Brook v. Holzerland

CourtDistrict Court, E.D. Texas
DecidedAugust 13, 2024
Docket1:23-cv-00379
StatusUnknown

This text of Brook v. Holzerland (Brook v. Holzerland) is published on Counsel Stack Legal Research, covering District Court, E.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brook v. Holzerland, (E.D. Tex. 2024).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF TEXAS BEAUMONT DIVISION

ADAM BROOK,

Plaintiff, NO. 1:23-CV-00379-MAC-ZJH vs.

WILLIAM HOLZERLAND, FOIA OFFICER; AND U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES, Defendants.

REPORT AND RECOMMENDATION GRANTING DEFENDANTS’ MOTION TO DISMISS This case is assigned to the Honorable Marcia A. Crone, United States District Judge, and is referred to the undersigned United States Magistrate Judge for pretrial management. Pending before the court is Defendants William Holzerland and U.S. Department of Health and Human Services’ Motion to Dismiss. Doc. No. 9. After careful review of the filings and applicable law, the undersigned concludes that Defendants’ instant motion should be granted because pro se Plaintiff Dr. Adam Brook fails to state a claim against Defendant Holzerland and his claims against Defendant U.S. Department of Health and Human Services (“HHS”) are time-barred by applicable statutes of limitation. I. Factual and Procedural Background In 2015 and 2016, Dr. Brook filed four FOIA requests seeking various documents from HHS. Doc. No. 2 at 16–17. This case concerns the adequacy of HHS’ response to those requests. Dr. Brook is a medical doctor who currently resides in Brookeland, Texas. Id. at 3. The documents he seeks relate to his termination from employment as a surgeon on October 5, 2009, following a surgery he conducted three days earlier on October 2, 2009. Id. at 6–7. Dr. Brook’s Complaint contains extensive factual allegations related to the surgery itself and the events preceding and following his termination. See generally id. However, the undersigned need not recount the entire underlying factual history, as the facts relevant to resolving the instant motion are straightforward and pertain to the timing of Dr. Brook’s FOIA requests and appeals. Three of Dr. Brook’s FOIA requests are at issue in this case.1 The first is request 16F116,

which Dr. Brook submitted on February 20, 2016. Id. at 16–17. The second is request 16F128, which Dr. Brook submitted on February 25, 2016. Id. at 17. HHS responded to both requests over one year later, on March 10, 2017. Id. Dr. Brook filed an appeal of HHS’ responses three days later, on March 13, 2017. Id. More than six years later, HHS ultimately denied Dr. Brook’s appeal of requests 16F116 and 16F128 on September 25, 2023. Id. The third request is 2016-00450, which Dr. Brook submitted on March 17, 2016. Id. In his Complaint, Dr. Brook contends that he had not received a response from HHS as of October 20, 2023. Id. at 18. Dr. Brook has not alleged that he filed any appeal related to this third request. See generally Doc. No. 2.

Dr. Brook filed his Complaint on October 20, 2023. Id. Defendants filed the instant Motion to Dismiss on February 1, 2024. Doc. No. 9. Dr. Brook filed his Response (Doc. No. 11) on February 15, 2024, and Defendants filed their Reply (Doc. No. 12) on February 20, 2024. II. Legal Standard A. Rule 12(b)(1) Motion to Dismiss

A motion to dismiss filed under Rule 12(b)(1) of the Federal Rules of Civil Procedure challenges the subject-matter jurisdiction of a federal district court. See FED R. CIV. P. 12(b)(1).

1 The fourth FOIA request mentioned in Dr. Brook’s Complaint, request 15F293, was submitted on May 13, 2015. Doc. No. 2 at 16. Dr. Brook stated in his Response that he does not seek judicial review of request 15F293 in the instant lawsuit. Doc. No. 11 at 6. Accordingly, the undersigned construes Dr. Brook’s claims as pertaining to only requests 16F116, 16F128, and 2016-00450. The court “must presume that a suit lies outside [its] limited jurisdiction, and the burden of establishing federal jurisdiction rests on the party seeking the federal forum.” Gonzalez v. Limon, 926 F.3d 186, 188 (5th Cir. 2019). “A case is properly dismissed for lack of subject matter jurisdiction when the court lacks the statutory or constitutional power to adjudicate the case.”

Walmart, Inc. v. U.S. Department of Justice, 21 F.4th 300, 307 (5th Cir. 2021) (quoting Home Builders Ass’n of Miss., Inc. v. City of Madison, 143 F.3d 1006, 1010 (5th Cir. 1998)). A court must address a jurisdictional challenge before addressing a challenge on the merits under Rule 12(b)(6). See Ramming v. United States, 281 F.3d 158, 161 (5th Cir. 2001). When ruling on a 12(b)(1) motion, a court may consider “(1) the complaint alone; (2) the complaint supplemented by undisputed facts evidenced in the record; or (3) the complaint supplemented by undisputed facts plus the court’s resolution of disputed facts.” In re S. Recycling, L.L.C., 982 F.3d 374, 379 (5th Cir. 2020). “[A] motion to dismiss for lack of subject matter jurisdiction should be granted only if it appears certain that the plaintiff cannot prove any set of facts in support of his claim that would entitle the plaintiff to relief.” Ramming, 281 F.3d at 161.

B. Rule 12(b)(6) Motion to Dismiss

Under Rule 12(b)(6), a court may dismiss a complaint for “failure to state a claim upon which relief can be granted.” FED. R. CIV. P. 12(b)(6). To survive a Rule 12(b)(6) motion to dismiss, a complaint “must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). Plaintiffs must state enough facts to “nudge their claims across the line from conceivable to plausible.” Twombly, 550 U.S. at 570. “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 678. When assessing a motion to dismiss under this rule, the court must accept as true all well- pleaded facts in the plaintiff’s complaint and view those facts in the light most favorable to the plaintiff. Allen v. Hays, 65 F.4th 736, 743 (5th Cir. 2023). However, “[c]onclusory allegations, unwarranted factual inferences, or legal conclusions are not accepted as true.” Id. (internal

quotations omitted). C. Pro Se Pleading Standard “A document filed pro se is to be liberally construed,” and “a pro se complaint, however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by lawyers.” Erickson v. Pardus, 551 U.S. 89, 94 (2007) (internal citations and quotations omitted). However, regardless of whether the plaintiff is proceeding pro se or is represented by counsel, “conclusory allegations or legal conclusions masquerading as factual conclusions will not suffice to prevent a motion to dismiss.” Nix v. Major League Baseball, 62 F.4th 920, 928 (5th Cir. 2023), cert. denied, 144 S. Ct. 165 (2023) (quoting Taylor v. Books A Million, Inc., 296 F.3d 376, 378 (5th Cir. 2002)).

III. Discussion Dr. Brook asserts claims under FOIA and the Privacy Act and seeks to enjoin HHS from withholding records related to his three records requests. Doc. No. 2 at 18–19. Defendants move to dismiss Dr. Brook’s claims on the basis that Defendant Holzerland is not a proper defendant for a FOIA action and that Dr.

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