Bryan v. John Bean Division of FMC Corp.

566 F.2d 541, 2 Fed. R. Serv. 919
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 20, 1978
DocketNo. 75-3657
StatusPublished
Cited by48 cases

This text of 566 F.2d 541 (Bryan v. John Bean Division of FMC Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bryan v. John Bean Division of FMC Corp., 566 F.2d 541, 2 Fed. R. Serv. 919 (5th Cir. 1978).

Opinion

GODBOLD, Circuit Judge:

Plaintiff, an automobile mechanic, was injured in December 1971. A cast-iron tool known as a clevis, used in bending an automobile axle for wheel alignment, broke into pieces under pressure, and one of the pieces struck plaintiff, causing loss of an eye and allegedly causing back injuries. He sued John Bean Corporation, which had designed and distributed the clevis as part of a wheel alignment kit, basing his case on strict liability in tort under Texas law. Bean filed a third party claim for contribution or indemnity against defendant Midland-Ross, allegedly the foundry that cast the clevis for Bean.

A jury returned a verdict for plaintiff against Bean and assessed damages of $800,000. In answer to Rule 49(a) special interrogatories, set out in the margin,1 the [544]*544jury found that Midland-Ross had made the clevis and that both defective design and defective manufacture of the clevis were producing causes of the accident. The jury also found that Bean had failed to warn plaintiff against the dangers of foreseeable misuse of the product, but that this failure to warn was not a producing cause of the accident. Judgment was entered in favor of plaintiff against Bean on the general verdict. On the basis of the special finding of defective manufacture, the court entered judgment in favor of Bean and against Midland-Ross as a joint tort-feasor for contribution of one-half of any amount paid by Bean to plaintiff.

Both defendants appeal, alleging numerous errors. We affirm the judgment against Bean on the basis of design defect and reverse and remand for a new trial on the liability of Midland-Ross for defective manufacture.

I. Manufacturing defect

Plaintiffs metallurgical expert, Anderson, testified that the clevis broke because of manufacturing defects. It contained a dangerous crack, high levels of porosity and impurity, and was overly brittle as measured by the Brinell hardness number, a test of the hardness and tensile strength of metal.2 On the other hand, Walters, expert witness for Midland-Ross, testified that the clevis as manufactured was sufficiently strong to sustain the stress it would have encountered in normal use in the proper manner. Walters had not examined the clevis. He at least partially based his opinion regarding the level of porosity and impurities present in the clevis on data established by two metallurgists, Lambert (expert for plaintiff) and Wiseman (expert for Bean), neither of whom testified at trial. Both Lambert and Wiseman had rendered written reports of their findings, each concluding with his opinions on the reason the clevis failed. On cross-examination of Walters, plaintiff’s counsel made maximum use of the opinions expressed in the two reports. He paraphrased parts of them in questioning, he read from them verbatim, and he referred to them in his jury argument. He made much greater use of the opinions than of the data underlying them.

Midland-Ross objected on the ground that the facts recited in the reports were admissible but the opinions of the experts were not. Later Bean joined in objecting. The district court overruled, stating that the opinions were admissible because they were supporting data for Walters’ opinion. The court gave what was intended to be a limiting instruction, quoted in note 6 infra. By admitting this evidence the court committed error requiring reversal of the verdict in favor of Bean and against Midland-Ross.3

[545]*545Plaintiff argues that rule 705 of the Federal Rules of Evidence4 permits the opinions of Lambert and Wiseman to be admitted as “underlying facts or data” on which the testifying expert (Walters) based his opinion. Rule 705, while continuing the often-criticized use of hypothetical questions, removes the need for the expert to make elaborate disclosures of the bases of his opinion. Rather, the onus of eliciting the bases of the opinion is placed on the cross-examiner. Additionally, the Advisory Committee Note to rule 705 explicitly contemplates that in attempting to impeach the opinion the cross-examiner will elicit information concerning the basis of the opinion unfavorable to the opinion itself.

The modern view in evidence law recognizes that experts often rely on facts and data supplied by. third parties. See Fed.R.Evid. 703. Rules 703 and 705 codify the approach of this and other circuits that permits the disclosure of otherwise hearsay evidence for the purpose of illustrating the basis of the expert witness’ opinion. See International Paper Co. v. U. S., 227 F.2d 201 (CA5, 1955) (opinion of fair value of condemned property based on similar sale); U. S. v. Featherston, 325 F.2d 539 (CA10, 1963) (same); U. S. v. Sowards, 339 F.2d 401 (CA10, 1964) (same); Brown v. U. S., 126 U.S.App.D.C. 134, 375 F.2d 310 (1966), cert. denied, 388 U.S. 915, 87 S.Ct. 2133, 18 L.Ed.2d 1359 (1967) (doctor’s testimony on defendant’s insanity based in part on reports of other doctors); Baltimore & O.R.R. v. O’Neill, 211 F.2d 190 (CA6, 1954), rev’d on other grounds, 348 U.S. 956, 75 S.Ct. 447, 99 L.Ed. 747 (1955) (X-ray reports). Courts have even permitted the admission of hearsay opinion on the ultimate issue if some guarantee of trustworthiness existed. See Long v. U. S., 59 F.2d 602 (CA4, 1932), cited with approval in Richardson v. Perales, 402 U.S. 389, 91 S.Ct. 1420, 28 L.Ed.2d 842 (1971). Since rule 705 shifts to the cross-examiner the burden of eliciting the bases of an expert witness’ opinion, otherwise hearsay evidence that reveals the underlying sources of the expert’s opinion should be as permissible on cross-examination as on direct. Moreover, otherwise hearsay evidence disclosing the basis of an expert witness’ opinion should be admissible to impeach if strictly limited to that purpose by instructions and if, in the discretion of the judge, the impeaching evidence has sufficient guarantee of reliability that the prophylactic effect of the hearsay rule is not necessary to ensure trustworthiness.

Despite this rule of limited admissibility, we hold that the parts of the Wiseman and Lambert opinions brought out by plaintiff’s counsel were improperly admitted either as evidence of the basis of the testifying expert’s opinion or as impeachment evidence.

Like all exceptions to the hearsay rule the full disclosure of the source underlying a testifying expert’s opinion depends upon the two critical factors of necessity and trustworthiness. See 5 J. Wigmore, Evidence § 1420-23 (Chadbourn rev. ed. 1970). Here, both necessity and trustworthiness were lacking.

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566 F.2d 541, 2 Fed. R. Serv. 919, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bryan-v-john-bean-division-of-fmc-corp-ca5-1978.