for summary judgment of Bullard’s retaliatory discharge claim, arguing that the ALJ’s finding that Alcan did not receive notice of Bullard’s work-related injury under KRS § 342.185(1) until Bullard filed his worker’s compensation claim on April 26, 2000 collaterally estopped Bullard from attempting to prove in federal court that Alcan knew prior to Bullard’s April 12, 2000 discharge that he was pursuing a [688]*688workers’ compensation claim. Alcan asserted it could not be held hable for an unlawful retaliatory discharge consistent with the ALJ’s determination that Alcan first learned of Bullard’s work-related injury claim only after Bullard had been fired.

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Bluebook (online)
113 F. App'x 684, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bullard-v-alcan-aluminum-corp-ca6-2004.