Brown v. State

617 S.W.2d 234, 1981 Tex. Crim. App. LEXIS 1061
Court of Criminal Appeals of Texas·Decided June 10, 1981·No. 59758·Published·Cited by 140 cases

Opinions

OPINION

TEAGUE, Judge.

Appellant appeals his conviction for the felony offense of burglary of a building. His punishment was assessed by a jury at 18 years’ confinement in the Texas Department of Corrections, together with a $10,-000 fine.1

This Court is confronted at the outset with a question of first impression:

Is it reversible error for the trial court, over objection, to refuse to charge the jury, at the punishment stage of the trial, on the defendant’s failure to testify, when the trial court so charged the jury at the guilt-innocence stage of the trial?

Appellant did not testify at either stage of his trial. The trial court instructed the jury at the guilt-innocence stage of the trial on appellant’s failure to testify but refused, over timely objection, to charge in like fashion at the punishment stage. We reverse for reasons hereinafter stated.

The Supreme Court of the United States recently ruled in Lakeside v. Oregon, 435 U.S. 333, 98 S.Ct. 1091, 55 L.Ed.2d 319 (1978), that the giving of an instruction on the failure of the accused to testify, over objection, at the guilt-innocence stage of a trial did not violate any provision of the Constitution of the United States. It was pointed out, however: “Each State is, of course, free to forbid its trial judges from giving the instruction as a matter of state law,” but it was held that the fifth and fourteenth amendments bar only adverse comment on a defendant’s failure to testify, not a favorable limiting instruction.

Even more recently, in Carter v. Kentucky, - U.S. -, 101 S.Ct. 1112, 67 L.Ed.2d 241 (1981), the Supreme Court held that a defendant has a right to a requested instruction on failure to testify under the privilege against compulsory self-incrimination of the fifth amendment, as made applicable to the states by the fourteenth amendment, at the guilt-innocence stage of the trial

Though instructive and informative, the above decisions of the Supreme Court do not answer our question due to the fact [236] that Texas is unique: under our system of criminal jurisprudence in felony and also in misdemeanor cases, where punishment may include assessment of jail time, and the plea is not guilty, we have a bifurcated trial system, i. e., if there is a jury trial and if the jury finds the accused guilty, and if, prior to the voir dire examination of the jury, the defendant has filed an election for the jury to assess punishment, then there may be a separate hearing before the same jury on the issue of punishment. See Art. 37.07, V.A.T.C.C.P., hereinafter cited as C.C.P. Here, appellant timely elected, as was his right under the law, to have the jury assess his punishment should he be found guilty.2

The importance of giving proper instructions to a jury by a trial court should never be questioned, especially when one considers the very obvious purpose the charge serves:

The very purpose of a jury charge is to flag the jurors’ attention to concepts that must not be misunderstood ... Lakeside, supra, at 435 U.S. 340, 98 S.Ct. 1095.

In resolving the question before us, we first acknowledge that both Constitutions under which we live provide that an accused in a criminal prosecution shall not be compelled to give evidence against himself.

The Fifth Amendment, United States Constitution, provides that an accused in a criminal prosecution shall not be compelled to give evidence against himself. Such amendment has now become applicable to the states. Malloy v. Hogan, 378 U.S. 1, 84 S.Ct. 1489, 12 L.Ed.2d 653; Murphy v. Waterfront Commission of New York Harbor, 378 U.S. 52, 84 S.Ct. 1594, 12 L.Ed.2d 678; Griffin v. California, 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106.
The Texas Constitution, Article I, Sec. 10, contains a similar provision. See also Article 1.05, V.A.C.C.P. Brumfield v. State, [Tex.Cr.App.] 445 S.W.2d 732, 734 (1969).

These Constitutional provisions are as broad as the mischief against which they seek to guard. The proposition that a criminal defendant cannot be compelled to take the witness stand at the guilt-innocence stage and give evidence against himself is so well understood that it requires no citation of authority to support it. It is, of course, a waivable right if done knowingly, voluntarily and intelligently. A corollary to the above is the fact that any defendant in a criminal action shall be permitted to testify in his own behalf. But, again, the failure of an accused to testify at his trial, at the guilt-innocence stage, shall not be taken as a circumstance against him, nor shall it be alluded to or commented on by counsel in the cause. See Art. 38.08, C.C.P.

We observe that, as at the guilt-innocence stage of the trial, if the defendant exercises his right to testify at the punishment hearing, he is subject to the same rules governing examination and cross-examination as any other witness. He may be contradicted, impeached, discredited, attacked, sustained, bolstered up, made to give evidence against himself, cross-examined as to new matter, and treated in every respect as any other witness testifying, except where there are overriding constitutional or statutory prohibitions. See Brumfield, supra, see also Jenkins v. Anderson, 447 U.S. 231, 100 S.Ct. 2124, 65 L.Ed.2d 86 (1980) and Santiago v. State, Tex.Cr.App., 444 S.W.2d 758 (1969).

However, it is further observed that if the defendant chooses to testify at the punishment stage of the trial, but not at the guilt-innocence stage, Walker v. State, Tex.Cr.App., 555 S.W.2d 454 (1977); and Stratman v. State, Tex.Cr.App., 436 S.W.2d 144 (1969), he may waive, for appellate purposes, evidentiary objections made during the guilt-innocence stage of the trial. This may include the right to complain on appeal of an in or out-of-court identification, the sufficiency of the evidence, and an illegal search and seizure. See Downey v. State, Tex.Cr.App., 505 S.W.2d 907 (1974); Sims v. State, Tex.Cr.App., 502 S.W.2d 730 (1973); [237] Palmer v. State, Tex.Cr.App., 475 S.W.2d 797 (1972); Boothe v. State, Tex.Cr.App., 474 S.W.2d 219 (1972); and Richardson v. State, Tex.Cr.App., 458 S.W.2d 665 (1970).

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Brown v. State, 617 S.W.2d 234, 1981 Tex. Crim. App. LEXIS 1061 (Tex. 1981).

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