Brown, Ernest v. Plaut, William M.

131 F.3d 163, 327 U.S. App. D.C. 313, 1997 U.S. App. LEXIS 35282, 1997 WL 767453
CourtCourt of Appeals for the D.C. Circuit
DecidedDecember 16, 1997
Docket96-7027
StatusPublished
Cited by58 cases

This text of 131 F.3d 163 (Brown, Ernest v. Plaut, William M.) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brown, Ernest v. Plaut, William M., 131 F.3d 163, 327 U.S. App. D.C. 313, 1997 U.S. App. LEXIS 35282, 1997 WL 767453 (D.C. Cir. 1997).

Opinion

Opinion for the Court filed by Circuit Judge WALD.

WALD, Circuit Judge:

This case and its companion James Neal v. District of Columbia were argued on the same day and before the same panel because they raise similar issues.

Ernest Brown (“Brown”), a former inmate of the District of Columbia’s (the “District’s”) prison at Lorton, seeks damages from the District for placing him in administrative segregation, a form of custody for prisoners who present an escape risk or pose a danger to themselves or others, for ten months allegedly without due process. 1 The district court, citing Sandin v. Conner, 515 U.S. 472, 115 S.Ct. 2293, 132 L.Ed.2d 418 (1995), found that Brown had no liberty interest in remaining free of that deprivation, and dismissed his suit. On appeal, the District argues that we affirm on the ground cited by the district court, or on the alternative grounds that Brown should have brought this action as a habeas corpus petition or that Brown has received all the process that was due him.

The question of how to apply Sandin raises difficult and unsettled questions of constitutional law, which we find it unnecessary to reach. Instead, we remand to the district court to decide the narrow factual issues relating to whether Brown received all the process he was due.

I. Background

On the morning of October 12, 1992, Ernest Brown, then an inmate at the Occoquan medium-security facility of the District’s Lor-ton prison, got into an argument with Corporal Parks, a prison guard, about cigarettes. 2 In the course of this dispute, he threw an “unknown substance,” allegedly urine and feces, at Parks, and told him “I’m still going to get you.” A search of Brown’s cell disclosed a crude weapon fashioned out of a sharpened plastic toothbrush. Parks prepared a Disciplinary Report charging Brown with two offenses, Bodily Injury (presumably for throwing the “unknown substance”), and Threatening Conduct (for saying he would *166 “get” Parks); a copy of this report was given to Brown. The following day, Brown was notified that a hearing of the Adjustment Board (Lorton’s disciplinary body) would occur on October 16 on the charge of Threatening Conduct and on a charge of Possession of Major Contraband (the weapon). On that same day, Brown was transferred from Occo-quan to administrative segregation at Lor-ton’s Maximum Security Facility.

The Adjustment Board hearing apparently never occurred. Instead, on October 15, Brown was brought before Lorton’s Housing Board, a body charged with determining whether prisoners are to be placed in administrative segregation. Brown received no advance notice of this hearing, and there is nothing in the record to show what occurred at the hearing. The only evidence in the record on this issue is a Housing Board Action Sheet, which states that the reason for the hearing was “[t]o determine appropriate housing for Resident Brown, Ernest ... who was placed in the Adjustment Unit as a result of a Disciplinary Report for Fighting on October 5, 1992 and for the alleged incident involving staff on October 12, 1992.” The sheet lists Brown as stating: “I don’t fear for my safety. I just want to be placed somewhere where I can have access to a Law Library.” It states that the Board finds Brown “to be a threat to self and others due to the alleged incident involving correctional staff,” and concludes by stating that “Resident Brown assaulted Cpl. Parks.”

Brown remained in administrative segregation for a total of ten months. In the medium-security unit in which he had previously been confined, he had been able to go outdoors from 8 a.m. to dusk, was permitted to move about the dormitory and interact with other inmates at all hours of the day or night, and could participate in many prison programs. In the unit in which Brown spent the first four months of his administrative segregation, by contrast, he was in solitary confinement, and was allowed to leave his cell only to meet with visitors (while shackled, handcuffed, and belly-chained), and for two hours a week of exercise in a hallway. Brown spent the remainder of his administrative segregation in a unit in which he was in solitary confinement, but was allowed to leave his cell for two or three hours a day. At the end of this ten-month period, Brown was apparently returned to his previous custody status.

Brown filed his initial complaint in this case in April, 1993, alleging due process, free exercise, and Eighth Amendment violations. After Brown had moved successfully for appointment of counsel and for leave to file an amended complaint, the District moved to dismiss, or in the alternative for summary judgment, as to all three of Brown’s claims. The district court granted the District’s motion as to Brown’s due process claim, but denied it as to his other two claims. (These claims, which involved Brown's rights to dental care and to attend religious services, have since been settled.) As to Brown’s due process claim, the district court found that, under Sandin v. Conner, 515 U.S. 472, 115 S.Ct. 2293, 132 L.Ed.2d 418 (1995), Brown did not have a liberty interest in remaining free of administrative segregation, because his confinement in administrative segregation did not amount to an “atypical and significant hardship.” 515 U.S. at 484, 115 S.Ct. at 2300. Brown then sought to file a second amended complaint in order to re-plead the due process claim and to add a related claim under District of Columbia law; the district court granted Brown leave to do so, but immediately dismissed the due process claim. Brown now appeals this dismissal.

II. Analysis

We first reject the District’s contention that because success on Brown’s due process claim would “necessarily imply” that the decision to place Brown in administrative segregation was invalid, Brown must bring his claim by way of habeas corpus. As to the merits of Brown’s due process claim, we address first whether Brown had a liberty interest in avoiding his term in administrative segregation, and then whether he received the process he was due. 3

*167 Our review is de novo because we are considering an appeal from a motion to dismiss or in the alternative for summary judgment. National Taxpayers Union, Inc. v. United States, 68 F.3d 1428, 1432 (D.C.Cir.1995) (dismissal); Tao v. Freeh, 27 F.3d 635, 638 (D.C.Cir.1994) (summary judgment).

A. Should This Action Have been Brought in Habeas Coipus?

The District argues that, if Brown prevails, this will “necessarily imply” that the District’s decision to place him in administrative segregation was invalid, and claims that this means that, under Preiser v. Rodriguez,

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Cite This Page — Counsel Stack

Bluebook (online)
131 F.3d 163, 327 U.S. App. D.C. 313, 1997 U.S. App. LEXIS 35282, 1997 WL 767453, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brown-ernest-v-plaut-william-m-cadc-1997.