Brundage v. Estate of Carambio

926 A.2d 395, 394 N.J. Super. 292
CourtNew Jersey Superior Court Appellate Division
DecidedJuly 3, 2007
StatusPublished
Cited by4 cases

This text of 926 A.2d 395 (Brundage v. Estate of Carambio) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brundage v. Estate of Carambio, 926 A.2d 395, 394 N.J. Super. 292 (N.J. Ct. App. 2007).

Opinion

926 A.2d 395 (2007)
394 N.J. Super. 292

Carole BRUNDAGE, Plaintiff-Respondent,
v.
ESTATE OF Carl CARAMBIO, Defendant-Appellant.

Superior Court of New Jersey, Appellate Division.

Argued January 31, 2007.
Decided July 3, 2007.

*396 David Jay, Florham Park, argued the cause for appellant (Greenberg Traurig, attorneys; Mr. Jay, of counsel; Helen E. Kleiner, on the brief).

Julian Wilsey, Livingston, argued the cause for respondent (Franzblau Dratch, attorneys; Mr. Wilsey, on the brief).

Before Judges WINKELSTEIN, FUENTES and BAXTER.

The opinion of the court was delivered by

FUENTES, J.A.D.

The practice of law is by definition adversarial, tempered only by a framework of ethical responsibilities. See Nix v. Whiteside, 475 U.S. 157, 166, 106 S.Ct. 988, 994, 89 L.Ed.2d 123, 134 (1986). There is thus an inevitable tension created between aggressive advocacy and a lawyer's ethical responsibilities.

This case requires us to examine a particular manifestation of this tension: a lawyer's duty of candor to an appellate tribunal. Specifically, we must decide whether a lawyer, in the context of opposing a motion for leave to appeal, has a duty to disclose the existence of a pending appeal in which the lawyer is counsel of record, when the pending appeal involves the identical legal issue the appellate tribunal is being asked to consider in the motion for leave to appeal.

After a careful review of the record, and in light of the undisputed facts involved here, we hold that under the provisions of R.P.C. 3.3(a)(5), plaintiff's counsel had an affirmative duty to inform the appellate panel considering the motion for leave to appeal of a pending appeal involving a material issue, that was substantially similar or related to a material issue raised in the motion for leave to appeal in which the attorney was involved. This lawyer violated this duty, because, as attorney of record, he was actually aware of the existence of such an appeal, and failed to inform the appellate panel of its existence.

*397 We consider this question in the following factual context.

I

On October 29, 2004, plaintiff Carole Brundage filed a complaint in the Family Part, Union County, seeking palimony based on an alleged oral promise of support made to her by the now deceased Carl V. Carambio. On March 2, 2005, defendant, the estate of Carl Carambio, filed its answer denying all pertinent allegations and asserting affirmative defenses.[1] In a case management order entered by the Family Part, the parties stipulated that decedent and plaintiff never cohabitated in a marital-type relationship.

It is undisputed that prior to the commencement of this cause of action, plaintiff's counsel was the attorney of record for the plaintiff in the case of Levine v. Konvitz, 383 N.J.Super. 1, 890 A.2d 354 (App. Div.), certif. denied, 186 N.J. 607, 897 A.2d 1061 (2006). The Levine case presented the question of "whether cohabitation is an indispensable element of a cause of action seeking palimony support." Id. at 2, 890 A.2d 354. This legal issue was first addressed by the Family Part in Essex County in the context of a summary judgment motion, and was ultimately decided in favor of the defendant, five months before the Brundage action was filed in Union County. The trial court decision in Levine was issued by the motion judge in an unreported oral decision delivered from the bench.

Plaintiff's counsel subsequently appealed the trial court's decision in Levine. In affirming the trial court, we held that:

In order to establish a prima facie case for palimony, a plaintiff must present competent evidence showing: (1) that the parties cohabitated; (2) in a marriage-type relationship; (3) that, during this period of cohabitation, defendant promised plaintiff that he/she would support him/her for life; and (4) that this promise was made in exchange for valid consideration.
[Id. at 3, 890 A.2d 354.]

The Levine appeal was pending before the Appellate Division when the defendant in Brundage moved for summary judgment before the Family Part in Union County, seeking to dismiss the case on the grounds that plaintiff never cohabited with decedent in a marital-type relationship. In opposing the motion, plaintiff's counsel did not advise the Union County judge of the Essex County trial court's decision in Levine. Indeed, plaintiff's counsel affirmatively stated to the Union County judge that no court had ever found cohabitation to be an indispensable element of a cause of action for palimony.[2]

On July 1, 2005, the Family Part in Union County denied defendant's summary judgment motion, concluding that, although "the absence of cohabitation might be [a] compelling fact," it was not a "legal predicate" to sustain a palimony cause of action. On July 21, 2005, defendant moved for leave to appeal on an interlocutory basis the motion judge's ruling.

In his brief opposing defendant's motion for leave to appeal the trial court's decision in Brundage, plaintiff's counsel did not *398 disclose the pending appeal in Levine to the appellate panel assigned to consider the motion. By order dated August 17, 2005, the appellate panel denied defendant's motion for leave to appeal.

When the matter returned before the Family Part, the parties commenced settlement negotiations. According to defendant, "[f]aced with the prospect of having to go through full-scale discovery and trial before being able to appeal [the trial court's decision] as of right," the Estate decided to settle. In a telephone conversation between counsel, the parties agreed on a settlement, in which defendant agreed to pay plaintiff $175,000, in return for a release of all present and future claims. The agreement required that the payment be made prior to February 1, 2006.

On February 6, 2006, this court's decision in Levine was published. Defendant immediately moved before the Family Part to set aside the agreement, arguing that had it known of the pending Levine appeal, it never would have engaged in settlement negotiations with plaintiff. Defense counsel further contended that plaintiff's counsel's failure to inform him of the pending Levine appeal violated his ethical obligations under the Rules of Professional Conduct. The Family Part denied defendant's motion.

II

We begin our analysis by noting the affirmative obligation imposed upon lawyers in R.P.C. 3.3.(a)(5), (generally denoted as "Candor Toward the Tribunal"):

(a) A lawyer shall not knowingly:
* * * * * *
(5) fail to disclose to the tribunal a material fact knowing that the omission is reasonably certain to mislead the tribunal, except that it shall not be a breach of this rule if the disclosure is protected by a recognized privilege or is otherwise prohibited by law.
[(Emphasis added).]

The sections we have highlighted provide the key elements in the analysis. Although worded in the negative, the rule imposes an affirmative obligation upon the lawyer to disclose to the tribunal a "material fact" that is "reasonably certain" to influence how it decides the matter in controversy. Here, there is no question that the appellate panel who heard and denied defendant's motion for leave to appeal qualifies as a "tribunal."

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Related

Brundage v. Estate of Carambio
951 A.2d 947 (Supreme Court of New Jersey, 2008)

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Bluebook (online)
926 A.2d 395, 394 N.J. Super. 292, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brundage-v-estate-of-carambio-njsuperctappdiv-2007.