Brophy v. Lavigne

801 F.2d 521, 1987 A.M.C. 900
Court of Appeals for the First Circuit·Decided September 22, 1986·No. No. 85-1670·Published·Cited by 12 cases

Opinion

TORRUELLA, Circuit Judge.

“We're going over, now!” Thus ended a brief distress call on the night of February 1, 1982 from the master of the fishing vessel CHICA to the Coast Guard, and shortly thereafter, his life and that of his two crewmen.

The CHICA was a thirty-six foot, fiberglass, single oil screw fishing vessel, owned by appellee Brophy, a resident of the Panama Canal Zone, but was leased to appellee DelTorto.

On the morning of the vessel’s sinking, February 1, 1982, DelTorto met with Darren Lavigne, the person hired by DelTorto to skipper the CHICA. Together they observed the gale warnings flying from the Coast Guard station in South Portland, Maine. Winds were predicted at between 25 to 40 knots. The forecast indicated, however, that these would be decreasing later in the day. DelTorto left Lavigne with the understanding that the latter would continue to check the weather throughout the afternoon. Depending on the situation Lavigne would decide whether he could safely go out to fish Platts Bank, off the Maine coast.

In spite of the continued gale warnings CHICA left port around 5:00 p.m. As it turned out, these conditions were still prevalent when Lavigne’s distress signal was received shortly before 7:00 p.m. that evening. During the course of the brief 55-second exchange Lavigne indicated that the CHICA had water over the side, that he and his crew were in the process of donning survival suits, and that they would then go up to get the ship’s life raft. As indicated, he ended his broadcast with his fateful “we’re going over, now.”

Within an hour, two Coast Guard aircraft were searching in the vicinity of the coordinates given by Lavigne. They were joined by the tanker TEXACO MONTANA which was near the scene. The search proved fruitless, the only items recovered consisting of the vessel’s hatch cover and some minor debris. The bodies of the ship’s crew were never found!

Brophy then brought this action in admiralty, under the Jones Act and general maritime law, for exoneration from or limitation of liability arising from the deaths of the crewmen.

After a bench trial consisting of extensive, conflicting testimony by experts theorizing as to the cause of the CHICA’s sinking, the court found that the proximate cause of the casualty was the broaching of the ship as a result of adverse wind and [523] sea conditions. The court dismissed the suit against Brophy, ruling that a bareboat charter existed between him and DelTorto. The court then concluded that DelTorto was not responsible for this event and exonerated him from liability. This appeal ensued.

Appellants raise several issues on appeal. They allege that the CHICA was unseawor-thy for a variety of reasons: (1) that it was not intended for the service for which it was used, (2) that the master and crew had not been trained to don the survival suits, (3) that the life raft was improperly stowed, and (4) that the stuffing box was defective and the freeing ports were insufficient. They also argue that the court erred in finding that the adverse wind and sea conditions were the sole cause of the sinking, and that the agreement between Brophy and DelTorto was a bareboat charter. We shall discuss these issues in inverse order.

I. The Charter Agreement

To create a demise or bareboat charter, the owner of the vessel must completely and exclusively relinquish “ ‘possession, command, and navigation’ thereof to the demisee.” Guzman v. Pichirilo, 369 U.S. 698, 699, 82 S.Ct. 1095, 1096, 8 L.Ed.2d 205 (1962).

Under the terms of the oral agreement made in July, 1981, Brophy carried the hull insurance, and would pay for a major overhaul of the vessel’s main engine, if needed. DelTorto was to obtain the protection and indemnity (P & I) insurance, pay the cost of all other repairs, and outfit the boat for gillnetting at his own expense. DelTorto would pay Brophy a flat fee of $500 per month for lease of the vessel. Both men planned to discuss and renegotiate a continuation of the charter sometime in the spring of 1982.

Appellants argue that the terms of the agreement point to a joint venture rather than a demise charter. They contend that because Brophy was to pay the hull insurance and the cost of a major engine overhaul, there was less than a complete relinquishment of required power. They also cite DelTorto’s failure to obtain the P & I insurance, his failure to meet three of the lease payments, and his hiring of Lavigne to captain the boat as evidence of a breach of contract. We find these conditions to be independent of the criteria of “possession, command, and condition” enunciated in Guzman.

As owner of the ship, Brophy would have the most to lose if the boat were damaged, destroyed, or lost. It would therefore be in his own best interest to make certain that the hull was adequately insured. Because, in a demise charter, liability would fall on the demisee, it was not unreasonable that DelTorto would be responsible for determining what protection was adequate. As to the cost of a major engine overhaul, given the fact that this was not a long term charter, it was appropriate for Brophy to shoulder this major expense, should it arise. It could well have cost thousands of dollars and had this been DelTorto’s responsibility it could destroy any financial benefit he might gain from the use of the boat in his fishing operation. The record indicates that although DelTor-to did not meet several monthly payments during the harsh winter months when his boats were unable to fish regularly, he recognized that the debts were overdue and expressed his intent to pay them when he had the money. While this and the other cited breaches would certainly give Brophy the right to terminate the contract or sue for breach thereof, it is obvious from his testimony that he chose not to do so. The existence of breaches in the charter contract do not negate the existence of a demise. Finding that these points as raised by appellants did not affect DelTorto’s actual possession, command or control over navigation, we conclude that the district court’s determination that the agreement constituted a demise charter was not clearly erroneous. See Guzman, supra, at 703, 82 S.Ct. at 1098. Therefore, the determination that Brophy was exonerated from liability for unseaworthiness of the vessel was correct. See Ruiz Pichirilo v. Mayso-[524] net Guzman, 290 F.2d 812, 813 (1st Cir.1961), rev’d on other grounds, sub nom. Guzman v. Pickirilo, supra.

II. Allegations of Unseaworthiness

Several issues were raised regarding unseaworthiness. The evidence presented relating to the stuffing box, the freeing ports, and the life raft was contradictory. In the discussion of each problem, the court evaluated the conflicting testimony, explained its decisions regarding the credibility of witnesses, and concluded that each of these elements in issue did not make the CHICA unseaworthy.

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Brophy v. Lavigne, 801 F.2d 521, 1987 A.M.C. 900 (1st Cir. 1986).

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Brophy v. Lavigne
801 F.2d 521 (First Circuit, 1986)