Bronson Howard Knight v. Gene Johnson, the Honorable J. Marshall Coleman, Attorney General of Commonwealth

699 F.2d 162, 1983 U.S. App. LEXIS 31208
CourtCourt of Appeals for the Fourth Circuit
DecidedJanuary 20, 1983
Docket82-6238
StatusPublished
Cited by4 cases

This text of 699 F.2d 162 (Bronson Howard Knight v. Gene Johnson, the Honorable J. Marshall Coleman, Attorney General of Commonwealth) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bronson Howard Knight v. Gene Johnson, the Honorable J. Marshall Coleman, Attorney General of Commonwealth, 699 F.2d 162, 1983 U.S. App. LEXIS 31208 (4th Cir. 1983).

Opinion

BUTZNER, Senior Circuit Judge:

The warden of a Virginia prison appeals from an order granting a writ of habeas corpus to Bronson Howard Knight, who had been convicted of burglary and larceny. The district court held that the procedure followed by the state court invalidated Knight’s pleas of guilty and denied him the right to effective counsel. Knight v. Johnson, 529 F.Supp. 1309 (E.D.Va.1982). We reverse because we conclude that the state court’s procedure neither convicted Knight without due process of law nor infringed his right to effective counsel.

I

Knight desired a bench trial, because a jury trial would not afford him the benefit of a presentence report before the jury determined his sentence. 1 The prosecutor, however, declined to waive a jury. 2 Knight then pled “guilty on the protest” and “guilty underneath protest” to the two charges against him. Knight’s retained counsel stated his client was pleading guilty but that the pleas were “under protest” because the prosecutor had refused to waive a jury trial. Knight’s counsel believed the prosecutor’s power to prevent a bench trial was unconstitutional and wished to preserve the point for appeal.

On inquiry by the court, Knight refused to admit his guilt. The court then informed Knight of the maximum sentence possible on each charge and of the limited grounds available for appeal.

Thereafter, the court announced it was accepting the pleas of guilty and would hear the evidence fully. It stated it would dispose of the case on the basis of the pleas, the evidence, and a presentence report. The prosecutor then asked the court to reject the guilty pleas, enter not guilty pleas, and empanel a jury. The court refused this request and dismissed the jury, which had *164 been in the courtroom when Knight pled guilty. It then proceeded to hear evidence, which was sufficient to establish Knight’s guilt. 3 Knight did not testify or present any witnesses. At the conclusion of the evidence, the court said: “Without regard to the guilty pleas, and based solely upon the evidence presented here today, this Court can and would and does find the defendant guilty .... ” The Virginia Supreme Court denied a writ of error. 4

Knight next applied to the state court for a writ of habeas corpus alleging that his guilty pleas had not been voluntarily and intelligently entered and that he had been ineffectively represented by his retained counsel at trial. The state court appointed new counsel and conducted an evidentiary hearing. At the hearing, Knight continued to protest his innocence and said he thought he was pleading not guilty. He also testified he had two alibi witnesses his attorney had not called and that his attorney had not sufficiently discussed the case with him. Knight did not claim, however, that he had wanted to testify in his own defense on either of the charges on which he had been tried.

Knight’s counsel testified he had instructed Knight to plead guilty under protest because he wished to contest the constitutionality of the prosecutor’s power to preclude a bench trial. He also stated he wanted a bench trial for Knight because juries in the jurisdiction in which Knight was tried had a reputation for giving heavy sentences. He testified that he explained all of this to Knight. He also testified there was no question of a defense for Knight, primarily because the prosecution had a videotape which showed Knight admitting he had committed the crime. He did not recall Knight ever mentioning alibi witnesses. Finally, Knight’s counsel stated there were no witnesses he would have called on his client’s behalf and the most he might have done is cross-examine the prosecution’s witnesses more extensively.

At the conclusion of the state habeas corpus proceeding, the judge commented that although he had accepted Knight’s guilty pleas, he had tried the case “as if it were on a not guilty plea.” He explained:

Finding that [Knight’s] pleas were voluntarily and intelligently [entered,] I proceeded to hear and determine the case without a jury and having heard the evidence and argument of counsel the Court, solely upon the evidence without consideration of the pleas, [found] the accused guilty [on] each count.

In its written findings of fact and conclusions of law, the state habeas court found, contrary to Knight’s allegations, that his counsel had sufficiently discussed the case with him. It noted the conflict in the evidence about the alibi witness and refused to credit Knight, holding that he had not carried the burden of proof on this issue. The state court held that Knight’s pleas were voluntarily and intelligently entered. It also held that tested by the standards of Marzullo v. Maryland, 561 F.2d 540 (4th Cir.1977), Knight had not been denied effective assistance of counsel. The Virginia Supreme Court denied a writ of error.

Knight then sought a writ of habeas corpus in the district court, alleging his pleas were not voluntary and intelligent and his counsel at trial and at the state habeas corpus hearing had been ineffective. The district court did not conduct an evidentiary hearing. On the basis of the state court records, it determined Knight’s pleas had not been voluntary or intelligent because the state trial court had failed to inform Knight of its intention to proceed as if on a *165 not guilty plea with a bench trial on the merits, thereby denying Knight crucial knowledge as to the consequences of his plea. The district court also decided this failure on the part of the trial court denied Knight effective assistance of counsel because his attorney did not employ a strategy during the evidentiary hearing suitable for a trial on the merits. Accordingly, the district court ordered the issuance of the writ.

II

The crux of Knight’s case is the allegation that the state court, after accepting Knight’s guilty pleas, proceeded to try the case as if on a not guilty plea, without first advising Knight of its intention. We believe the evidence does not support Knight’s position as clearly as did the district court.

The record discloses that the state trial judge advised Knight he was accepting the pleas of guilty under protest as pleas of guilty. He informed Knight of the maximum sentence possible on each charge and made sure he understood the nature of the charges. Knight’s protest of innocence did not in itself invalidate his plea. 5

The equivocal nature of Knight’s pleas and his assertion of innocence placed added responsibility on the state trial judge. Accordingly, he specifically told Knight and his counsel he was going to hear all the evidence. The procedure he proposed to follow was authorized by state law. The pertinent section of the Virginia code provides:

Upon a plea of guilty in a felony case, tendered in person by the accused after being advised by counsel, the court shall hear and determine the case without the intervention of a jury....

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Bluebook (online)
699 F.2d 162, 1983 U.S. App. LEXIS 31208, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bronson-howard-knight-v-gene-johnson-the-honorable-j-marshall-coleman-ca4-1983.