Brown v. State

139 Misc. 2d 1020, 528 N.Y.S.2d 981, 1988 N.Y. Misc. LEXIS 293
CourtNew York Court of Claims
DecidedMay 20, 1988
DocketClaim No. 76007
StatusPublished
Cited by4 cases

This text of 139 Misc. 2d 1020 (Brown v. State) is published on Counsel Stack Legal Research, covering New York Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brown v. State, 139 Misc. 2d 1020, 528 N.Y.S.2d 981, 1988 N.Y. Misc. LEXIS 293 (N.Y. Super. Ct. 1988).

Opinion

OPINION OF THE COURT

Edwin Margolis, J.

This is a claim for personal injuries resulting from the alleged medical malpractice of defendant’s employees at East[1021]*1021ern New York Correctional Facility and of physicians contracting with the State of New York. While he was an inmate at the facility, claimant developed symptoms and later received treatment for what turned out to be cancer of the larynx. He alleges that his diagnosis and treatment were delayed and that he did not receive proper follow-up care after the initial treatment.

In its answer, defendant raised the following affirmative defenses: (1) claimant’s own culpable conduct, (2) negligence or fault of some third party, (3) lack of particularity in the pleading, and (4) failure to comply with the requirements of CPLR 3012-a. Claimant has moved to dismiss all of the affirmative defenses, and defendant has cross-moved to dismiss the entire claim for failure to comply with CPLR 3012-a. At the outset, we will deny claimant’s motion with respect to the first and second affirmative defenses. Defendant has the right to introduce evidence that the injury resulted, at least in part, from the acts or omissions of claimant or some third party for whom the State is . not responsible. It would be premature to cut off that right at this juncture, particularly as it appears that claimant has not yet demanded the particulars of these defenses. However, the court grants claimant’s motion with respect to the third affirmative defense. The initial pleadings supply sufficient notice of the transactions and occurrences from which the claim arose and of the material elements of each cause of action (CPLR 3013). We turn now to the parties’ arguments regarding the applicability and effect of CPLR 3012-a.

CPLR 3012-a (a) (1), originally enacted by Laws of 1986 (ch 266, § 2), requires that all "complaint[s]” for medical, dental or (after 1987) podiatric malpractice be accompanied by a certificate of merit ("reasonable basis for the commencement of [the] action”) executed by "plaintiff[’s]” attorney. In a medical malpractice action, the certificate is to be based on the attorney’s review of the facts of the case and consultation with at least one licensed and knowledgeable physician. Subdivision (a) (2) and (3) provides for alternative submissions to accompany the complaint when the attorney is unable to obtain the necessary consultation. The statute is applicable to all actions commenced on or after July 8, 1986.

Claimant’s causes of action are alleged to have accrued in November 1985. A pro se notice of intention to file a claim was [1022]*1022filed shortly thereafter,1 and claimant retained his current counsel at some unknown later date. Prior to institution of this action, the attorney who now represents claimant moved for a court order directing defendant to supply a copy of claimant’s medical records for counsel’s review. (Order motion No. M-37031, July 2, 1987, Lyons, J.)2 This action was subsequently initiated by a claim — which was not accompanied by a CPLR 3012-a certificate — filed on November 20, 1987. Issue was joined by service of an answer on January 5, 1988; as noted above, the answer raised the issue of compliance with CPLR 3012-a. Within two weeks, counsel for claimant brought the instant motion which seeks, inter alia, to resolve the question of the statute’s applicability. In response to defendant’s cross motion, claimant’s counsel has provided the court with the information required by CPLR 3012-a as part of his reply affidavit.

Claimant’s counsel states that he did not attach a certificate . of merit to the original pleading because it was his understanding that the requirements of CPLR 3012-a do not apply to actions in the Court of Claims. In support of this interpretation, he notes that CPLR 3012-a refers only to "plaintiff” and "complaint” (rather than "claimant” and "claim”), that there was no corresponding change to the pleading requirements set forth in section 11 of the Court of Claims Act, and that certain other parts of the over-all medical malpractice legislation (L 1986, ch 266), such as the provisions relating to health care arbitration (enacted as CPLR 7550 et seq.) are not relevant to actions in this court.

For the reasons noted by counsel, the applicability of CPLR 3012-a to actions in this court has been questioned. (Swank v State of New York, Ct Cl, Feb. 5, 1988, I. Margolis, J., claim No. 73442, motion No. M-37894; Martelotto v State of New York, Ct Cl, Dec. 31, 1987, Corbett, P. J., claim No. 73856, motion No. M-37414.) However, belated certificates were accepted in both Swank and Martelotto, and the statute’s requirement was expressly held to be applicable in Seestedt v State of New York (Ct Cl, Feb. 10, 1987, Hanifin, J., claim No. 74913, motion No. M-36183). In attempting to resolve statu[1023]*1023tory ambiguity, the approach generally should always be to strive to discern the Legislature’s intent from the spirit and purpose of its stated objectives. (See generally, Trayer v State of New York, 90 AD2d 263, 267; Western Regional Off-Track Betting Corp. v Service Employees Intl. Union, 115 Misc 2d 124, 127.)

The Legislature’s stated purpose in enacting Laws of 1986 (ch 266), which, inter alia, added CPLR 3012-a, was to reduce the costs of medical malpractice insurance premiums. This intention is expressly referred to in a number of sources: the declaration of legislative intent contained in the bill (L 1986, ch 266, § 1); the bill memorandum, prepared by the Governor’s office, which accompanied the bill (Governor’s Bill Jacket, S-9470/A-l1584); the Governor’s certificate pursuant to article III, § 14 of the NY Constitution certifying to the necessity of an immediate vote on the bill (June 24, 1986); and the Governor’s memorandum upon signing the bill into law (July 8, 1986, Governor’s Bill Jacket). In addition, the transcript of the Assembly debate (NY Assembly, June 24, 1986) is permeated with comments by many legislators to the effect that reducing the costs of medical malpractice insurance was the fundamental rationale and sine qua non of this remedial legislation.

This legislative purpose manifestly applies with equal force to cases in which the State is the defendant as it does to actions in which the defendant is a private person or corporation. Like private physicians, hospitals and purchasers of medical services and medical insurance therefor, the State bears the cost of medical malpractice insurance either directly or indirectly, and frivolous malpractice actions are as much a burden on the State as they are on others. There is absolutely no indication in any of the sources noted above that the Legislature intended to exclude the State from the protection afforded by CPLR 3012-a. In construing a statute, a court should consider the mischief sought to be remedied and favor a construction that will suppress the evil and advance the remedy. (Matter of New York Life Ins. Co. v State Tax Commn., 80 AD2d 675, 677; Lincoln First Bank v Rupert, 60 AD2d 193; see also, McKinney’s Cons Laws of NY, Book 1, Statutes § 95.)

We recognize that in Koplik v Arnott (137 Misc 2d 944), it was held that a CPLR 3012-a certificate of merit was not required to accompany a medical malpractice counterclaim, interposed after the action had been commenced. That court reasoned that because CPLR 3012-a refers only to a "com[1024]

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Bluebook (online)
139 Misc. 2d 1020, 528 N.Y.S.2d 981, 1988 N.Y. Misc. LEXIS 293, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brown-v-state-nyclaimsct-1988.