IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF NEW YORK _________________________
ELIZABETH B.,
Plaintiff, v. Civil Action No. 8:23-cv-601 (DEP)
MARTIN J. O’MALLEY, Commissioner of Social Security,1
Defendant. __________________________
APPEARANCES: OF COUNSEL:
FOR PLAINTIFF
SCHNEIDER & PALCSIK MARK A. SCHNEIDER, ESQ. 57 Court Street Plattsburgh, NY 12901
FOR DEFENDANT
SOCIAL SECURITY ADMIN. CANDACE BROWN CASEY, ESQ. OFFICE OF GENERAL COUNSEL 6401 Security Boulevard Baltimore, MD 21235
DAVID E. PEEBLES U.S. MAGISTRATE JUDGE
1 Plaintiff’s complaint named Kilolo Kijakazi, in her official capacity as the Acting Commissioner of Social Security, as the defendant. On December 20, 2023, Martin J. O’Malley took office as the Commissioner of Social Security. He has therefore been substituted as the named defendant in this matter pursuant to Rule 25(d)(1) of the Federal Rules of Civil Procedure, and no further action is required in order to effectuate this change. See 42 U.S.C. § 405(g). ORDER Currently pending before the court in this action, in which plaintiff
seeks judicial review of an adverse administrative determination by the Commissioner of Social Security (“Commissioner”), pursuant to 42 U.S.C. §§ 405(g) and 1383(c), are cross-motions for judgment on the pleadings.2
Oral argument was heard in connection with those motions on October 10, 2024, during a telephone conference conducted on the record. At the close of argument, I issued a bench decision in which, after applying the requisite deferential review standard, I found that the Commissioner=s
determination resulted from the application of proper legal principles and is supported by substantial evidence, providing further detail regarding my reasoning and addressing the specific issues raised by the plaintiff in this
appeal. After due deliberation, and based upon the court=s oral bench decision, which has been transcribed, is attached to this order, and is incorporated herein by reference, it is hereby
2 This matter, which is before me on consent of the parties pursuant to 28 U.S.C. ' 636(c), has been treated in accordance with the procedures set forth in General Order No. 18. Under that General Order, once issue has been joined, an action such as this is considered procedurally as if cross-motions for judgment on the pleadings had been filed pursuant to Rule 12(c) of the Federal Rules of Civil Procedure. ORDERED, as follows: 1) | Defendant’s motion for judgment on the pleadings is GRANTED. 2) |The Commissioner’s determination that the plaintiff was not disabled at the relevant times, and thus is not entitled to benefits under the Social Security Act, is AFFIRMED. 3) The clerk is respectfully directed to enter judgment, based
upon this determination, DISMISSING plaintiff's complaint in its entirety.
U.S. Magistrate Judge Dated: October 29, 2024 Syracuse, NY
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK ---------------------------------------------------x ELIZABETH B.,
Plaintiff,
vs. 23-cv-601
KILOLO KIJAKAZI, Acting Commissioner of Social Security, Defendant. ---------------------------------------------------x
DECISION October 10, 2024 the Honorable David E. Peebles United States Magistrate Judge, Presiding
APPEARANCES (by telephone) For Plaintiff: SCHNEIDER & PALCSIK 57 Court Street Plattsburgh, NY 12901 BY: MARK A. SCHNEIDER, ESQ.
For Defendant: SOCIAL SECURITY ADMINISTRATION 6401 Security Boulevard Baltimore, MD 21235 BY: CANDACE BROWN CASEY, ESQ.
Eileen McDonough, RPR, CRR Official United States Court Reporter P.O. Box 7367 Syracuse, New York 13261 (315)234-8546 1 THE COURT: Before I address the merits of this 2 case, there is a question of consent. When this case was 3 filed it was assigned to my colleague, Magistrate Judge 4 Therese Wiley Dancks. The consent form that appears at 5 docket number 5 was signed by plaintiff's counsel consenting 6 to have Magistrate Judge Dancks hear and decide the case with 7 direct appeal to the Second Circuit Court of Appeals. When 8 the case was transferred to me, the docket entry noting the 9 transfer gave a deadline for withdrawal of consent, but I 10 wanted to ensure that the plaintiff does, in fact, consent to 11 my deciding the case with direct review by the Second 12 Circuit. 13 Attorney Schneider, does she consent? 14 MS. SCHNEIDER: Yes, she consents and I consent to 15 your having jurisdiction. 16 THE COURT: Thank you. 17 MS. SCHNEIDER: You're welcome. 18 THE COURT: Plaintiff commenced this proceeding 19 pursuant to 42, United States Code, Sections 405(g) and 20 1383(c)(3) to challenge an adverse determination by the 21 Commissioner of Social Security that plaintiff was not 22 disabled at the relevant times and therefore ineligible for 23 the benefits for which she applied. The background is as 24 follows. 25 Plaintiff lives in Massena, New York, with her 1 fiance, and her fiance's parents, and a daughter who was age 2 ten at the time of the hearing in this case. She was born in 3 November of 1984 and is currently 39 years of age. She was 4 36 years old on the alleged onset of disability date of 5 12/4/20. 6 Plaintiff stands 5-foot, 8-inches in height and 7 weighs approximately 140 pounds. She has a high school 8 degree. The record is equivocal as to whether she did or did 9 not attend special education classes; at 366 she said yes, at 10 504 she said she was in regular classes. She has two years 11 of college and achieved an Associate's Degree. She does have 12 or had at one point a CNA license or certification. 13 In terms of work, plaintiff worked five years in a 14 hospital in a CNA position. She has also been a personal 15 care aide, a cook, a barmaid, a cashier, and a dishwasher. 16 She stopped working on February 6, 2016. She may have been 17 fired at one point, it appears that she was, through 18 absenteeism. She also attributes the termination of her 19 employment to a disagreement with her supervisor. That's at 20 44 to 45 of the Administrative Transcript. 21 Plaintiff suffers from many physical and mental 22 diagnosed impairments, including fibromyalgia, history of 23 traumatic brain injuries, syncope, narcolepsy, migraine 24 headaches, restless leg syndrome, lumbar spondylosis, 25 cervicalgia, tremors, history of carpal tunnel syndrome, 1 history of arthritis, an overactive bladder, fractured left 2 wrist, bilateral knee pain, bilateral hip pain. Some of 3 these were attributed to a 2012 motor vehicle accident. 4 She previously self-medicated with morphine, but is 5 now on another medication, at page 50, buprenorphine, for 6 pain. 7 Mentally she suffers from depressive disorder, 8 bipolar disorder, anxiety disorder, post traumatic stress 9 disorder, and attention deficit hyperactive disorder. 10 Plaintiff's activities of daily living have been outlined at 11 506 to 507, 511, 734 to 735, and 739 of the Administrative 12 Transcript, including taking care of her personal needs, 13 cooking, cleaning, doing laundry, she can manage money, 14 socializes with family and friends. She reads, watches 15 television. She engages in childcare, including babysitting 16 for a friend. Crafts. She drives her daughter to and from 17 school approximately half mile. She attends beauty pageants 18 with her daughter.
Free access — add to your briefcase to read the full text and ask questions with AI
IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF NEW YORK _________________________
ELIZABETH B.,
Plaintiff, v. Civil Action No. 8:23-cv-601 (DEP)
MARTIN J. O’MALLEY, Commissioner of Social Security,1
Defendant. __________________________
APPEARANCES: OF COUNSEL:
FOR PLAINTIFF
SCHNEIDER & PALCSIK MARK A. SCHNEIDER, ESQ. 57 Court Street Plattsburgh, NY 12901
FOR DEFENDANT
SOCIAL SECURITY ADMIN. CANDACE BROWN CASEY, ESQ. OFFICE OF GENERAL COUNSEL 6401 Security Boulevard Baltimore, MD 21235
DAVID E. PEEBLES U.S. MAGISTRATE JUDGE
1 Plaintiff’s complaint named Kilolo Kijakazi, in her official capacity as the Acting Commissioner of Social Security, as the defendant. On December 20, 2023, Martin J. O’Malley took office as the Commissioner of Social Security. He has therefore been substituted as the named defendant in this matter pursuant to Rule 25(d)(1) of the Federal Rules of Civil Procedure, and no further action is required in order to effectuate this change. See 42 U.S.C. § 405(g). ORDER Currently pending before the court in this action, in which plaintiff
seeks judicial review of an adverse administrative determination by the Commissioner of Social Security (“Commissioner”), pursuant to 42 U.S.C. §§ 405(g) and 1383(c), are cross-motions for judgment on the pleadings.2
Oral argument was heard in connection with those motions on October 10, 2024, during a telephone conference conducted on the record. At the close of argument, I issued a bench decision in which, after applying the requisite deferential review standard, I found that the Commissioner=s
determination resulted from the application of proper legal principles and is supported by substantial evidence, providing further detail regarding my reasoning and addressing the specific issues raised by the plaintiff in this
appeal. After due deliberation, and based upon the court=s oral bench decision, which has been transcribed, is attached to this order, and is incorporated herein by reference, it is hereby
2 This matter, which is before me on consent of the parties pursuant to 28 U.S.C. ' 636(c), has been treated in accordance with the procedures set forth in General Order No. 18. Under that General Order, once issue has been joined, an action such as this is considered procedurally as if cross-motions for judgment on the pleadings had been filed pursuant to Rule 12(c) of the Federal Rules of Civil Procedure. ORDERED, as follows: 1) | Defendant’s motion for judgment on the pleadings is GRANTED. 2) |The Commissioner’s determination that the plaintiff was not disabled at the relevant times, and thus is not entitled to benefits under the Social Security Act, is AFFIRMED. 3) The clerk is respectfully directed to enter judgment, based
upon this determination, DISMISSING plaintiff's complaint in its entirety.
U.S. Magistrate Judge Dated: October 29, 2024 Syracuse, NY
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK ---------------------------------------------------x ELIZABETH B.,
Plaintiff,
vs. 23-cv-601
KILOLO KIJAKAZI, Acting Commissioner of Social Security, Defendant. ---------------------------------------------------x
DECISION October 10, 2024 the Honorable David E. Peebles United States Magistrate Judge, Presiding
APPEARANCES (by telephone) For Plaintiff: SCHNEIDER & PALCSIK 57 Court Street Plattsburgh, NY 12901 BY: MARK A. SCHNEIDER, ESQ.
For Defendant: SOCIAL SECURITY ADMINISTRATION 6401 Security Boulevard Baltimore, MD 21235 BY: CANDACE BROWN CASEY, ESQ.
Eileen McDonough, RPR, CRR Official United States Court Reporter P.O. Box 7367 Syracuse, New York 13261 (315)234-8546 1 THE COURT: Before I address the merits of this 2 case, there is a question of consent. When this case was 3 filed it was assigned to my colleague, Magistrate Judge 4 Therese Wiley Dancks. The consent form that appears at 5 docket number 5 was signed by plaintiff's counsel consenting 6 to have Magistrate Judge Dancks hear and decide the case with 7 direct appeal to the Second Circuit Court of Appeals. When 8 the case was transferred to me, the docket entry noting the 9 transfer gave a deadline for withdrawal of consent, but I 10 wanted to ensure that the plaintiff does, in fact, consent to 11 my deciding the case with direct review by the Second 12 Circuit. 13 Attorney Schneider, does she consent? 14 MS. SCHNEIDER: Yes, she consents and I consent to 15 your having jurisdiction. 16 THE COURT: Thank you. 17 MS. SCHNEIDER: You're welcome. 18 THE COURT: Plaintiff commenced this proceeding 19 pursuant to 42, United States Code, Sections 405(g) and 20 1383(c)(3) to challenge an adverse determination by the 21 Commissioner of Social Security that plaintiff was not 22 disabled at the relevant times and therefore ineligible for 23 the benefits for which she applied. The background is as 24 follows. 25 Plaintiff lives in Massena, New York, with her 1 fiance, and her fiance's parents, and a daughter who was age 2 ten at the time of the hearing in this case. She was born in 3 November of 1984 and is currently 39 years of age. She was 4 36 years old on the alleged onset of disability date of 5 12/4/20. 6 Plaintiff stands 5-foot, 8-inches in height and 7 weighs approximately 140 pounds. She has a high school 8 degree. The record is equivocal as to whether she did or did 9 not attend special education classes; at 366 she said yes, at 10 504 she said she was in regular classes. She has two years 11 of college and achieved an Associate's Degree. She does have 12 or had at one point a CNA license or certification. 13 In terms of work, plaintiff worked five years in a 14 hospital in a CNA position. She has also been a personal 15 care aide, a cook, a barmaid, a cashier, and a dishwasher. 16 She stopped working on February 6, 2016. She may have been 17 fired at one point, it appears that she was, through 18 absenteeism. She also attributes the termination of her 19 employment to a disagreement with her supervisor. That's at 20 44 to 45 of the Administrative Transcript. 21 Plaintiff suffers from many physical and mental 22 diagnosed impairments, including fibromyalgia, history of 23 traumatic brain injuries, syncope, narcolepsy, migraine 24 headaches, restless leg syndrome, lumbar spondylosis, 25 cervicalgia, tremors, history of carpal tunnel syndrome, 1 history of arthritis, an overactive bladder, fractured left 2 wrist, bilateral knee pain, bilateral hip pain. Some of 3 these were attributed to a 2012 motor vehicle accident. 4 She previously self-medicated with morphine, but is 5 now on another medication, at page 50, buprenorphine, for 6 pain. 7 Mentally she suffers from depressive disorder, 8 bipolar disorder, anxiety disorder, post traumatic stress 9 disorder, and attention deficit hyperactive disorder. 10 Plaintiff's activities of daily living have been outlined at 11 506 to 507, 511, 734 to 735, and 739 of the Administrative 12 Transcript, including taking care of her personal needs, 13 cooking, cleaning, doing laundry, she can manage money, 14 socializes with family and friends. She reads, watches 15 television. She engages in childcare, including babysitting 16 for a friend. Crafts. She drives her daughter to and from 17 school approximately half mile. She attends beauty pageants 18 with her daughter. She home-schooled her daughter during the 19 COVID shutdown of schools. And she does games on her phone. 20 She avoids shopping and does not take public transportation. 21 There is an indication at one point she also may have been 22 involved in inline skating. Plaintiff is a smoker. 23 In terms of care providers, Dr. David Garrison is 24 her primary provider; Dr. Kejian Tang is her neurologist; 25 Dr. Duane Dixon and Nurse Practitioner Daniel King see the 1 plaintiff for pain, and she also receives mental health 2 treatment through Citizens Advocates, including through 3 Dr. Joshua Frank, a psychiatrist, and therapist Jaclyne 4 Newton. 5 Procedurally, plaintiff applied for Title II and 6 Title XVI benefits on November 30, 2020, alleging an onset 7 date originally of February 8, 2016 that was later amended to 8 December 4, 2020. In support of her application, at 9 page 365, she listed various physical and mental impairments 10 on her function report. Noteworthy is the fact that the 11 prior application, or prior applications I should say, were 12 made on April 4, 2016, denied by an administrative law judge 13 on August 7, 2016. After commencing an action in the 14 Northern District of New York to challenge that 15 determination, there was a stipulation to remand. An 16 administrative law judge on December 3, 2020 again denied 17 benefits. This Court received this action on January 27, 18 2021, challenging that determination and affirmed it on 19 December 15, 2022. Therefore, the onset date was adjusted to 20 December 4, 2020, the day after the administrative law 21 judge's decision. Because plaintiff's date of last insured 22 status is March 31, 2020, only the Title XVI, as plaintiff's 23 counsel has acknowledged, application is at issue in this 24 case. 25 A hearing was conducted on September 21, 2021 by 1 Administrative Law Judge Jennifer Gale Smith, who issued an 2 adverse determination on October 27, 2021. The Social 3 Security Administration Appeals Council denied plaintiff's 4 request for review of that determination on May 11, 2023, 5 making that administrative law judge decision a final 6 determination of the Agency. This action was commenced on 7 May 18, 2023, and is timely. 8 In her decision, Administrative Law Judge Smith 9 applied the familiar five-step sequential analysis and 10 determined at step one that plaintiff had not engaged in 11 substantial gainful activity since December 4, 2020. 12 At step two, she determined that plaintiff does 13 suffer from severe impairments that impose more than minimal 14 limitations on her ability to perform basic work activities, 15 including fibromyalgia, depressive disorder, bipolar 16 disorder, anxiety disorder, PSTD, history of TBI, ADHD, 17 episodic narcotic abuse, syncope, history of narcolepsy, 18 migraine headaches, RLS, lumbar spondylosis, cervicalgia, 19 tremor, history of inflammatory arthritis, and history of 20 carpal tunnel syndrome. 21 At step three, she concluded that plaintiff's 22 conditions do not meet or medically equal any of the listed 23 presumptively disabling conditions set forth in the 24 Commissioner's regulations, specifically considering listings 25 1.15, 11.02, 11.04, 11.14, 11.18, 14.06, 14.09, 12.02, 12.04, 1 12.06, 12.11, 12.15, and concluded that, as I said, 2 plaintiff's condition does not meet or medically equal any of 3 those listings. 4 The ALJ determined that, notwithstanding her 5 impairments, plaintiff retains residual functional capacity, 6 or RFC, to perform light work, except claimant should not 7 work at unprotected heights, climb ladders, ropes or 8 scaffolds, or work in close proximity to dangerous machinery 9 or moving mechanical parts of equipment. Claimant should not 10 drive as part of her job duties. Plaintiff can occasionally 11 balance as defined in the selective characteristics of 12 occupations, or SCO, kneel, crouch, crawl, climb ramps and 13 stairs, and stoop. Claimant can frequently reach, handle, 14 finger and feel. The claimant can tolerate no more than 15 moderate levels of noise as defined in Appendix D of the SCO, 16 1983 Edition. The claimant should avoid work outdoors in 17 bright sunshine and work with bright or flickering lights 18 such as one would experience welding or cutting metals. The 19 claimant should have no more than occasional concentrated 20 exposure to headache irritants such as dust, odors, fumes and 21 gases. The claimant should work at simple, routine and 22 repetitive tasks. The claimant should work in a low stress 23 job defined as occasional decision-making, occasional 24 judgment required and occasional changes in the work setting. 25 The claimant should work at goal oriented work rather than 1 production pace rate work. The claimant should have 2 occasional contact with co-workers, supervisors and the 3 public. 4 At step four, applying that RFC the administrative 5 law judge concluded that plaintiff is incapable of performing 6 her past relevant work. 7 At step five, with the assistance of testimony from 8 a vocational expert, the administrative law judge concluded 9 that, notwithstanding her impairments, plaintiff does retain 10 the ability to perform available work in the national 11 economy, citing the representative positions, those of linen 12 grader, produce weigher, shaker, and mail clerk, and 13 therefore was not disabled at the relevant times. 14 As the parties know, the Court's function in this 15 case is limited to determining whether correct, legal 16 principles were applied and the results are supported by 17 substantial evidence, defined as such admissible evidence as 18 a reasonable person would find adequate to support a 19 conclusion. This standard is extremely deferential, as the 20 Second Circuit has noted in Brault versus Social Security 21 Administration Commissioner, 683 F.3d 443, 2012, and more 22 recently reiterated in Schillo v. Kijakazi, 31 F.4th 64, from 23 2022. 24 In this case plaintiff has raised essentially five 25 contentions. The first is that the ALJ erred in evaluation 1 of the various medical opinions of record. The second is 2 that at step two the administrative law judge should have 3 included incontinence as one of those impairments. At step 4 three -- I'm sorry, the third issue raised is that the RFC is 5 not supported by substantial evidence and specifically does 6 not account for plaintiff's pain. The fourth alleges 7 improper evaluation of plaintiff's claims of symptomatology. 8 And the fifth is based upon the alleged duty to recontact 9 psychiatrist Dr. Joshua Frank to ask for an explanation as to 10 why the medical opinion provided by Dr. Frank is not 11 supported by treatment notes. 12 In terms of evaluation of medical opinions, this 13 case is subject to the regulations which took effect for 14 applications filed after March 27, 2017. Under those 15 regulations the commissioner no longer defers or gives any 16 specific evidentiary weight, including controlling weight, to 17 any medical opinions, including those from medical treatment 18 sources. Instead, the ALJ is required to consider whether 19 the opinions are persuasive, primarily by considering whether 20 they are supported by and consistent with the record in the 21 case. 22 An ALJ in his or her decision must articulate how 23 persuasive those medical opinions are found to be sufficient 24 to provide for meaningful judicial review. In this case 25 there are conflicting opinions in the record. In the first 1 instance it is for the administrative law judge to resolve 2 conflicting medical opinions. Veino v. Barnhart, 312 F.3d 3 578, Second Circuit, 2002. In this case there are opinions 4 that are essentially prior administrative medical findings 5 addressing claimant's mental health condition from Dr. S. 6 Hennessey, who issued opinions regarding both the Title II 7 and Title XVI applications. The one addressing the Title XVI 8 application appears at 111 to 126 of the Administrative 9 Transcript, it is dated February 22, 2021, and it finds the 10 plaintiff did not suffer any severe medically determinable 11 mental impairment. 12 The administrative law judge discussed that opinion 13 at pages 25 and 26 of the opinion and found that it was 14 partially persuasive but found plaintiff to be more limited. 15 The case law is clear that it's not a basis to remand if an 16 opinion is accepted but the plaintiff is found more limited 17 because an RFC does not need to exactly mirror any one 18 particular medical opinion. 19 The plaintiff's mental health condition was also 20 addressed at a prior administrative medical finding by 21 Dr. H. Ferrin. That appears at 149 to 173 of the 22 Administrative Transcript. And it is also subject to 749, 23 750 of the transcript. It's dated April 8, 2021. The 24 determination of Dr. Ferrin's opinion regarding the so-called 25 B criteria is that plaintiff is mildly limited in 1 understanding, remembering, or applying information, 2 interacting with others, and adapting or managing oneself, 3 and moderately limited in concentration, persistence and 4 pace. 5 The mental health residual functional capacity is 6 found at page 170, and Dr. Ferrin concludes that plaintiff is 7 capable of understanding and remembering simple and more 8 detailed instructions and procedures. She would have 9 difficulty with highly complex tasks. She retains the 10 ability to perform sustained concentration and persistence. 11 She can maintain adequate attention and concentration to 12 complete work-like procedures and sustain a routine and 13 social interaction. He found that although the claimant 14 displayed self-isolating behaviors, she was still able to 15 relate and respond in an appropriate manner. He concluded 16 that the claimant is able to cope with changes and make 17 decisions. And so essentially found the psychological 18 assessment of February 22, 2021 as persuasive. 19 The ALJ considered this to be also partially 20 persuasive at page 26 but found that plaintiff was more 21 limited. The prior administrative medical findings 22 addressing plaintiff's physical condition, including first 23 Dr. A. Auerbach on February 25, 2021, 111 to 126, the 24 conclusion at page 123, is that based on the allegations of 25 chronic pain, myofascial findings on exam and pain management 1 records, the claimant is limited to lifting 20 pounds 2 occasionally, 10 pounds frequently, stand/walk six out of 3 eight hours, and sit six out of eight hours. The 4 administrative law judge found this to be partially 5 persuasive, but again at page 26 found plaintiff to be more 6 limited. The prior administrative findings of Dr. R. Mohanty 7 on April 14, 2021 appears at 149 to 173 and is also subject 8 to 751 to 752 affirms that finding, and again the 9 administrative law judge found it to be partially persuasive 10 but the plaintiff to be more limited. 11 Plaintiff's physical capacity was also addressed in 12 a consultative examination report issued by Dr. Elke Lorensen 13 based on her examination of the plaintiff on February 12, 14 2020. It appears at 510 to 514 of the record. The medical 15 source statement is no gross limitations for sitting, 16 standing, walking, and handling small objects with the hands, 17 mild limitations for bending, lifting and reaching. 18 Dr. Lorensen issued a second report on February 11, 2021. It 19 appears at 738 to 741. The medical source statement in that 20 report is no gross limitations for sitting, standing, walking 21 and using the hands, mild limitations for bending, lifting 22 and carrying. The administrative law judge discussed these 23 two at page 27 and concluded that they are consistent with 24 light work but assessed greater limitations based upon the 25 testimony and claims of the plaintiff. 1 Mentally, plaintiff underwent two consultative 2 examinations, one by Dr. Dennis Noia on February 12, 2020, at 3 504 to 508. In the medical source statement all of the 4 limitations expressed, to the extent there were any, were 5 equal to or less than moderate limitations. The 6 administrative law judge found this to be partially 7 persuasive, that's at page 27, and noted that it is 8 consistent with the RFC. 9 The second consultative examination came on 10 February 11, 2021 by Dr. Dante Alexander. It appears at 732 11 to 736. It also contains mild to moderate limitations at 12 best, and the administrative law judge also concluded at 13 page 27 that this was partially persuasive and consistent 14 with the RFC. 15 There is a contrary opinion, as plaintiff's counsel 16 has noted, by Dr. Joshua Frank, who was a treating 17 psychiatrist. There were two opinions, one from October 21, 18 2020, appears at 1219 to 1225 of the Administrative 19 Transcript. It is extremely limiting and one could 20 convincingly argue it was disabling. Dr. Frank opined 21 plaintiff would be off task 25 percent of a typical workday 22 and absent more than four days per month, and had extreme 23 limitations in many of the relevant domains. 24 The second was from September 22, 2021. It appears 25 at 1393 and 1399, and is equally disabling. The 1 administrative law judge discussed these two opinions at 2 page 27 and found that they were not persuasive. The reasons 3 given were that they were inconsistent with objective medical 4 evidence, which as described earlier in the opinion 5 documented repeated benign mental status exams. Two, 6 portions of Dr. Frank's assessments appear to be based on 7 subjective reports rather than any objective analysis. And 8 specifically, the record did not show that there was any 9 testing given to objectify the length of time the claimant 10 could concentrate. And three, his estimates as to time off 11 task and absences are speculative. 12 I have to say that I did not find any error in the 13 weighing of these conflicting opinions, and when it comes to 14 treatment notes I carefully reviewed the relevant treatment 15 notes, specifically emphasizing those from Citizen Advocates 16 that appear at 5F, 28F, 31F, 32F, 33F, 34F, 35F, 36F, 37F, 17 and I have to agree with the administrative law judge that 18 they show overwhelmingly normal and benign mental status 19 exams with very, very few exceptions. So, I don't find any 20 error in the evaluation of the medical opinions. I believe 21 they are consistent with the regulations. And in the end, it 22 was for the administrative law judge to resolve any 23 conflicts. 24 In terms of the RFC, the claimant's RFC, as you 25 know, represents a finding of a range of tasks the claimant 1 is capable of performing notwithstanding his or her 2 impairments. That means a claimant's maximum ability to 3 perform sustained work activities in an ordinary setting on a 4 regular and continuing basis, meaning eight hours a day for 5 five days a week, or an equivalent schedule. And an RFC is 6 informed by consideration of the claimant's physical and 7 mental abilities, symptomatology, and other limitations that 8 could interfere with work activities on a regular and 9 continuing basis, as well as all of the relevant medical and 10 other evidence. 20 CFR Section 416.945, 96-8p. 11 In this case addressing first the physical 12 component, as I indicated before, Dr. Lorensen found mild 13 limitations to lifting and no limitations to standing and 14 walking. This clearly supports a finding consistent with 15 light work, which is defined as lifting no more than 16 20 pounds at a time with frequent lifting or carrying of 17 objects going up to 10 pounds. In addition, the ability to 18 stand and/or walk six hours out of the eight hour day, and to 19 sit intermittently for the remainder of the time. Poupore v. 20 Astrue, 566 F.3d 303, Second Circuit 2009. And again, the 21 existence of mild limitations supports light work. Michele 22 B. v. Commissioner of Social Security, 2020 WL 2616150, from 23 the Northern District of New York, May 21, 2020. 24 The prior administrative medical findings of 25 Drs. Auerbach and Mohanty also support the determination in 1 terms of the physical components. And as you know, prior 2 administrative medical findings issued by a state agency 3 consultant are generally accepted as able to provide 4 substantial evidence if supported because they are given by 5 professionals who have reviewed medical records and are 6 familiar with the Social Security Administration's rules and 7 regulations. Woytowicz v. Commissioner of Social Security, 8 2016 WL 6427787, from the Northern District of New York, 9 October 5, 2016. That report recommendation was accepted by 10 2016 WL 6426385 October 28, 2016, and also Valdes-Ocasio v. 11 Kijakazi, 2023 WL 3573761, from the Second Circuit, May 22, 12 2022. 13 I don't find any error in addressing the physical 14 component of the RFC. The administrative law judge 15 considered the medical records, the medical opinions, 16 plaintiff's activities of daily living, and engaged in a 17 thorough discussion of all of those. 18 Turning to the mental component, again I find a 19 proper analysis of the opinions. I do acknowledge one thing 20 that the plaintiff has argued, that in mental health cases 21 reliance on subjective complaints is not necessarily alone a 22 basis to reject an opinion of a treatment provider. Rucker 23 v. Kijakazi, 48 F.4th 86, from the Second Circuit 2022. But 24 the administrative law judge also addressed how Dr. Frank's 25 opinion was inconsistent with treatment notes, that's at page 1 27, and discussed that there was no objective test of 2 plaintiff's ability to concentrate. 3 Dr. Frank's opinion was in stark contrast with the 4 opinions of Drs. Ferrin and Hennessey, as well as Noia and 5 Alexander, and in the end it was for the administrative law 6 judge under Veino to resolve those conflicts. I do note, as 7 I indicated previously, that the treatment notes of both 8 Dr. Frank and Therapist Jaclyne Newton do not appear to 9 support the opinions given by Dr. Frank, as the 10 administrative law judge noted at pages 23 and 25. 11 I also note that Dr. Dixon who treated plaintiff 12 for pain, and Dr. Tang, the neurologist, also noted on 13 several occasions normal mental status findings. The 14 opinions of Dr. Noia and Dr. Alexander were accepted, and I 15 note that they did find moderate limitations which are not 16 incompatible with the ability to perform unskilled work. 17 Sheri L. v. Kijakazi, 2022 WL 561563, Northern District of 18 New York, February 24, 2022. Elizabeth B. v. Commissioner of 19 Social Security, 2022 WL 17721254, Northern District of New 20 York, December 15, 2022. And Rigley G. v. Commissioner of 21 Social Security, 2021 WL 1407507, from the Northern District 22 of New York, September 22, 2021. 23 Plaintiff has argued that her condition ebbs and 24 flows and that the administrative law judge did not recognize 25 that. Again, I reviewed very carefully plaintiff's mental 1 health records. I did not see evidence of such significant 2 ebbs and flows. The plaintiff kind of offhand raised an 3 argument about listings and whether plaintiff's mental health 4 condition supported the listings. In my view the plaintiff 5 failed to carry her burden of satisfying either the B or the 6 C criteria of the mental health listings. The ALJ found only 7 one moderate limitation and that finding is supported. 8 In terms of the step two argument, the urinary 9 incontinence at step two, the plaintiff must show that he or 10 she has a medically determinable impairment that rises to the 11 level of severe, meaning that it significantly limits an 12 individual's ability to perform basic work activities. 13 Obviously, this is a de minimis requirement undoubtedly and 14 intended to screen out only the severe cases. The mere 15 presence of a diagnosed impairment alone does not suffice. 16 The plaintiff in the end has the burden of showing 17 limitations. The ALJ thoroughly discussed the question of 18 incontinence at page 16, noted that it was controlled with 19 medications, it's mostly at night and did not meet the 20 durational requirement of the regulations. She also noted 21 that the cystoscopy that was performed was basically negative 22 and that the evidence did not show that the condition met 23 again the durational requirements. 24 I don't find any error, but if there was error, it 25 was harmless. The administrative law judge continued with 1 the sequential analysis and at page 16 specifically noted 2 that she considered all of the plaintiff's medically 3 determinable impairments, whether they were deemed severe or 4 not. In the end plaintiff failed to carry her burden of 5 showing how her incontinence would limit her ability to work, 6 and therefore there was no error. Moniqua W. v. Commissioner 7 of Social Security, 2022 WL 683461, the Southern District of 8 Ohio, March 8, 2022. 9 The next issue raised concerns the assessment of 10 subjective reports. The ALJ must take into account a 11 claimant's subjective complaints in rendering the five-step 12 analysis. When examining the issue, however, the ALJ is not 13 required to blindly accept the testimony of a claimant, but 14 instead must assess first whether the claimant has a 15 medically determinable impairment that could reasonably be 16 expected to produce those symptoms, and then if so, must 17 evaluate both the intensity and persistence of those symptoms 18 and the extent to which they limit the ability to perform 19 work-related activities. Social Security Rule 16-3p sets 20 forth various factors that must be considered. 21 The ALJ's assessment of subjective complaints is 22 entitled to substantial deference by a reviewing court. 23 Madelyn S. v. Commissioner of Social Security, 2022 WL 24 526233, that's Northern District of New York, January 27, 25 2021; Aponte v. Secretary Department of Health and Human 1 Services of U.S., 728 F.2d 588, Second Circuit 1984; and 2 Sheri L. v. Kijakazi, 2022 WL 56153, Northern District of New 3 York, February 24, 2022. 4 The plaintiff's claims were recited by the 5 administrative law judge at page 22. There followed a 6 comprehensive analysis of the evidence at pages 23 to 27. 7 The ALJ in the end discounted plaintiff's subjective reports 8 based on medical opinions in the record, and his treatment 9 history, and plaintiff's activities of daily living. That, 10 as I indicated, is entitled to substantial deference, and 11 plaintiff is unable to convince me that no reasonable 12 fact-finder could agree with the administrative law judge's 13 determination in this case. 14 I note that there was an argument made that there 15 was a duty to recontact Dr. Frank because of the finding that 16 his opinions were not supported by treatment notes, and I 17 find no duty to recontact. In this case the evidence in my 18 view was sufficient to permit the administrative law judge to 19 meaningfully assess whether the plaintiff had carried a 20 burden of establishing disability and there was no duty to 21 recontact Dr. Frank. 22 So in the end, I find no error. I find that the 23 determination of no disability is supported by substantial 24 evidence and will, therefore, grant judgment on the pleadings 25 to the defendant and order dismissal of plaintiff's 21
1 complaint. 2 Thank you both. I hope you have a good afternoon. 3 * * * 4 5 CERTIFICATION 6 7 I, EILEEN MCDONOUGH, RPR, CRR, Federal Official 8 Realtime Court Reporter, in and for the United States 9 District Court for the Northern District of New York, 10 do hereby certify that pursuant to Section 753, Title 28, 11 United States Code, that the foregoing is a true and correct 12 transcript of the stenographically reported proceedings held 13 in the above-entitled matter and that the transcript page 14 format is in conformance with the regulations of the 15 Judicial Conference of the United States. 16 17 18 19 Leen MeDoneugh 20 EILEEN MCDONOUGH, RPR, CRR Federal Official Court Reporter 21 22 23 24 25