Bryan v. Bank of America

103 Cal. Rptr. 2d 148, 86 Cal. App. 4th 185, 2001 Cal. Daily Op. Serv. 445, 2001 Daily Journal DAR 517, 2001 Cal. App. LEXIS 16
CourtCalifornia Court of Appeal
DecidedJanuary 12, 2001
DocketA088787
StatusPublished
Cited by16 cases

This text of 103 Cal. Rptr. 2d 148 (Bryan v. Bank of America) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bryan v. Bank of America, 103 Cal. Rptr. 2d 148, 86 Cal. App. 4th 185, 2001 Cal. Daily Op. Serv. 445, 2001 Daily Journal DAR 517, 2001 Cal. App. LEXIS 16 (Cal. Ct. App. 2001).

Opinion

Opinion

KLINE, P. J.

This appeal having previously been dismissed, appellant moves to recall the remittitur. Respondents not only oppose the motion but request the imposition of sanctions on appellant’s counsel for factual misrepresentations made to the court. The request for sanctions raises the legal question whether an appellate court has inherent authority to impose sanctions in the form of attorney fees against an attorney for factual misrepresentations or the violation of court rules. We shall conclude that we have such authority and that its exercise is warranted in this case. We shall also deny appellant’s motion to recall the remittitur.

Facts

According to Gail Braze, one of the attorneys engaged by appellant Tara Lee Bryan, the latter became delusional in June of 1999 while this case was pending in the trial court. 1 Two months later, after she stopped taking her medication, appellant disappeared. 2 At some point before she departed, and apparently while delusional, appellant told counsel to cease pursuing her case.

On August 13, 1999, the trial court granted summary judgment for respondents and three weeks later respondent bank’s counsel sent notice of entry of judgment. On October 4, 1999, James Braze, Gail Braze’s partner and cocounsel for appellant, signed and filed appellant’s notice of appeal. Thereafter, Gail Braze signed and mailed appellant’s notice of election to proceed under California Rules of Court, rule 5.1, and either Gail or James Braze filed appellant’s docketing statement: -

In December 1999, Gail Braze received telephone calls from various Sonoma County and Oregon peace officers concerning appellant. On December 5, Gail Braze traveled to Bodega Bay, where appellant had been *189 located, but found her incoherent, delusional and paranoid. Gail Braze did not see her or speak with her again until September 26, 2000.

On February 4, 2000, James Braze filed a motion and declaration of good • cause seeking an extension of time for filing appellant’s opening brief until March 6, 2000. His declaration, which was made under penalty of perjury, stated that he had complied with rule 45(f) of the California Rules of Court, which required him to mail or otherwise deliver to his client a copy of his request for an extension of time. He checked the box saying his client knew of the request and did not object, not the box showing that his client could not be reached. The declaration also stated that opposing counsel could not be reached for a possible stipulation to extend time. We granted counsel’s motion and extended time for filing appellant’s opening brief.

On March 6, 2000, James Braze filed a nearly identical motion and declaration of good cause seeking a further extension of time, this time to April 5, 2000. The declaration, also made under penalty of perjury, repeated the statements that he had contacted his client and obtained her approval and that he had been unable to contact opposing counsel.

According to records maintained by our clerk’s office, the next day opposing counsel telephoned this court, stating that respondents intended to oppose any extension. A week later, they filed opposition and a motion to dismiss the appeal, complaining that, among other things, appellant’s counsel had not contacted them about either motion for an extension of time and had not served them with the first motion.

On March 21, 2000, we denied the second motion for an extension of time.

Two weeks later, Gail Braze sent an ex parte letter marked confidential, attempting to advise this court for the first time that appellant had disappeared the previous August, was confined to a mental hospital, and was incompetent to handle her affairs. Gail Braze asked that we stay the appeal process pending resolution of the issue of her client’s competency and a possible conservatorship.

Shortly after receiving this letter, we dismissed the appeal on our own motion, denied as moot respondents’ motion to dismiss, and directed our clerk to advise counsel the court was unwilling to accept her ex parte communication. The remittitur issued June 19, 2000.

On October 13, 2000, appellant filed a motion to recall the remittitur that issued upon our dismissal of the appeal. The motion was supported by Gail *190 Braze’s declaration and the declarations of others concerning appellant’s incompetence and civil commitment for treatment. According to Gail Braze, appellant is now taking medication and has expressed a desire to proceed with her appeal.

Respondents opposed the motion to recall the remittitur and requested sanctions of $1,200 in attorney fees for responding to the motion and an additional $1,200 for responding to the earlier motion to dismiss. They claim appellant’s attorneys made several misrepresentations to this court in either the requests for extensions of time or the declaration in support of recalling the remittitur or both.

James Braze’s initial written response includes a declaration explaining his conduct when confronted with an incompetent client who had instructed him and cocounsel to do nothing further on the case and then disappeared. He first asserts, without further explanation, that information about his client’s conduct, condition and whereabouts were “confidential information which we had to keep secret.” He then explains what he viewed as his three alternatives: “withdraw . . . dismiss the appeal . . . continue requesting continuances to file the opening brief until appellant regained her sanity and was able to re-establish contact with her attorneys.” Without denying or explaining factual misrepresentations he made to the court when requesting extensions of time, he states that he and his cocounsel elected the third course of action and that “[t]he continuances to file the opening brief were required in order to preserve the client’s interest, while at the same time maintaining the ultimate in attorney-client privilege.”

After receiving James Braze’s reply, we scheduled oral argument on the motion to recall the remittitur and ordered James Braze to show cause following that argument why we should not sanction him and/or hold him in contempt for the apparently false statements he made in his requests for extensions of time.

Discussion

I.

Recall of the Remittitur.

“When the remittitur issues, the jurisdiction of the appellate court ceases, and that of the trial court attaches. Except where the issuance was a result of mistake, inadvertence or fraud . . . , it cannot be recalled for the purpose of modifying the judgment. [Citations.]” (9 Witkin, Cal. Procedure *191 (4th ed. 1997) Appeal, § 733, pp. 762-763.) “If the remittitur issues by inadvertence or mistake, or as a result of fraud or imposition practiced on the appellate court, the court has inherent power to recall it and thereby reassert its jurisdiction over the cause. This remedy, though described in procedural terms, is actually an exercise of an extraordinary substantive power. Correction of the clerk’s clerical or other mistakes in the

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Bluebook (online)
103 Cal. Rptr. 2d 148, 86 Cal. App. 4th 185, 2001 Cal. Daily Op. Serv. 445, 2001 Daily Journal DAR 517, 2001 Cal. App. LEXIS 16, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bryan-v-bank-of-america-calctapp-2001.